Three Kingdoms

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by Luo Guanzhong (Moss Roberts trans. )


  On this day we are advancing from four provinces—You, Bing, Qing, and Ji. When this proclamation reaches Jingzhou, Liu Biao will coordinate his forces with those of the General of Established Loyalty [Zhang Xiu, stationed at Wancheng]. Let every region and district mobilize its loyal forces, stake out its borders, and display its might to join us in protecting our dynasty's shrines to the gods of soil and grain. Thus will we accomplish our extraordinary mission in full view of the realm.

  Whoever takes Cao Cao's head will be made lord of five thousand households and awarded fifty million cash. Any commander of a unit, subordinate commander, military or civil official who surrenders to us will be welcomed without question. Let our generosity and bounty be widely published, together with announced rewards, so that by this proclamation the empire will know of the grave crisis facing the sacred court.

  This order has the force of law.

  Yuan Shao read Chen Lin's draft proclamation with great satisfaction and ordered it circulated through all regions, and hung at key passes, fords, and other points of entry. The document reached the capital at a time when Cao Cao was stricken with migraine and confined to bed. As he read it, he began quaking to his marrow and broke into an icy sweat. Suddenly his migraine passed, and he leaped out of bed. He found Cao Hong and demanded, "Who wrote this?" When Hong replied that it was said to be from the brush of Chen Lin, Cao laughed and commented, "Such literary style won't work very well without military strategy. However exquisitely Chen Lin writes, what can he do for Yuan Shao's failings in the field?" So saying, Cao Cao summoned his counselors to discuss ways of dealing with Yuan Shao.

  The scholar Kong Rong argued, "Yuan Shao's power is immense; we cannot fight him: let us come to terms." "Yuan Shao is incompetent," Xun Wenruo countered. "Nothing compels us to consider a peace." "Shao's territory is broad, and his people are hardy," Kong Rong said. "He has shrewd planners like Xu You, Guo Tu, Shen Pei, and Pang Ji; loyal servants like Tian Feng and Ju Shou; and brave generals such as Yan Liang and Wen Chou; while his other military leaders—Gao Lan, Zhang He, Chunyu Qiong, for example—are known to all. What do you mean, calling Shao incompetent?"

  With a laugh Xun Wenruo replied, "His troops are numerous but disorderly. Tian Feng is rigid and insubordinate; Xu You, greedy and unseeing; Shen Pei, arbitrary and inept at planning; and Pang Ji, resolute but ineffective. These men have little tolerance for one another and are therefore bound to quarrel. His generals, Yan Liang and Wen Chou, are brave but reckless. They will be ours in a single battle. And the rest of his misbegotten host, even though a million strong, aren't worth worrying about." Kong Rong fell silent, but Cao Cao burst out laughing. "Wenruo has certainly sized them up!" he exclaimed.

  Cao Cao named General Liu Dai to lead the forward army and General Wang Zhong to lead the rear army, a force numbering fifty thousand. They marched east and attacked Xuande in Xuzhou. Cao Cao assigned them the colors of the prime minister to create the impression that he personally was in command. Liu Dai had been imperial inspector of Yanzhou when Cao Cao seized the province and, after submitting to Cao, was appointed auxiliary commander. Thus Liu Dai, joined by Wang Zhong, came to receive the assignment.

  Cao Cao himself marched north toward Liyang with two hundred thousand to oppose Yuan Shao. Adviser Cheng Yu said to Cao, "What if Liu Dai and Wang Zhong fail their mission?" "You know as well as I do," Cao Cao replied, "that they are no match for Xuande. Their function is to divert the enemy." He then ordered the two commanders: "Do not advance until I have defeated Yuan Shao. Then I will turn my attention to Liu Bei." Liu Dai and Wang Zhong set out.

  Cao Cao led his army toward Liyang. Yuan Shao's army was eighty li away. Both sides dug in and held their ground through the autumn. Disputes in Shao's camp undermined morale: Xu You was unhappy that Shen Pei had a command; Ju Shou resented Shao for rejecting his plans. Commanders and advisers were at odds with one another, and no one thought of taking the initiative. Shao himself, plagued by doubts, chose not to attack. Under the circumstances, Cao Cao ordered Zang Ba (formerly Lü Bu's deputy commander) to maintain pressure on Qingzhou and Xuzhou; Yu Jin and Li Dian to fortify points on the Yellow River; and Cao Ren to station the main army at Guandu. Cao Cao himself took one army back to the capital at Xuchang.

  Liu Dai and Wang Zhong camped one hundred li from Xuzhou. At the command headquarters they raised the prime minister's ensign but did not advance. They sent men north of the river for word of Cao Cao's progress. Xuande knew nothing of the actual situation and hesitated to act; he, too, tried to keep informed of developments to the north.

  Suddenly the order to attack reached Liu Dai and Wang Zhong. "His Excellency," Dai said, "has commanded us to strike Xuzhou. You should go first." "His Excellency ordered you," Wang Zhong replied. "I am the general in charge," Dai said, "it is not for me to begin the action." "Then we'll go together," Wang Zhong proposed. "We'll draw lots, rather," Liu Dai said. Zhong drew and lost. He took half of the men to attack the city.

  Xuande said to his adviser Chen Deng, "Yuan Shao is well positioned at Liyang, but frustrated by conflicts on his staff, he takes no initiative. Cao Cao's whereabouts meanwhile remain unknown. They say his personal banner is not with the force near Liyang, but it seems to have turned up here. I wonder why." "Cao Cao's cunning is manifold," Chen Deng said. "His main concern lies north of the river, where he takes command himself. But he has his banner raised here instead of there in order to deceive us. I doubt if he is really here." "Which of you will go and find out?" Xuande asked his two brothers. Zhang Fei volunteered, but Xuande demurred. "Your temper's too hot," he said. "If Cao Cao is there," Zhang Fei pleaded, "I'll bring him here." "Let me go and find out what is happening," Lord Guan said. "If you are going," Xuande said, "I am at ease." So, Lord Guan set out from Xuzhou with three thousand men.

  It was early winter. Under a heavy sky snowflakes swirled lightly. Braving the snow, Lord Guan's men positioned themselves for battle as Guan charged up, blade bared, and hailed Wang Zhong. "The prime minister is here!" Zhong shouted. "Therefore, surrender." "Please have him come out," Lord Guan responded. "I have a few things to tell him." "Would His Excellency receive the likes of you?" Zhong demanded. Lord Guan charged; Wang Zhong poised his spear. Their horses crossed. Lord Guan whipped his mount and galloped off; Wang Zhong pursued. After rounding a hillside, Lord Guan spun around and with a single short cry, his blade dancing, rushed his pursuer. Unable to defend himself, Wang Zhong tried to bolt, but Lord Guan, passing his sword to his left hand, snatched Zhong's armor straps in his right and dragged him out of the saddle and sideways onto his own mount. Lord Guan rode back to camp as Wang Zhong's soldiers scattered.

  Lord Guan took his prisoner to Xuande, who demanded, "Who are you and what office do you hold that you dare counterfeit the colors of the prime minister?" "Would I dare?" was the reply. "They told me to create a false impression as a decoy. In fact, the prime minister is not here." Xuande had the captive provided for and guarded until Liu Dai could be taken and a final disposition made. "I knew you wanted no bloodshed," Lord Guan said to Xuande, "so I took him alive." "I was uneasy about our brother's temper," Xuande said. "He might have slain Wang Zhong. There's no point in killing someone who can be detained and used in negotiations."

  Then Zhang Fei spoke up: "Now that second brother has captured Wang Zhong, let me go for Liu Dai." "Dai used to be imperial inspector of Yanzhou," Xuande warned. "In the struggle against Dong Zhuo at Tiger Trap Pass he was one of the lords of the alliance. Today he heads Cao's vanguard. Do not slight his abilities." "Is he really worth all this talk?" Zhang Fei asked. "I'll take him alive the same as second brother took Wang Zhong. That's all there is to it!" "Be sure not to kill him and ruin my plans," Xuande cautioned. "I'll answer with my life if I do," was Fei's reply. Xuande gave him three thousand men, and he set out.

  After Wang Zhong's capture, Liu Dai refused to show himself. Day after day Zhang Fei came before the camp to try to taunt him into appearing, but Liu Dai was only the
more determined to remain inside. Several days passed. Zhang Fei decided to try a stratagem: first he issued an order to raid Dai's camp at the second watch, and then he spent the day in his tent, drinking heavily and feigning intoxication. Next, he found fault with a soldier and had him beaten and tied up. "Tonight," he declared, "I will sacrifice this man to my banners." But he arranged to have the man quietly freed. As anticipated, the soldier fled to Liu Dai's camp and reported the impending raid. The dreadful bruises on his flesh dispelled Dai's doubts. Liu Dai evacuated his camp and posted his forces outside it to await Zhang Fei's attack.

  That night Zhang Fei divided his men into three groups. From the center a team of thirty was to raid the camp and burn it. The flanking units were to circle behind the base, watch for the fire signal, and attack from both sides. At the third watch Zhang Fei led his best men to cut off Liu Dai's retreat; then the team of thirty burst into the empty camp and set it ablaze. Liu Dai's waiting troops were about to strike when they themselves were struck from both sides. Dai's army fell into disarray, unable to gauge the size of the enemy it faced. Liu Dai fled with some remnant troops. Zhang Fei was ready for him. Confronted head on, Dai had no time to turn off, and he was seized in a single encounter. The small force with him surrendered.

  Zhang Fei reported his victory to Xuande, and Xuande remarked to Lord Guan, "I'm glad to hear our normally rash and reckless brother is starting to use his head." Then Xuande went to greet Zhang Fei outside the walls of Xuzhou. "Well," Fei said to him, "do you still think me impetuous?" "I harped on your failings so you'd learn some tricks," Xuande said, and Zhang Fei roared with delight.

  Liu Dai was brought in bonds to Xuande, who hastened to free him. "My younger brother," Xuande said to the prisoner, "has been most disrespectful! I hope you will forgive him." Xuande led Liu Dai into the city and had Wang Zhong released; he treated them with civility. Then Xuande said to them, "Cao Cao's imperial inspector, Che Zhou, tried to kill me, so I was forced to defend myself. His Excellency wrongly suspected me of rebellion, and he sent you to make me answer for it. But I wish nothing more than to requite with my devotion His Excellency's grace and generosity, and never meant to betray him. If you two would speak well of me to him when you get back to the capital, I would be most grateful." "We owe you our lives," the commanders replied, "and shall plead your cause to the prime minister on the security of our families." Xuande expressed his thanks.

  The following day Xuande returned the two commanders' men and horses and escorted them out of the city. They had traveled some ten li when they heard a great rolling of drums. Zhang Fei was blocking the way. "My elder brother did not know what he was doing when he let you go," Fei shouted. "How can enemy commanders in custody simply be released?" Liu Dai and Wang Zhong began to tremble. Eyes round with anger, Zhang Fei rushed forward, his spear raised. But at that moment another rider appeared, shouting, "You can't abuse them like that!" It was Lord Guan; Dai and Zhong knew they were saved. "Elder brother has released them," Lord Guan insisted. "You cannot violate his command." "Free them now," Zhang Fei said, "and they'll return." "We'll take care of them then," was Guan's reply. The two commanders reassured the brothers, "Even if the prime minister kills off our entire clans, we will not return. We beg forgiveness." "Even if Cao Cao himself comes here," Zhang Fei retorted, "we'll hit him so hard not a piece of armor will go back. This time the two live heads will do!" The commanders scurried off, grateful to be spared.

  But returning to Xuande, Lord Guan and Zhang Fei said, "Cao Cao will be coming." "Xuzhou is too exposed to hold for long," Sun Qian advised. "We'd better fortify Xiaopei and the town of Xiapi, giving us a two-pronged deployment against Cao Cao." Xuande approved the suggestion. He sent Lord Guan to Xiapi and placed his wives, Lady Gan and Lady Mi, in his care. (Lady Gan was from Xiaopei, and Lady Mi was Mi Zhu's younger sister.) Sun Qian, Jian Yong, Mi Zhu, and Mi Fang remained to guard Xuzhou. Xuande and Zhang Fei went to Xiaopei.

  In the capital Liu Dai and Wang Zhong defended Xuande's conduct to Cao Cao. But the prime minister swore angrily, "You have disgraced our government. Why should I spare you?" Cao ordered them to be marched out and executed. Indeed:

  Can dogs and pigs with tigers share the field?

  Can shrimp and fish with dragons vie below the waves?

  Would Cao Cao kill the men Xuande had shrewdly spared?

  Read on.

  23

  Mi Heng Strips, Denouncing the Traitor;

  Ji Ping Is Executed for Threatening Cao's Life

  Cao Cao wanted to execute the two commanders, but Kong Rong pleaded for them. "They were no match for Xuande," he said. "Killing them would only demoralize your officers and men." So Cao Cao contented himself with depriving them of rank and pay. Then he began planning his campaign against Xuande. Again Kong Rong sought to dissuade him. "We cannot mobilize in the winter cold," he argued. "We must wait until spring comes. If we can get the support of Zhang Xiu and Liu Biao first, we'll be in a better position to attack Xuzhou." Cao Cao accepted this advice and dispatched Liu Ye to Zhang Xiu in Xiangcheng.

  The envoy sang Cao Cao's praises to Zhang Xiu's adviser, Jia Xu.1 Jia Xu welcomed Liu Ye as his personal guest and the following day brought him before Zhang Xiu, explaining that Cao's envoy was offering amnesty. During this discussion an envoy from Yuan Shao was announced. Shao too, according to the documents the envoy bore, was seeking Zhang Xiu's allegiance. Jia Xu said to Yuan Shao's representative, "Your master has taken the field against Cao Cao. How do things stand now?" "We have suspended operations for the winter," he replied. "My lord is making the offer to General Zhang Xiu and Liu Biao because he regards both as leaders of the land." Jia Xu said with a laugh, "Go back and tell Yuan Shao that if he couldn't make common cause with his own brother, how can he expect to do so with the 'leaders of the land'?" Then and there Jia Xu destroyed Yuan Shao's letter in the presence of the envoy and dismissed him harshly.

  "Yuan Shao is stronger than Cao Cao," Zhang Xiu complained. "You have torn up his letter and offended his envoy. What if Shao attacks?" "Cao Cao's the surer ally," Jia Xu answered. "But we are enemies," Zhang Xiu said. "How can we work together?" "There are three advantages to allying with Cao," Jia Xu said. "First, by controlling imperial edicts Cao legitimizes his campaigns throughout the realm. Second, precisely because Shao is the more powerful, as you say, he is unlikely to appreciate your small contingent, while the weaker Cao will receive it with enthusiasm. Third, Cao aspires to mastery of the realm and therefore must eschew all personal enmities so that he can manifest his virtue across the land. Do not doubt it, General."

  Jia Xu's arguments convinced Zhang Xiu to receive Cao's envoy. At the audience Liu Ye praised Cao Cao's abundant virtues and then added, "If the prime minister carried grudges, General, would he be sending me to seek your friendship?" Delighted with the offer, Zhang Xiu went with Jia Xu to the capital to tender his allegiance. At the steps leading up to the main hall of the palace, Zhang Xiu prostrated himself before Cao Cao, who hastened to help the general to his feet. Taking Zhang Xiu's hand, Cao Cao said, "It was I who offended. Do not hold it against me." He appointed Zhang Xiu General of Manifest Might and Jia Xu an officer in the Capital Guard. Then Cao Cao asked Zhang Xiu to write to Liu Biao urging him to come to terms.

  "Liu Biao likes to befriend the luminaries of our day," Jia Xu told Cao Cao. "What we need is a noted man of letters to persuade him to join us." On Xun You's advice, Cao Cao sent for Kong Rong. "His Excellency," Xun You explained to Kong Rong, "seeks a distinguished scholar to represent his views to Liu Biao. Would you consider it, sire?" "I have a friend, Mi Heng (styled Zhengping)," Kong Rong replied, "who is ten times more talented than I. He belongs in the Emperor's personal service, not just handling a minor matter like this. Let me recommend him to the Son of Heaven." Kong Rong submitted the following petition to the court in Mi Heng's behalf:

  When floods overran the land, the Emperor provided for their control, searching every corner of the realm for able men. When Shi
Zong took the throne,2 he meant to expand the patrimony, and toward that end sought out men who would shed luster on his enterprise. Thus he attracted exceptional talent to his service. With profound sagacity, Your Majesty, heir to the great tradition of Han, has met with an unfortunate situation and spends the days in anguish. But spirits are descending from the sacred hills; and remarkable men are coming to the fore.

  I know of one such worthy, presently still a commoner. His name is Mi Heng (styled Zhengping); his age, twenty-four. He is a clean and simple man of shining integrity and outstanding ability. He became conversant with literature first, and later was initiated into the secrets of the arts. What he sees but once he can recite in full. What he hears in passing he can commit to memory. His nature is at one with the true way. His power of thought has something divine in it. It would not surprise me if he proved the equal of Sang Hongyang in calculation and Zhang Anshi in comprehensive recall.3 Moreover, his loyalty is unswerving and his intentions pure as snow. The good inspires him, and evil disgusts him. He would risk his life to defend useful criticism as promptly as he would protect Your Majesty from unscrupulous counsel in the manner of a Ren Zuo or a Shi Yu.4 A hundred eagles cannot compare to one wise osprey: Mi Heng would have a wonderful effect if placed at court. His quick thinking and elegant rhetoric are never wanting. He can work out problems and resolve dilemmas with absolute mastery, and will never be at a loss in dealing with the enemy.

  In the early years of the Han, Jia Yi petitioned the Emperor to establish frontier colonies as a means for controlling the Xiongnu, and Zhong Jun, sent to placate the kingdom of Nanyue, was ready to haul its king to Chang'an to pay homage to the Emperor. Former generations celebrated these two high-spirited youths.

 

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