by Carl Sagan
What is more, many of these doctrines, if false, are pernicious. In simplistic popular astrology we judge people by one of twelve character types depending on their month of birth. But if the typing is false, we do an injustice to the people we are typing. We place them in previously collected pigeonholes and do not judge them for themselves, a typing familiar in sexism and racism.
The interest in UFOs and ancient astronauts seems at least partly the result of unfulfilled religious needs. The extraterrestrials are often described as wise, powerful, benign, human in appearance, and sometimes they are attired in long white robes. They are very much like gods and angels, coming from other planets rather than from heaven, using spaceships rather than wings. There is a little pseudoscientific overlay, but the theological antecedents are clear: in many cases the supposed ancient astronauts and UFO occupants are deities, feebly disguised and modernized, but easily recognizable. Indeed, a recent British survey suggests that more people believe in extraterrestrial visitations than in God.
Classical Greece was replete with stories in which the gods came down to Earth and conversed with human beings. The Middle Ages were equally rich in apparitions of saints and Virgins. Gods, saints and Virgins were all recorded repeatedly over centuries by people of the highest apparent reliability. What has happened? Where have all the Virgins gone? What has happened to the Olympian gods? Have these beings simply abandoned us in recent and more skeptical times? Or could these early reports reflect the superstition and credulity and unreliability of witnesses? And this suggests a possible social danger from the proliferation of UFO cultism: if we believe that benign extraterrestrials will solve our problems, we may be tempted to exert less than our full measure of effort to solve them ourselves—as has occurred in millennialist religious movements many times in human history.
All the really interesting UFO cases depend on believing that one or a few witnesses were not bamboozling or bamboozled. Yet the opportunity for deception in eyewitness accounts is breathtaking: (1) When a mock robbery is staged for a law school class, few of the students can agree on the number of intruders, their clothing, weapons or comments, the sequence of events or the time the robbery took. (2) Teachers are presented with two groups of children who have, unknown to them, tested equally well on all examinations. But the teachers are informed that one group is smart and the other dumb. The subsequent grades reflect that initial and erroneous assessment, independent of the performance of the students. Predispositions bias conclusions. (3) Witnesses are shown a motion picture of an automobile accident. They are then asked a series of questions such as “Did the blue car run the stop sign?” A week later, when questioned again, a large proportion of the witnesses claim to have seen a blue car—despite the fact that no remotely blue car is in the film. There seems to be a stage, shortly after an eyewitness event, in which we verbalize what we think we have seen and then forever after lock it into our memories. We are very vulnerable in that stage, and any prevailing beliefs—in Olympian gods or Christian saints or extraterrestrial astronauts, say—can unconsciously influence our eyewitness account.
Those skeptical of many borderline belief systems are not necessarily those afraid of novelty. For example, many of my colleagues and I are deeply interested in the possibility of life, intelligent or otherwise, on other planets. But we must be careful not to foist our wishes and fears upon the cosmos. Instead, in the usual scientific tradition, our objective is to find out what the answers really are, independent of our emotional predispositions. If we are alone, that is a truth worth knowing also. No one would be more delighted than I if intelligent extraterrestrials were visiting our planet. It would make my job enormously easier. Indeed, I have spent more time than I care to think about on the UFO and ancient astronaut questions. And public interest in these matters is, I believe, at least in part, a good thing. But our openness to the dazzling possibilities presented by modern science must be tempered by some hard-nosed skepticism. Many interesting possibilities simply turn out to be wrong. An openness to new possibilities and a willingness to ask hard questions are both required to advance our knowledge. And the asking of tough questions has an ancillary benefit: political and religious life in America, especially in the last decade and a half, has been marked by an excessive public credulity, an unwillingness to ask difficult questions, which has produced a demonstrable impairment in our national health. Consumer skepticism makes quality products. This may be why governments and churches and school systems do not exhibit unseemly zeal in encouraging critical thought. They know they themselves are vulnerable.
Professional scientists generally have to make a choice in their research goals. There are some objectives that would be very important if achieved, but that promise so small a likelihood of success that no one is willing to pursue them. (For many years this was the case in the search for extraterrestrial intelligence. The situation has changed mainly because advances in radio technology now permit us to construct enormous radio telescopes with sensitive receivers to pick up any messages that might be sent our way. Never before in human history was this possible.) There are other scientific objectives that are perfectly tractable but of entirely trivial significance. Most scientists choose a middle course. As a result, very few scientists actually plunge into the murky waters of testing or challenging borderline or pseudo-scientific beliefs. The chance of finding out something really interesting—except about human nature—seems small, and the amount of time required seems large. I believe that scientists should spend more time in discussing these issues, but the fact that a given contention lacks vigorous scientific opposition in no way implies that scientists think it is reasonable.
There are many cases where the belief system is so absurd that scientists dismiss it instantly but never commit their arguments to print. I believe this is a mistake. Science, especially today, depends upon public support. Because most people have, unfortunately, a very inadequate knowledge of science and technology, intelligent decision making on scientific issues is difficult. Some pseudoscience is a profitable enterprise, and there are proponents who not only are strongly identified with the issue in question but also make large amounts of money from it. They are willing to commit major resources to defending their contentions. Some scientists seem unwilling to engage in public confrontations on borderline science issues because of the effort required and the possibility that they will be perceived to lose a public debate. But it is an excellent opportunity to show how science works at its murkier borders, and also a way to convey something of its power as well as its pleasures.
There is stodgy immobility on both sides of the borders of the scientific enterprise. Scientific aloofness and opposition to novelty are as much a problem as public gullibility. A distinguished scientist once threatened to sic then Vice President Spiro T. Agnew on me if I persisted in organizing a meeting of the American Association for the Advancement of Science in which both proponents and opponents of the extraterrestrial-spacecraft hypothesis of UFO origins would be permitted to speak. Scientists offended by the conclusions of Immanuel Velikovsky’s Worlds in Collision and irritated by Velikovsky’s total ignorance of many well-established scientific facts successfully and shamefully pressured Velikovsky’s publisher to abandon the book—which was then put out by another firm, much to its profit—and when I arranged for a second AAAS symposium to discuss Velikovsky’s ideas, I was criticized by a different leading scientist who argued that any public attention, no matter how negative, could only aid Velikovsky’s cause.
But these symposia were held, the audiences seemed to find them interesting, the proceedings were published, and now youngsters in Duluth or Fresno can find some books presenting the other side of the issue in their libraries. (See this page.) If science is presented poorly in schools and the media, perhaps some interest can be aroused by well-prepared, comprehensible public discussions at the edge of science. Astrology can be used for discussions of astronomy; alchemy for chemistry; Velikovskian catastrophism and l
ost continents such as Atlantis for geology; and spiritualism and Scientology for a wide range of issues in psychology and psychiatry.
There are still many people in the United States who believe that if a thing appears in print it must be true. Since so much undemonstrated speculation and rampant nonsense appears in books, a curiously distorted view of what is true emerges. I was amused to read—in the furor that followed the premature newspaper release of the contents of a book by H. R. Haldeman, a former presidential assistant and convicted felon—what the editor in chief of one of the largest publishing companies in the world had to say: “We believe a publisher has an obligation to check out the accuracy of certain controversial non-fiction works. Our procedure is to send the book out for an objective reading by an independent authority in the field.” This is by an editor whose firm has in fact published some of the most egregious pseudoscience of recent decades. But books presenting the other side of the story are now becoming available, and in the section below I have listed a few of the more prominent pseudoscientific doctrines and recent attempts at their scientific refutation. One of the contentions criticized—that plants have emotional lives and musical preferences—had a brief flurry of interest a few years ago, including weeks of conversations with vegetables in Gary Trudeau’s “Doonesbury” comic strip. As an epigraph to this chapter (on the death struggle of the snapdragon) shows, it is an old contention. Perhaps the only encouraging point is that it is being greeted more skeptically today than it was in 1926.
SOME RECENT BORDERLINE DOCTRINES
AND THEIR CRITIQUES
While many recent borderline doctrines are widely promoted, skeptical discussion and dissection of their fatal flaws are not so widely known. This table is a guide to some of these critiques.
Bermuda Triangle The Bermuda Triangle Mystery—
Solved,
Laurence Kusche, Harper & Row,
1975
Spiritualism A Magician Among the Spirits,
Harry Houdini, Harper, 1924
The Psychic Mafia,
M. Lamar Keene, St. Martin’s Press,
1976
Uri Geller The Magic of Uri Geller,
James Randi, Ballantine, 1975
Atlantis and other
“lost continents” Legends of the Earth: Their Geologic
Origins,
Dorothy B. Vitaliano, Indiana University
Press, 1973
Lost Continents,
L. Sprague de Camp, Ballantine,
1975
UFOs UFOs Explained,
Philip Klass, Random House, 1974
UFOs: A Scientific Debate,
Carl Sagan and Thornton Page, eds.,
Norton, 1973
Ancient Astronauts The Space Gods Revealed: A Close
Look at the Theories of Erich von Däniken,
Ronald Story, Harper & Row, 1976
The Ancient Engineers,
L. Sprague de Camp, Ballantine, 1973
Velikovsky: Scientists Confront Velikovsky,
Worlds in Collision Donald Goldsmith, ed., Cornell
University Press, 1977
The Emotional
Lives of Plants “Plant ‘Primary Perception,’ ”
K. A. Horowitz and others, Science,
189: 478–480 (1975)
A FEW YEARS AGO a committee of scientists, magicians and others was organized to provide some focus for skepticism on the border of science. This nonprofit organization is called “The Committee for the Scientific Investigation of Claims of the Paranormal” and is at 923 Kensington Avenue, Buffalo, N.Y. 14215. It is beginning to do some useful work, including in its publications the latest news on the confrontation between the rational and the irrational—a debate that goes back to the encounters between Alexander the Oracle-Monger and the Epicureans, who were the rationalists of his day. The committee has also made official protests to the networks and the Federal Communications Commission about television programs on pseudoscience that are particularly uncritical. An interesting debate has gone on within the committee between those who think that all doctrines that smell of pseudoscience should be combated and those who believe that each issue should be judged on its own merits, but that the burden of proof should fall squarely on those who make the proposals. I find myself very much in the latter camp. I believe that the extraordinary should certainly be pursued. But extraordinary claims require extraordinary evidence.
Scientists are, of course, human. When their passions are excited they may abandon temporarily the ideals of their discipline. But these ideals, the scientific method, have proved enormously effective. Finding out the way the world really works requires a mix of bunches, intuition and brilliant creativity; it also requires skeptical scrutiny of every step. It is the tension between creativity and skepticism that has produced the stunning and unexpected findings of science. In my opinion the claims of borderline science pall in comparison with hundreds of recent activities and discoveries in real science, including the existence of two semi-independent brains within each human skull; the reality of black holes; continental drift and collisions; chimpanzee language; massive climatic changes on Mars and Venus; the antiquity of the human species; the search for extraterrestrial life; the elegant self-copying molecular architecture that controls our heredity and evolution; and observational evidence on the origin, nature and fate of the universe as a whole.
But the success of science, both its intellectual excitement and its practical application, depend upon the self-correcting character of science. There must be a way of testing any valid idea. It must be possible to reproduce any valid experiment. The character or beliefs of the scientist are irrelevant; all that matters is whether the evidence supports his contention. Arguments from authority simply do not count; too many authorities have been mistaken too often. I would like to see these very effective scientific modes of thought communicated by the schools and the media; and it would certainly be an astonishment and delight to see them introduced into politics. Scientists have been known to change their minds completely and publicly when presented with new evidence or new arguments. I cannot recall the last time a politician displayed a similar openness and willingness to change.
Many of the belief systems at the edge or fringe of science are not subject to crisp experimentation. They are anecdotal, depending entirely on the validity of eyewitnesses who, in general, are notoriously unreliable. On the basis of past performance most such fringe systems will turn out to be invalid. But we cannot reject out of hand, any more than we can accept at face value, all such contentions. For example, the idea that large rocks can drop from the skies was considered absurd by eighteenth-century scientists; Thomas Jefferson remarked about one such account that he would rather believe that two Yankee scientists lied than that stones fell from the heavens. Nevertheless, stones do fall from the heavens. They are called meteorites, and our preconceptions have no bearing on the truth of the matter. But the truth was established only by a careful analysis of dozens of independent witnesses to a common meteorite fall, supported by a great body of physical evidence, including meteorites recovered from the eaves of houses and the furrows of plowed fields.
Prejudice means literally pre-judgment, the rejection of a contention out of hand, before examining the evidence. Prejudice is the result of powerful emotions, not of sound reasoning. If we wish to find out the truth of a matter we must approach the question with as nearly open a mind as we can, and with a deep awareness of our own limitations and predispositions. On the other hand, if after carefully and openly examining the evidence, we reject the proposition, that is not prejudice. It might be called “post-judice.” It is certainly a prerequisite for knowledge.
Critical and skeptical examination is the method used in everyday practical matters as well as in science. When buying a new or used car, we think it prudent to insist on written warranties, test drives and checks of particular parts. We are very careful about car dealers who are evasive on these points. Yet
the practitioners of many borderline beliefs are offended when subjected to similarly close scrutiny. Many who claim to have extrasensory perception also claim that their abilities decline when they are carefully watched. The magician Uri Geller is happy to warp keys and cutlery in the vicinity of scientists—who, in their confrontations with nature, are used to an adversary who fights fair; but is greatly affronted at the idea of performances before an audience of skeptical magicians—who, understanding human limitations, are themselves able to perform similar effects by sleight of hand. Where skeptical observation and discussion are suppressed, the truth is hidden. The proponents of such borderline beliefs, when criticized, often point to geniuses of the past who were ridiculed. But the fact that some geniuses were laughed at does not imply that all who are laughed at are geniuses. They laughed at Columbus, they laughed at Fulton, they laughed at the Wright brothers. But they also laughed at Bozo the Clown.
The best antidote for pseudoscience, I firmly believe, is science:
There is an African fresh-water fish that is blind. It generates a standing electric field, through perturbations in which it distinguishes between predators and prey and communicates in a fairly elaborate electrical language with potential mates and other fish of the same species. This involves an entire organ system and sensory capability completely unknown to pretechnological human beings.
There is a kind of arithmetic, perfectly reasonable and self-contained, in which two times one does not equal one times two.
Pigeons—one of the least prepossessing animals on Earth—are now found to have a remarkable sensitivity to magnetic-field strengths as small as one hundred thousandth that of the Earth’s magnetic dipole. Pigeons evidently use this sensory capability for navigation and sense their surroundings by their magnetic signatures: metal gutters, electrical power lines, fire escapes and the like—a sensory modality glimpsed by no human being who ever lived.
Quasars seem to be explosions of almost unimaginable violence in the hearts of galaxies which destroy millions of worlds, many of them perhaps inhabited.
