17. Yang K'uan, "Ch'un-ch'iu pien-hua," p. 11; Chin Hsiang-heng, "San-hsing sanshih," p. 9A.
18. Cf. Hsu Hsi-ch'en, "Chou-tai ping-chih ch'u-lun," Chung-kuo-shih yen-chiu, No. 4 (1985), pp. 4-6; Chang, Shang Civilization, pp. 161-165.
19. Cf. Hsu, "Chou-tai ping-chih," pp. 6-8; and Yang K'uan, "Ch'un-ch'iu pien- hua," pp. 8-10.
20. Cf. Tu Cheng-sheng, "Hsin-chih-hsu," p. 74.
BECAUSE FULL BIBLIOGRAPHIC information for all works cited in the introductions and annotations is provided in the footnotes, only selected items from among them-together with additional, essential books and articlesare included herein. For the convenience of readers interested in pursuing focal topics, the entries are divided into several categories. With the great proliferation of academic books and articles in both Asia and the West, works of a tangential nature and a myriad others that provide general contextual material cannot be included. Unfortunately, for every item listed several more are necessarily excluded, even though the bibliography must therefore be slightly less comprehensive. In addition, variant editions of other ancient texts and the extensive Japanese secondary literature on numerous historical topics-both well-known to scholars-are only minimally represented. Preference has been given to items that are reasonably available to interested readers and to Chinese scholarship on fundamental historical issues as well as to reports on selected archaeological finds and their interpretation. Writings on intellectual history by such famous scholars as Fu Ssu-nien, except where directly relevant or cited in the notes, also have not been included.
Basic Texts
Abbreviations
General Historical Works, Important Translations, and Specialized Monographs on the Period of the Seven Military Classics
Ames, Roger T., The Art of Rulership, University of Hawaii Press, Honolulu, 1983. Baker, Hugh D.R., Chinese Family and Kinship, Columbia University Press, New York, 1979.
Balaz, Etienne, Chinese Civilization and Bureaucracy, Yale University Press, New Haven, 1964.
Beasley, W. G., and E. G. Pulleyblank, eds., Historians of China and Japan, Oxford University Press, London, 1961.
Bielenstein, Hans, The Bureaucracy of Han Times, Cambridge University Press, Cambridge, 1980.
The Restoration of the Han Dynasty, Elanders Boktryckeri Aktiebolag, Goteborg, 1953.
Bishop, John L., ed., Studies in Governmental Institutions in Chinese History, Harvard University Press, Cambridge, Mass., 1968.
Bodde, Derk, China's First Unifier: A Study of the Ch'in Dynasty as Seen in the Life of Li Ssu, Hong Kong University Press, Hong Kong, 1967 (1938).
Essays on Chinese Civilization, (Charles Le Blanc and Dorothy Borei, eds.), Princeton University Press, Princeton, 1981.
Chang, K. C., Art, Myth, and Ritual: The Path to Political Authority in Ancient China, Harvard University Press, Cambridge, Mass., 1983.
, ed., Studies of Shang Archaeology, Yale University Press, New Haven, 1986.
Chang, Kwang-chih, ed., Food in Chinese Culture, Yale University Press, New Haven, 1977.
, Shang Civilization, Yale University Press, New Haven, 1980.
The Archaeology of Ancient China, Yale University Press, New Haven, 1977 (3d edition).
Cheng Te-k'un, Archaeology in China, 3 vols., W. Heffer & Sons, Ltd., Cambridge: Chou China, 1963; Prehistoric China, 1966; Shang China, 1960.
, New Light on Prehistoric China, W. Heffer & Sons, Ltd., Cambridge, 1966.
Studies in Chinese Archaeology, Chinese University Press, 1982.
Ch'u T'ung-tsu, Han Social Structure, University of Washington Press, Seattle, 1967.
, Law and Society in Traditional China, Mouton and Company, The Hague, 1965 (rev. ed.) (1961).
Cotterall, Arthur, The First Emperor of China, Penguin, London, 1981.
Creel, Herrlee G., The Origins of Statecraft in China: Vol. 1, The Western Chou Empire, University of Chicago Press, Chicago, 1970.
Shen Pu-hai: A Chinese Political Philosopher of the Fourth Century B.C., University of Chicago Press, Chicago, 1974.
Crump, J. I., Jr., Chan-kuo Ts'e, Oxford University Press, Oxford, 1970.
Dawson, Raymond, ed., The Legacy of China, Oxford University Press, Oxford, 1964.
de Crespigny, Rafe, Official Titles of the Former Han Dynasty, Australian National University Press, Canberra, 1967.
Dubs, Homer H., The History of the Former Han Dynasty, 3 vols., Waverly Press, Baltimore, 1938-1955.
Duyvendak, J.J.L., The Book of Lord Shang, Arthur Probsthain, London, 1928.
Eberhard, Wolfram, Conquerors and Rulers: Social Forces in Medieval China, E. J. Brill, Leiden, 1970.
Fairbank, John K., ed., Chinese Thought and Institutions, University of Chicago Press, Chicago, 1957.
ed., The Chinese World Order: Traditional China's Foreign Relations, Harvard University Press, Cambridge, Mass., 1968.
Falkenhausen, Lothar Von, Shang Civilization, Early China, Supplement 1, Berkeley, 1986.
Feng Han-yi, The Chinese Kinship System, Harvard University Press, Cambridge, Mass., 1967 (reprint of 1948 edition; originally published in HJAS 2 [1937], pp. 141-275).
Fong, Wen, ed., The Great Bronze Age of China: An Exhibition from the People's Republic of China, Knopf, New York, 1980.
Fung Yu-lan, A History of Chinese Philosophy, Translated by Derk Bodde, 2 vols., Princeton University Press, Princeton, 1952 (1931) and 1953 (1934).
Gardner, Charles S., Chinese Traditional Historiography, Harvard University Press, Cambridge, Mass., 1938.
Graham, A. C., Later Mohist Logic, Ethics, and Science, Chinese University Press, Hong Kong, 1978.
Grousset, Rene, The Empire of the Steppes: A History of Central Asia, Translated by Naomi Walford, Rutgers University Press, New Brunswick, N.J., 1970 (1939).
Herrmann, Albert, An Historical Atlas of China, Aldine Publishing Co., Chicago, 1966 (rev. ed.) (1935, edited by Norton Ginsburg).
Ho, Ping-ti, The Cradle of the East, Chinese University Press, Hong Kong, 1975.
Hook, Brian, ed., The Cambridge Encyclopedia of China, Cambridge University Press, Cambridge, 1982.
Hsu, Cho-yun, Ancient China in Transition: An Analysis of Social Mobility, Stanford University Press, Stanford, 1965.
, Han Agriculture, University of Washington Press, Seattle, 1980.
Hsu, Cho-yun, and Katheryn M. Linduff, Western Chou Civilization, Yale University Press, New Haven, 1988.
Hsu Shihlien, The Political Philosophy of Confucianism, Curzon Press, London, 1932.
Hucker, Charles 0., A Dictionary of Official Titles in Imperial China, Stanford University Press, Stanford, 1985.
Hulsewe, A.F.P., Remnants of Han Law, Vol. 1, E. J. Brill, Leiden, 1955.
Jagchid, Sechin, and Van Jay Symons, Peace, War, and Trade Along the Great Wall: Nomadic-Chinese Interaction Through Two Millennia, Indiana University Press, Bloomington, 1989.
Kao, George, The Translation of Things Past, Chinese University of Hong Kong, Hong Kong, 1982.
Keightley, David N., Sources of Shang History: The Oracle-bone Inscriptions of Bronze Age China, University of California Press, Berkeley, 1978.
ed., The Origins of Chinese Civilization, University of California Press, Berkeley, 1983.
Lattimore, Owen, Inner Asian Frontiers of China, Beacon Press, Boston, 1960 (1940). Lau, D. C., The Analects, Penguin Books, London, 1979.
Mencius, 2 vols., Chinese University Press, Hong Kong, 1984.
Tao Te Ching, Chinese University Press, Hong Kong, 1982.
Le Blanc, Charles, Huai Nan Tzu, Hong Kong University Press, Hong Kong, 1985.
Legg, Stuart, The Barbarians of Asia, Dorset Press, New York, 1990 (1970).
Leslie, Donald D., Colin Mackerras, and Gungwu Wang, Essays on the Sources for Chinese History, Australian National University Press, Canberra, 1973.
Li Chi, Anyang, University of Washington Press, Seattle, 1977.
, The Beginnings of Chinese Civilization, University of Washington Press, Seattle, 1968 (1957).
Li Xueqin, Eastern Zhou and Qin Civilizations, Translated by K. C. Chang, Yale University Press, New Haven, 1985.
Liao, W. K., The Complete Works of Han Fei-tzu, 2 vols., Arthur Probsthain, London, Vol. 1 1959 (1939), Vol. 2 1959.
Liu, James, The Chinese Knight-errant, University of Chicago Press, Chicago, 1967.
Lowe, Michael, Crisis and Conflict in Han China, George Allen and Unwin, London, 1974.
, Records of Han Administration, 2 vols., Cambridge University Press, Cambridge, 1967.
Nakayama, Shigeru, and Nathan Sivin, eds., Chinese Science: Explorations of an Ancient Tradition, MIT Press, Cambridge, Mass., 1973.
Needham, Joseph, Clerks and Craftsmen in China and the West, Cambridge University Press, Cambridge, 1970.
, The Development of Iron and Steel Technology in China, Newcomen Society, London,1958.
, The Grand Titration, George Allen and Unwin Ltd., London, 1969.
, et al., Science and Civilisation in China, Cambridge University Press, Cambridge, 1962 (fourteen physical volumes to date, including Vol. 5, Part 7: Military Technology).
Nivison, David S. and Arthur E Wright, eds., Confucianism in Action, Stanford University Press, Stanford, 1959.
Pirazzoli-t'Serstevens, Michele, The Han Dynasty (Le Chine des Han), Translated by Janet Seligman, Rizzoli International Publications, Inc., New York, 1982.
Pye, Lucian W., Asian Power and Politics: The Cultural Dimensions of Authority, Harvard University Press, Cambridge, Mass., 1985.
Reischauer, Edwin 0., Ennin's Travels in Tang China, Ronald Press, New York, 1955.
Reischauer, Edwin 0., and John K. Fairbank, East Asia: The Great Tradition, Vol. 1, Houghton Mifflin Company, Boston, 1958.
Rickert, W. Allyn, Guanzi, Vol. 1, Princeton University Press, Princeton, 1985.
Roy, David T., and Tsien Tsuen-hsuin, eds., Ancient China: Studies in Early Civilization, Chinese University Press, Hong Kong, 1978.
Sailey, Jay, The Master Who Embraces Simplicity, Chinese Materials Center, Inc., San Francisco, 1978.
Schram, Stuart R., ed., Foundations and Limits of State Power in China, Chinese University Press, Hong Kong, 1987.
, ed., The Scope of State Power in China, Chinese University Press, Hong Kong, 1985.
Science Press, Atlas of Primitive Man in China, Science Press, Peking, 1980.
Swann, Nancy Lee, Food and Money in Ancient China, Princeton University Press, Princeton, 1950.
Tregear, T. R., A Geography of China, Aldine, Chicago, 1965.
Tsien Tsuen-hsuin, Written on Bamboo and Silk: The Beginnings of Chinese Books and Inscriptions, University of Chicago Press, Chicago, 1962.
Tung Tso-pin, Chronological Tables of Chinese History, Hong Kong University Press, Hong Kong, 1960.
Twitchett, Denis, and John K. Fairbank, eds., The Cambridge History of China, Cambridge University Press, London. Vol. 1: The Ch'in and Han Empires, 221 B.C.-A.D. 220, 1986; Vol. 3, Part 1: Sui and T'ang China, 589-906, 1979.
Waley, Arthur, The Analects of Confucius, George Allen and Unwin Ltd., London, 1938.
, The Way and Its Power, Grove Press, New York, 1958.
Wang Gungwu, The Structure of Power in North China During the Five Dynasties, Stanford University Press, Stanford, 1967 (1963).
Wang Zhongshu, Han Civilization, Translated by K. C. Chang, Yale University Press, New Haven, 1982.
Watson, Burton, Basic Writings of Mo Tzu, Hsun Tzu, and Han Fei Tzu, Columbia University Press, New York, 1967.
The Complete Works of Chuang-tzu, Columbia University Press, New York, 1968.
Courtier and Commoner in Ancient China, Columbia University Press, New York,1974.
Early Chinese Literature, Columbia University Press, New York, 1962.
, Records of the Grand Historian of China, 2 vols., Columbia University Press, New York, 1961.
Ssu-ma Ch'ien: Grand Historian of China, Columbia University Press, New York,1958.
The Tso chuan, Columbia University Press, New York, 1989.
Watson, William, Cultural Frontiers in Ancient East Asia, Edinburgh University Press, Edinburgh, 1971.
Wheatley, Paul, The Pivot of the Four Quarters, Edinburgh University Press, Edinburgh, 1971.
Wing-tsit, Chan, The Way of Lao-tzu, Bobbs-Merrill, New York, 1963.
Wright, Arthur F., ed., The Confucian Persuasion, Stanford University Press, Stanford, 1960.
Wright, Arthur F, The Sui Dynasty, Alfred A. Knopf, New York, 1978.
Wright, Arthur E, and Denis Twitchett, eds., Perspectives of the Tang, Yale University Press, New Haven, 1973.
Yang Lien-sheng, Excursions in Sinology, Harvard University Press, Cambridge, Mass., 1969.
Studies in Chinese Institutional History, Harvard University Press, Cambridge, Mass., 1969.
Yu Ying-shih, Trade and Expansion in Han China: A Study in the Structure of Sino- barbarian Economic Relations, University of California Press, Berkeley, 1967.
Western Language Articles on Ancient and Medieval History
(Articles of particular relevance, excluding those found in collected works listed under books or those that pertain generally to intellectual or scientific history)
Allan, Sarah, "Drought, Human Sacrifice and the Mandate of Heaven in a Lost Text from the Shang Shu," BSOAS 47 (1984), pp. 523-539.
An Zhimin, "The Neolithic Archaeology of China: A Brief Survey of the Last Thirty Years," Translated by K. C. Chang, EC 5 (1979-1980), pp. 35-45.
Barnard, Noel, "Chou China: A Review of the Third Volume of Cheng Te-k'un's Archaeology in China," MS 24 (1965), pp. 307-459.
"Chou Hung-hsiang, Shang-Yin ti-wang pen-chi" (review of), MS 19 (1960), pp. 486-515.
, "A Preliminary Study of the Ch'u Silk Manuscript," MS 17 (1958), pp. 1-11.
Blakely, Barry, "In Search of Danyang. I: Historical Geography and Archaeological Sites," EC 13 (1988), pp. 116-152.
Broman, Sven, "Studies on the Chou Li," BMFEA 33 (1961), pp. 1-88.
Bunker, Emma C., "The Steppe Connection," EC 9-10 (1983-1985), pp. 70-76.
Chang Ch'i-yan, "The Period of the Ch'un-ch'iu: A General Survey," CC 27:2 (1986), pp. 1-29.
Chen Ch'i-yun, "Han Dynasty China: Economy, Society, and State Power," TP 70 (1984), pp. 127-148.
Cheng Chung-ying, "Legalism Versus Confucianism: A Philosophical Appraisal," JCP 8 (1981), pp. 271-302.
Cheng Te-k'ung, "The Origin and Development of Shang Culture," AM NS 6:1 (1957), pp. 80-98.
Cheung, Frederick Hok-Ming, "Conquerors and Consolidators in Anglo-Norman England and T'ang China: A Comparative Study," Asian Culture 13:1 (1985), pp. 6385.
Chou Fa-kao, "Chronology of the Western Chou Dynasty," Hsiang-kang Chung-wen Ta-hsueh Chung-kuo Wen-hua Yen-chiu-so hsueh-pao 4:1 (1971), pp. 173-205.
Chun, Allen J., "Conceptions of Kinship and Kingship in Classical Chou China," TP 76 (1990), pp. 16-48.
Cikoski, John S., "Toward Canons of Philological Method for Analyzing Classical Chinese Texts," EC 3 (1977), pp. 18-30.
De Crespigny, Rafe, "Politics and Philosophy Under the Government of Emperor Huan 159-168," TP 66:1-3 (1980), pp. 41-83.
Egan, Ronald C., "Narratives in Tso Chuan," HJAS 37:2 (1977), pp. 323-352.
Fields, Lanny B., "The Legalists and the Fall of Ch'in: Humanism and Tyranny," Journal of Asian History 17 (1983), pp. 1-39.
Fu Pei-jung, "On Religious Ideas of the Pre-Chou China," CC 26:3 (September 1985), pp. 23-39.
Graham, A. C., "A Neglected Pre-Han Philosophical Text: Ho-Kuan-Tzu," BSOAS 52:3 (1989), pp. 497-532.
Haloun, Gustav, "Legalist Fragments," AM 2:1 (1951-1952), pp. 85-120.
Harper, Donald, and Jeffrey Riegel, "Mawangdui Tomb Three: Documents" (Abstract), EC 2 (1976), pp. 68-72.
Henricks, Robert G., "Examining the Ma-wang-tui Silk Texts of the Lao-tzu," TP 65:4-5 (
1979), pp. 166-199.
"On the Chapter Divisions in the Lao-tzu," BSOAS 45:3 (1982), pp. 501524.
, "The Philosophy of Lao-tzu Based on the Ma-wang-tui Texts: Some Preliminary Observations," SSCR Bulletin 9 (Fall 1981), pp. 59-78.
Henry, Eric, "The Motif of Recognition in Early China," HJAS 47:1 (1987), pp. 5-30.
Hsu Cho-yun, "Some Working Notes on the Western Chou Government," BIHP 36 (1966), pp. 513-524.
Hu Pingsheng, "Some Notes on the Organization of the Han Dynasty Bamboo 'An- nals'Found at Fuyang," EC 14 (1989), pp. 1-24.
Huber, Louisa G., "The Bo Capital and Questions Concerning Xia and Early Shang," EC 13 (1988), pp. 46-77.
"A Commentary on the Recent Finds of Neolithic Painted Pottery from Ta-tiwan, Kansu," EC 9-10 (1983-1985), pp. 1-19.
Hulsewe, A.F.P., "The Ch'in Documents Discovered in Hupei in 1975," TP 64:4-5 (1978), pp. 175-217.
"Watching the Vapours: An Ancient Chinese Technique of Prognostication," Nachrichten 125 (1979), pp. 40-49.
"The Wide Scope of Tao, `Theft,' in Ch'in-Han Law," EC 13 (1988), pp. 166200.
Jacobson, Esther, "Beyond the Frontier: A Reconsideration of Cultural Interchange Between China and the Early Nomads," EC 13 (1988), pp. 201-240.
Jan Yun-hua, "Tao, Principle, and Law: The Three Key Concepts in the Yellow Emperor Taoism," JCP 7 (1980), pp. 205-228.
"Tao Yuan or Tao: The Origin," JCP 7 (1980), pp. 195-204.
Kamiya Masakazu, "The Staffing Structure of Commandery Offices and County Offices and the Relationship Between Commanderies and Counties in the Han Dynasty," AA 58 (1990), pp. 59-88.
Karlgren, Bernhard, "The Book of Documents," BMFEA 22 (1950), pp. 1-81.
"The Early History of the Chou Li and Tso Chuan Texts," BMFEA 3 (1931), pp. 1-59.
, "Glosses on the Book of Documents, I," BMFEA 20 (1948), pp. 39-315.
"Glosses on the Book of Documents, II," BMFEA 21 (1949), pp. 63-206.
"Legends and Cults in Ancient China," BMFEA 18 (1946), pp. 199-356.
, "Some Sacrifices in Chou China," BMFEA 40 (1968), pp. 1-3 1.
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