The song originates from the early years of Jian An. In the eighth year the death of Governor Liu Biao's first wife gave rise to domestic turmoil. 'Things start to waste' refers to this. As for 'there isn't a trace,' Liu Biao will shortly pass away himself, and his officials and officers will scatter to the four winds. 'Heaven sends things where they're due' and 'The mudbound dragon mounts the blue' find their echo in you, General. "
Xuande was alarmed. "How dare I?" he protested. "Now," Still Water replied, "the most extraordinary talents of the empire are gathered here. You should seek them out." "Where?" Xuande asked eagerly. "Where are these extraordinary talents? And who are they?" "Sleeping Dragon, Young Phoenix," Still Water answered. "With either of them you could settle our unsettled realm." "But who are they?" Xuande asked again. Rubbing his palms, Still Water laughed out loud. "Good! Good!" he said. "Good! Good! But it grows late. You should stay the night. We can discuss it further tomorrow." So saying, he ordered his young attendant to see to the needs of man and horse.
After his dinner, Xuande was taken to a room adjoining the thatched cottage. He lay down but could not sleep for thinking of Still Water's words. The night wore on. He heard a man knock and enter his host's room. "Yuanzhi!" Still Water said, "what brings you?" Xuande sat up in bed, attentive. He heard the visitor say, "I have long heard that Liu Biao treats both the virtuous and the wicked as they deserve, and so I made a point of presenting myself to him. But I found his reputation false. He favored the virtuous all right, but he couldn't use them in government. And though he recognized the wicked for what they were, he couldn't get rid of them. So I took my leave by letter and came here." Still Water replied, "You have the ability to be a king's right-hand man and should be more selective about whom you serve. What's the use of lowering yourself to go before Liu Biao—especially now when we have a heroic contender and enterprising champion right here with us? You have only failed to spot him!" "What you say makes sense," the visitor answered. Listening with elation, Xuande surmised that the visitor must be Sleeping Dragon or Young Phoenix. But much as he wanted to show himself, he was reluctant to appear undignified and so waited until daybreak before going to see Still Water.
"Who came last night?" Xuande asked Still Water. "A friend of mine," was the reply. Xuande expressed his desire to meet him. "He seeks," Still Water explained, "to commit himself to an enlightened ruler and has already gone elsewhere." Xuande asked his name, but Still Water only smiled, saying, "Good, good. Good, good." "Sleeping Dragon, Young Phoenix—who are these men?" Xuande pressed him. But Still Water kept smiling as he repeated, "Good, good. Good, good." Xuande then appealed to the recluse to leave the hills and join him in upholding the house of Han. But Still Water demurred. "Carefree recluses like me," he said, "are not fit to serve the world. There are men ten times my superior to aid you; you should take yourself to them."
While Xuande and Still Water were speaking, they heard noise and commotion outside. A commander had ridden up with several hundred men. Xuande rushed out and was delighted to find Zhao Zilong. Dismounting, Zilong said, "Last night I went back to Xiangyang, but you were not there, so I tracked you here. My lord, you are needed at Xinye. Fighting could break out there anytime." Bidding Still Water good-bye, Xuande rode off with Zhao Zilong. En route they met Lord Guan and Zhang Fei. It was a joyful reunion. Xuande astonished everyone by describing how he had crossed the Tan.
Xuande reached Xinye county and took counsel with his advisers. Sun Qian said, "Before anything else, Liu Biao must be informed of the recent events." Xuande thus sent Sun Qian with a letter to the governor. Liu Biao called Sun Qian before him and said, "I invited Xuande to preside over the provincial assembly in Xiangyang. What made him depart so unceremoniously?" Sun Qian handed him Xuande's letter detailing Cai Mao's attempt on his life and his escape over the Tan. The governor was outraged. He summoned Cai Mao, castigated him for threatening Xuande, and ordered him beheaded. Even Lady Cai's tearful pleas for mercy failed to temper the governor's wrath. But when Sun Qian argued, "If you kill Cai Mao, Imperial Uncle Liu will not be safe here," Liu Biao decided to release Cai Mao after further reproof. He also sent his older son, Liu Qi, back with Sun Qian to extend his personal apologies to Xuande.
At Xinye, Xuande received Liu Qi and prepared a banquet in his honor. As the wine mellowed them, Liu Qi began to weep. Xuande asked the reason. "Since she became my stepmother," the youth began, "Lady Cai has been intent on eliminating me—and I have no way to escape her. I would be most grateful for your advice, uncle." Xuande urged him to remain circumspect and scrupulously filial, and assured him no calamity would ensue. The next day Liu Qi bid Xuande a tearful farewell. Escorting the youth past the city wall, Xuande pointed to his own horse and said, "If not for him, I would have been a man of the netherworld."3 "It was not the horse, uncle," Liu Qi responded, "rather your great good fortune." Thus they parted. Liu Qi was inconsolable.
Back in Xinye, Xuande rode through the market and saw a man in a linen scarf and plain cloth robe, black belt and black footgear, crooning as he approached Xuande:
Heaven and earth are topsy and turvy, O!
The "fire" is growing cold.
A stately hall is coming down, O!
It's hard for one beam to hold.
But away in the valleys are worthy men, O!
Who long for a lord to whom to repair.
And though that lord is seeking the men, O!
Of me he is all unaware!
Xuande heard the song and thought, "This must be one of the men Still Water spoke of—Sleeping Dragon or Young Phoenix." He got down and addressed the singer, inviting him into the county office. Xuande asked his name. "My surname is Shan, given name Fu; I am from Yingchuan," was the answer. "I have always thought Your Lordship hospitable to worthy men and have been hoping to enter your service. But rather than approach you too directly, I decided to catch your attention by singing in the marketplace."
Delighted, Xuande treated Shan Fu as a guest of honor. "Could I have another look at your horse?" Shan Fu said. Xuande had it led unsaddled before the building. "Isn't he the dilu, the marked horse?" he inquired. "He may have phenomenal powers, but he will bring his master misfortune. Do not ride him." "But he has discharged his sign," Xuande said, and he related his crossing of the Tan. "Indeed," Shan Fu said, "that time the animal saved its master instead of ruining him. But in the end the horse will ruin a master— though I have a scheme for avoiding it." "I would like to hear it," Xuande said.
"If you have an enemy," Shan Fu continued, "give him the horse as a gift. Wait until its curse is spent upon that man, and then you can ride it without incident." Xuande turned color. "Sir!" he cried. "You come to me for the first time, and instead of advising me to be just and fair would have me harm another for my own gain. Excuse me if I decline to hear such advice." With a smile Shan Fu apologized. "Everyone," he explained, "holds Your Lordship to be humane and virtuous. But how could I simply accept the common view? I've used this idea to test you, that's all." Xuande's expression relaxed, and he too rose to apologize. "What humanity or virtue have I to benefit others?" he asked. "It is for you, good master, to show me." "When I arrived here," Shan Fu said, "I heard people in Xinye singing, 'Since Imperial Uncle Liu took Xinye in his care, / The people roundabout have enough and to spare!' This shows how Your Lordship's humane virtue has benefited the populace." After this, Xuande appointed Shan Fu director general and had him reorganize and train the army.
Cao Cao, since returning to the capital, had been determined to take Jingzhou, Liu Biao's province. For this purpose he assigned Cao Ren, Li Dian, and the recently surrendered generals Lü Kuang and Lü Xiang to assemble thirty thousand soldiers in the city of Fan. In Fan, Cao's generals, probing strengths and weaknesses, threatened the capital of Jingzhou, Xiangyang. The Lü brothers petitioned Cao Ren: "Xuande is now stationed at Xinye. He recruits troops and purchases horses, accumulates fodder and stores grain. His ambitions are not petty. You had better prepare your moves against him in good
time. We two, since submitting to the prime minister, have achieved nothing. Grant us five thousand crack troops, and we will present Xuande's head to Your Excellency." Cao Ren agreed with pleasure, and the two generals marched their unit to Xinye to commence hostilities.
Spies rushed word to Xuande, who consulted Shan Fu. "They must not enter our territory," he advised. "Send Lord Guan with a company to meet their center from the left; Zhang Fei, to the right to meet their rear; and you, my lord, together with Zhao Zilong, will receive their vanguard. This way the enemy can be defeated." Xuande adopted Shan Fu's plan. He dispatched his two brothers to intercept Cao Ren's force; then, joined by Shan Fu and Zhao Zilong, he led two thousand men beyond his defense barrier to meet the attack.
Xuande had hardly advanced a few li when, lo, he saw dust rising behind the hills. Lü Kuang and Lü Xiang were drawing near. The two sides secured their flanks. Xuande emerged mounted from his bannered entrance and shouted out, "Who dares breach our boundary?" Lü Kuang rode forward to reply. "I am General Lü Kuang," he cried. "I bear the prime minister's mandate to seize you." With fierce determination Xuande ordered Zhao Zilong into battle. The two warriors closed in combat, and before many passages Zhao Zilong had unhorsed his man with a fatal spear thrust. Xuande motioned his forces to charge.
Unable to hold his ground, Lü Xiang drew back and fled; but Lord Guan's company attacked the retreating unit. After a short period of clash and slaughter, the bulk of Lü Xiang's unit was wiped out. He managed to flee, but he had hardly made ten li when another force blocked his path. The leader hoisted his lance and shouted, "Meet Zhang Fei!" He took Lü Xiang at spearpoint, thrust him through, and overturned him under his horse. The rest of the enemy scattered. The units of the three brothers now combined and gave chase, capturing a great number. Afterward, Xuande withdrew to Xinye, where he feasted Shan Fu and rewarded the three contingents.
The report of the battle appalled Cao Ren. Li Dian said to him, "Our generals were killed because they took the enemy too lightly. All we can do now is hold our forces in place while we petition the prime minister for enough soldiers to wipe them out. That's the best strategy." "Not at all," Cao Ren countered. "In a single clash we have lost two commanders and a good number of men to boot. Reprisal must be swift. For a 'bowshot' of a place like Xinye, should we be troubling the prime minster?" Li Dian warned, "Xuande is a champion warrior. Do not underrate him." "Losing your nerve?" Cao Ren asked pointedly. "The rules of war," Li Dian retorted, "tell us that if you 'know the other side and know your own, then in a hundred battles, a hundred victories.' It's not that I'm losing my nerve but that victory is uncertain." "Perhaps it's your loyalty that's uncertain," Cao Ren shot back irritably. "I am going to take Xuande alive!" "If you go," Li Dian said, "I will guard Fan." "If you refuse to go with me," Cao Ren said with finality, "your disloyalty is certain!" Li Dian had no alternative. Together they mustered twenty-five thousand, crossed the River Yu, and made for Xinye. Indeed:
Lieutenants dishonored, corpses carted home;
The general raises troops again to take revenge.4
Which side would prevail?
Read on.
36
Xuande Surprises the Town of Fan;
Shan Fu Recommends Zhuge Liang
That night Cao Ren struck out across the River Yu in full force, determined to trample Xinye flat. Meanwhile, back in Xinye after the victory, Shan Fu warned Xuande, "Cao Ren is stationed at Fan. He knows the fate of his two commanders and is sure to attack in full force." Xuande asked him the best defense. "If Cao Ren comes," Shan Fu replied, "Fan will be vulnerable to capture." Asked for specific tactics, Shan Fu whispered certain things, to the delight of Xuande, who proceeded to make the suggested preparations.
Soon the outposts reported the attack Shan Fu had predicted. Xuande, following his adviser's counsel, put his forces into the field against Cao Ren. The opposed ranks were drawn up. Zhao Zilong issued the challenge to the enemy commanders. Cao Ren ordered Li Dian forth from the line to begin combat. Zhao Zilong and Li Dian crossed weapons several times. Li Dian saw he was no match for Zhao Zilong and wheeled back to his line. Zhao Zilong charged after him but was stopped by sustained volleys of arrows from both enemy wings. The two combatants returned to their camps.
Li Dian said to Cao Ren, "They have a crack company, one to be reckoned with. We would do better to return to Fan." "You!" Cao Ren hissed. "Even before the battle you were undermining morale. And we should have your head for that half-hearted performance in the field." Only the strenuous appeals of the asssembled commanders prevented Cao Ren from executing Li Dian. Cao Ren took over command of the vanguard and assigned Li Dian to the rear. The next day he advanced with the beating of drums, and deployed before Xinye. He sent a messenger to Xuande to ask if he recognized the formation he was using.
Shan Fu surveyed the enemy from an elevation and told Xuande: "They are using the formation called 'Eight Gates to Impregnable Positions.' The first gate is Desist; the second, Survive; the third, Injure; the fourth, Confound; the fifth, Exhibit; the sixth, Perish; the seventh, Surprise; and the eighth, Liberate. If you can enter through Survive, Exhibit, or Liberate, things will go in your favor. If you take Injure, Surprise, or Desist, you will suffer casualties. If you take Confound or Perish, you are doomed. These 'gates,' or points of articulation between units, are deployed perfectly, and yet the central mainstay or axis is missing. Surprise them at Survive from the southeast corner, move due west and out at Exhibit, and their ranks will be dislocated."
Xuande ordered his men to defend both ends of their advanced position and commanded Zhao Zilong to take five hundred men and do as Shan Fu had advised. Spear high, Zhao Zilong cut his way in, his horse leaping and thrusting, his men howling and yelling. Cao Ren retreated north. Instead of pursuing, Zhao Zilong burst through the west gate and swung round to the southeast again, throwing Cao Ren's forces into disarray. Xuande signaled his men to redouble their blows upon the foe, and Cao Ren fled the field in utter defeat. Shan Fu called off the action and recalled his contingents.
Cao Ren, who was beginning to see the merit of Li Dian's caution, said to him, "Someone very, very capable is in Xuande's army. My formations were completely destroyed." "While we are here," Li Dian responded, "I am worried about Fan." "Tonight then," Cao Ren said, "we'll raid their camp. If we succeed, we can take the next step. If not, we return to Fan." "It won't work," Li Dian said. "Xuande is sure to be ready for that." "How can we wage war without taking chances?" Cao Ren cried in exasperation. Ignoring Li Dian's advice, he took command of the vanguard, had Li Dian reinforce him, and marched to Xuande's camp that same night. It was the second watch.
Xuande and Shan Fu had been discussing the course of the battle when the seasonal northeast wind that visits the area began blowing up. "Cao Ren should strike tonight," Shan Fu predicted, "but we will be ready." Quietly he put his defense in place. By the second watch Cao Ren's men were nearing Xuande's camp. They found it surrounded by flames. The enclosing palisade had been set afire. "They were waiting for us!" Cao Ren thought. At once he ordered a retreat, but Zhao Zilong struck before the retreat could be effected. Cao Ren fled north to the river where he searched for boats; another contingent, led by Zhang Fei, confronted him. After hard fighting with Li Dian protecting him, Cao Ren managed to ferry himself across the river; most of his men drowned. He returned to Fan and called at the gate, but a barrage of drumming greeted him. A general came forward and shouted, "I took Fan long ago!" Cao Ren's brigade looked in awe at the general. It was Lord Guan. Cao Ren fled in fright, losing more men to Lord Guan's pursuing warriors, until he had made his way back to the capital, Xuchang. On the way, however, Cao Ren had discovered the identity of Xuande's new military adviser.
Xuande's victory was complete. Entering Fan, he was welcomed by Liu Mi of Changsha, the prefect of the county. Like Xuande, Liu Mi was an imperial kinsman. After the populace had been reassured, Liu Mi invited Xuande to his home and feasted with him. There Xuande no
ticed a pleasing youth with dignified deportment standing to the side. He asked the host who it was. "A nephew, Kou Feng," Liu Mi replied, "son of Kou, lord of Luo. He became our ward when his parents died." Xuande took a great liking to the lad and wished to adopt him. Liu Mi eagerly agreed. He had Kou Feng honor Xuande as his father and had the youth's name changed to Liu Feng. Xuande brought Liu Feng back from the feast and bid him honor Lord Guan and Zhang Fei as uncles. But Lord Guan said, "Elder brother, you already have a son of your own. What use do you have for another's? It will lead to trouble." "If I treat him as my son," Xuande insisted, "he will serve me as his father. What trouble can there be?" This answer left Lord Guan sulking.1 Xuande turned to the problems of tactics. On Shan Fu's advice he returned to Xinye, ordering Zhao Zilong to guard Fan with a force of one thousand.
In the capital Cao Ren and Li Dian prostrated themselves tearfully before Prime Minister Cao Cao and confessed their failure. "A soldier must take the fortunes of war in his stride," Cao Cao said. "But I wonder who drafted the plans for Liu Bei." Cao Ren mentioned the name he had heard on the way home. "Shan Fu?" Cao Cao asked. "Who is he?"2 Cheng Yu smiled and answered, "That's not his real name. In his youth he was an expert swordsman. Then, sometime toward the end of Emperor Ling's reign, he killed a man to avenge an injustice—and became a disguised fugitive. When he was finally apprehended, he refused to identify himself. The officers paraded him through the market area tied up on a cart. They beat the drums to collect a crowd, hoping someone would name him. But even those who did recognize the man would not speak up. Soon his comrades quietly freed him. He fled again, changed his name, and resolved to lead a scholar's life. He has paid his respects to all the well-known teachers and masters in our area and has studied with Sima Hui too. His real name is Xu Shu, and he's originally from Yingchuan. His style is Yuanzhi. Shan Fu is an assumed name."
Three Kingdoms Page 47