by Gary Gutting
11 Illinois State Penitentiary
© Bettmann/Corbis
12 Foucault and the judges, during the filming of Moi, Pierre Riviere
© René Allio/DR
13 Foucault at home, 1978
© Martine Franck/Magnum Photos
14 Foucault at Berkeley
Courtesy of Paul Rabinow
The publisher and the author apologize for any errors or omissions in the above list. If contacted they will be pleased to rectify these at the earliest opportunity.
Chapter 1
Lives and works
Do not ask who I am …
I give Foucault the first word: ‘Do not ask who I am and do not ask me to remain the same … Let us leave it to our bureaucrats and our police to see that our papers are in order’ (AK, 17).
He has his wish, since quite different readings of his life are supported by the known facts. One version of his story is a standard one of progressive academic success:
The son of a prominent provincial family, his father a successful doctor, Paul-Michel Foucault was a brilliant student, a star even, at the prestigious École Normale Supérieure. His academic and political connections enabled him to avoid the high-school teaching usually expected in France of those with philosophical academic ambitions. Instead, he spent several Wanderjahren in Sweden, Poland, and Germany, while finishing his dissertation, which was sponsored by one of the most powerful professors at the Sorbonne and, once published, gained favourable reviews from leading intellectuals. In the course of the next eight years he moved easily through a series of professorships. His 1966 book, Les mots et les choses, was an academic bestseller that made him the leading candidate to succeed Sartre as the French ‘master-thinker’. A few years later, he won election to the super-elite Collège de France (following Bergson and Merleau-Ponty), which put him at the pinnacle of the French academic world and relieved him of ordinary teaching obligations. From then on, he travelled the world (to Japan, Brazil, California, among other countries) lecturing to packed halls, increasingly engaged in high-profile political actions, and still managing to write brilliant books on crime and sex that have made him a major figure in every humanistic and social scientific discipline. By the time he died, in 1984, he had already been the subject of dozens of books, and his posthumous fame has only increased.
But there is another, equally plausible version:
Foucault was a brilliant but emotionally troubled son of an authoritarian physician. A tormented homosexual, he may have attempted suicide while at the École Normale and was certainly under psychiatric care. He so hated French society that he fled to a series of marginal posts in foreign countries, where, however, he failed to find the liberation he sought. Despite spectacular intellectual success, he spent his life seeking extreme sensations (‘limit-experiences’, as he called them) from drugs and sadomasochistic sex, and died before he was 60 from AIDS, probably contracted at San Francisco bathhouses.
We can also tell the story of his life as one of political and social commitment and activism:
Foucault was fiercely independent and committed from the beginning to his own and others’ freedom. His hatred of oppression flared out in the midst of the most complex and erudite discussions. He saw even his most esoteric intellectual work as contributing to a ‘toolbox’ for those opposing various tyrannies. And he had the effect he desired: he was a hero of the anti-psychiatry movement, of prison reform, of gay liberation, …
1. Foucault at the top of his class, Poitiers, 1944
None of these stories are false, but their mutual truth keeps us from forming any definitive picture of Foucault’s life, which is just what he wanted. There’s an underlying wisdom in such titles as Hallucinating Foucault (a novel by Patricia Duncker) and ‘Foucault as I Imagine Him’ (an obituary by Maurice Blanchot). At least for the present, we know too little about Foucault’s personal life to do anything more than speculate about its relation to his work. James Miller’s The Passions of Michel Foucault shows both the limited possibilities and the distinct dangers of such speculation.
But why insist on reading the life into the work when the life can be read out of the work? Much of Foucault’s existence was the writing of his books, and these tell us more about him than can the set of random anecdotes that have escaped the distortions of memories and Foucault’s own efforts to maintain a private life.
The best starting point is Raymond Roussel, Foucault’s only book-length literary study, and a work that he characterized as ‘something very personal’ (RR, interview, 185). Foucault’s very choice of Roussel as a subject is revelatory. Roussel (1877–1933) was, even as late as the 1950s, when Foucault first stumbled on his work in a Left Bank bookstore, a neglected and marginal writer, an ‘experimentalist’, but one who wrote not out of any literary theory or movement but from a megalomaniac sense of his own importance as a writer. (Indeed, Roussel was examined by Pierre Janet, the famous psychiatrist, who diagnosed him as suffering from a ‘transformed religious mania’.) Inherited wealth allowed Roussel to devote all his time to writing, but the poems, plays, and novels he produced from 1894 until his death were, apart from some patronizing interest from the surrealists and genuine admiration from the novelist Raymond Queneau, greeted with derision or indifference.
This was hardly surprising, since Roussel’s works were oddities even by the standards of the avant-garde, characterized by minute descriptions of objects and actions and often written, as he explained in his essay (by his instruction published only posthumously), ‘How I Wrote Certain of My Books’, according to his own bizarre formal rules of construction. He would, for example, require himself to begin and end a story with phrases that differed from one another in only one letter but had entirely different meanings. So, one story begins ‘Les lettres du blanc sur les bandes du vieux billard’ (‘The white letters on the cushions of the old billiard table’) and ends with ‘les lettres du blanc sur les bandes du vieux pillard’ (‘the white man’s letters about the hordes of the old plunderer’). Roussel also employed numerous other constraints based on double meanings of homonymic expressions.
2. Raymond Roussel aged 18, 1895
Foucault was attracted, first of all, by Roussel’s very marginality – his lack of literary success and classification as ‘mentally ill’. He always had an interest in and sympathy for those excluded by mainstream standards. This may have initially been little more than the characteristic French intellectual’s horror of the bourgeoisie, but it developed into a strong personal commitment to oppose the normative exclusions that define our society. From this commitment derived both Foucault’s eventual social activism (for example, his work for prison reform) and his conception of his writings as a ‘toolbox’ to be utilized by those struggling for social and political transformation.
But Foucault was also fascinated by Roussel’s exclusion of human subjectivity. This exclusion is signalled first by the dominance in Roussel’s writings of spatial objectivity over temporal subjectivity. He typically offers elaborate descriptions of objects or actions, not narratives of characters and their experiences. Nor, on another level, are the works expressions of the author’s subjectivity. Because of the strong subordination to formal rules, the words written flow more from the impersonal structures of language itself than from Roussel’s thoughts and feelings. Foucault’s interest in this sort of writing corresponds to his declaration that he ‘writes in order to have no face’ (AK, 17), to lose any fixed identity in the succession of masks he assumes in his books. As he said not long before his death: ‘The main interest in life and work is to become someone else that you were not in the beginning’ (‘Truth, Power, Self’, 9).
Foucault explicitly connects this loss of self in language with the absolute limit and abolition of subjectivity – death. His analysis of Roussel’s works gives a central place to the author’s obscure and ambiguous death: he was found on the floor of his hotel room in front of a locked door (always before kept open), which he ma
y have been trying to open to save himself, or which he may have locked to keep himself from being saved. For Foucault, the situation of this death corresponds to the ‘key’ to his writings Roussel offers in ‘How I Wrote Certain of My Books’: just as we cannot know whether he wanted to use the key to his door to let others in or to keep them out, so we cannot know whether the literary key is meant to open up or close off the meaning of his texts. And it is his death that prevents us from resolving either question. Further, the death that prevents us from assessing the value of Roussel’s literary key itself corresponds to the language of his books, which, as we have seen, has systematically suppressed the subjective life of both the author and his characters.
We have no way of knowing whether this focus on death – which continues throughout Foucault’s writings – led, as Miller encourages us to speculate, to Foucault’s deliberately putting himself and others at risk from AIDS. But there is no doubt that his work shows a fascination with the loss of self brought both by death and by its mirror in the linguistic formalism of writing such as Roussel’s.
Commentators have generally left Raymond Roussel outside the canon of Foucault’s major works, no doubt for the plausible reason that it is not, like the rest, a history. Foucault himself was content with this omission: ‘I would go so far as to say that [Raymond Roussel] doesn’t have a place in the sequence of my books … No one has paid much attention to this book, and I’m glad; it’s my secret affair’ (RR, interview, 185).
But, although the book does not fit into standard accounts of Foucault’s projects of philosophically informed and oriented history, its preoccupations recur in his other books, particularly in The Birth of the Clinic, also published in 1963, which begins: ‘This book is about space, about language, and about death’ (BC, ix). Of course, in this study of the emergence of modern clinical medicine during the 19th century, these themes are significantly transposed. The ‘space’ is that of plague-infested cities, of hospital charity wards, of the sites of lesions in dissected cadavers; the language that of medical symptoms and probabilities; and death, of course, is the physical reality itself, not a symbol of marginalized subjectivity.
But as in Foucault’s literary study, the concern with space (as opposed to time) and with language (as an autonomous system) reflects a mode of thought that removes subjectivity from its usual central position and subordinates it to structural systems. And death, in Foucault’s history of modern medicine, remains at the heart of human existence. It is not mere extinction but ‘a possibility intrinsic to life’ (BC, 156), one that grounds (through the dissections of pathological anatomy) our scientific knowledge of life. ‘Death’, Foucault concludes, ‘left its old tragic heaven and became the lyrical core of man: his invisible truth, his visible secret’ (BC, 172).
In many ways, The Birth of the Clinic is the scientific counterpart of the aestheticism of Raymond Roussel, exhibiting in the mode of close historical analysis the preoccupations that guided Foucault’s patient exploration of Roussel’s baroque complexifications. But one striking difference between the two books is Raymond Roussel’s lack of the flashes of savage critique that occasionally burst out of The Birth of the Clinic’s sustained erudition. For example, in the latter’s Preface, after a preliminary sketch of the main stages of the discussion to come – and before some concluding comments about historical methodology – Foucault suddenly attacks the claim that modern medicine achieves ‘the most concentrated formulation of an old medical humanism, as old as man’s compassion’ and denounces ‘the mindless phenomenologies of understanding’ that ‘mingle the sand of their conceptual desert with this half-baked notion’.
He goes on to deride the ‘feebly eroticized vocabulary … of the doctor/patient relationship [le couple médicin-malade]’, which, he says, ‘exhausts itself in trying to communicate the pale powers of matrimonial fantasies to so much non-thought’ (BC, xiv). Such outbursts, even though occasional, are characteristic of Foucault’s historical studies and signal, as we shall see, their ultimately political agenda. By contrast, Raymond Roussel shows a Foucault totally entranced in aesthetic enjoyment for its own sake, composing a memoir of the ‘happy period’ when Roussel ‘was my love for several summers’ (RR, interview, 185). This contrast is an early and striking instance of what I will argue is a fundamental tension in Foucault’s life and thought between aesthetic contemplation and political activism.
Chapter 2
Literature
I dreamt of being Blanchot.
We have seen how Foucault wanted to write books in order to escape from any fixed identity, to continually become someone else, thereby never really being anyone. Eventually, we will have to ask why he would seek such a thing, but for now let’s try to understand the project better.
A sceptical reader may suggest that Foucault’s effort to escape identity through writing is an impossible project, since precisely by taking up a career of writing he achieved a quite definite and distinctive identity: that of an author. Indeed, isn’t a famous and important author what Michel Foucault was and still is? Isn’t this his identity?
Foucault’s response to this objection will be the title of one of his best-known essays: ‘What Is an Author?’. Is being an author a matter of having an identity (a certain nature, character, personality), like, for example, being a hero, a liar, or a lover? Does writing make me a certain kind of person?
Let’s start with a common-sense definition of an author: someone who writes books. Or, to be a bit more accurate, since an author might write only, say, poems or essays that are never collected into a book, let’s say an author is someone who writes a text. But we immediately see that this is not quite right either. A text is any thing written at all, including shopping lists, notes passed in class, emails to the phone company about my bill. Having written such things, as we all have, does not make one an author. As Foucault suggests, even when we aim at collecting ‘everything’ by a great author such as Nietzsche, we do not include these texts. Only certain kinds of texts count as the ‘work’ of an author.
Our definition has another weakness. Someone may literally write a text, even one of the ‘right sort’, and not be its author. This is obviously the case if a text is dictated to a secretary, but it is also true, if more complexly so, of other cases: when, for example, a film star writes an autobiography ‘with the assistance of’ or ‘as told to’ someone; or when a politician ‘writes’ a column or gives a speech which has been produced by a team of aides; or when a scientist is ‘first author’ on a paper coming from his lab but in fact has not himself written a single word of it. Such cases make it clear that being an author is not, as our simple definition assumed, just a matter of being the literal ‘cause’ (producer) of a certain kind of text. It is instead a matter of being judged responsible for the text. As Foucault notes, different cultures have had different standards for assigning such responsibility. In the ancient world, for example, all medical texts accepted as having a certain level of authority were designated as the works of a canonical author such as Hippocrates. On the other hand, there have been periods in which literary texts (such as poems and stories) were circulated anonymously and not regarded as texts to which we should assign an author (compare jokes in our culture).
From both these kinds of considerations – those about the sorts of texts that can have an author and those about the sort of responsibility for a text that makes someone an author of it – Foucault concludes that we should, strictly, not speak of the ‘author’ but of the ‘author function’. To be an author is not merely to have a certain factual relation to a text (for example, to have causally produced it); it is, rather, to fulfil a certain socially and culturally defined role in relation to the text. Authorship is a social construction, not a natural kind, and it will vary over cultures and over time.
Foucault further maintains that the author function, as it operates in a given text, does not correspond to a single self (person) who is the author of that text. There is, for
any ‘authored’ text, a plurality of selves fulfilling the author function. So, in a first-person novel, the ‘I’ who narrates is different from the person who actually wrote the words the ‘I’ presents, but both have a fair claim to being the ‘author’. The classic example is Proust’s À la recherche du temps perdu, with its complex interplay between ‘Marcel’, the narrative voice, and Proust ‘himself’. Foucault finds the same plurality in a mathematical treatise, where we must distinguish the ‘I’ of the preface, who thanks her husband for his support, and the theorem-proving ‘I’ of the main text who writes ‘I suppose’ or ‘I conclude’. Of course, there is a single author in the obvious sense that one person wrote the words of the text. But, as an author, this person assumes a variety of roles, corresponding to a diversity of selves: ‘the author function operates so as to effect the dispersion of these … simultaneous selves’ (‘What Is an Author?’, EW I, 216).
We see already that the role of an author might well attract someone like Foucault who does not want to be fixed in a single identity. But there are deeper ways in which writing can move me away from myself. To see this, let us return to our initial common-sense model of the author as the person who writes a text. We have so far seen complications with the identity of the author. But there are also difficulties for our common-sense idea that authors (however understood) produce (cause) the texts they write. Foucault neatly formulated the issue in The Order of Things. Nietzsche, he said, showed us the importance of always asking of a text ‘Who is speaking?’ (who – from what historical position, with what particular interests – is claiming the authority to be listened to?). But, Foucault continues, Mallarmé responded to this question, at least as it concerns literature: it is ‘the word itself’ (OT, 305). Are there, as Mallarmé suggests, senses in which a text is due to the word, to language itself, rather than to its author?
