by Rising Sun Victorious: An Alternate History of the Pacific War
Der Tag
In the early hours of December 30, an exhausted Kimmel received word of the loss of Saratoga. With no word from Task Force 2, and every indication that Yamamoto had more carrier strength than originally thought, Kimmel was caught in a dilemma. Task Force 1 was only forty-eight hours from Luzon at top speed, and less than eighty hours from a presumed safe anchorage at Manila. To turn tail at this point would mean not only admitting the failure of War Plan Orange, but would not guarantee a safe return to Pearl for his battle line, which was mainly intact and still outnumbered the Japanese. Standing on the bridge wing of Arizona, accompanied only by his aide, Zumwalt, Kimmel talked aloud as he worked through his options. “First, Yamamoto will be waiting north of Luzon, guarding his convoys. Second he must have expended the last of his naval air today—what's he got left, Zumwalt? A couple of escort carriers? Third—well, third I'll be damned if I want to be remembered as a Scheer! You know that story, Ensign? From 1914 to 1916 the German navy waited for 'DerTag'—'the day,' when it would challenge the British fleet in one last battle, to victory or to the last ship. But the Germans never really had the advantage, and when Scheer finally had his chance at Jutland he turned and ran. I still have the advantage, Ensign! This is the most powerful battle line afloat, and I just can't see running away with it.”19
So Kimmel, wishing to avoid the condemnation of future naval historians, continued to Manila. Without air cover, however, he decided to use the most direct route to his anchorage— via Surigao Strait. Unfortunately, Kimmel and the remaining ships of TF 1—nine battleships, three cruisers, and seventeen destroyers—already stood among the damned thanks to the American public, a faulty War Plan Orange, and the genius of Yamamoto.
The Gauntlet
On December 30, shortly after being advised of the sinking of the last American carrier supporting Kimmel, Yamamoto ordered Nagumo to slowly scout southward find the USN's battle fleet, and drive it to Surigao Strait. Nagumo did just that, using December 31 to rest and reorganize his weary but jubilant air groups. At 1143 on January 1, 1942, his scouts discovered the American fleet steaming at best speed for Luzon. Through the rest of the day, amid constantly deteriorating weather conditions, Nagumo managed to launch only two waves of planes against Task Force 1. One of these never found Kimmel's fleet, and the other sank the cruiser Vincennes and two destroyers, disabled the aft turret on New Mexico, and started severe fires on Oklahoma and Tennessee. As darkness fell, Nagumo moved northwest and counted his losses: an additional seventy-two planes had fallen victim to heavy antiaircraft fire or accident, bringing his two-day losses to 184 of the 497 original aircraft. Secure in the knowledge that the fate of the American battle line now rested in the hands of his brilliant boss, Nagumo sailed for a rendezvous with invasion forces to be aimed at Guam and Wake Island.
With darkness more or less cloaking his battered TF 1 (both Oklahoma and Tennessee still flamed), Kimmel organized his fleet for a rapid advance through the relatively narrow waters of Surigao Strait. Three destroyers picketed his van of cruisers, Chicago and Augusta, followed closely by Idaho, New Mexico, and California. About a thousand yards separated the van from the remaining battleships led by Kimmel in Arizona, and trailed closely by the two burning vessels, shepherded by four destroyers. The remaining two destroyer divisions deployed 1,500 yards to port and starboard of the van. By 0130 on January 2 it appeared that TF 1, including the laggard battlewagons whose exhausted crews were at last getting the best of fires fed by prewar paint and furnishings, had negotiated the confined waters successfully.
Yamamoto had quietly gathered his Combined Fleet of six battleships—commanded by himself from the super-battleship Yamato—eight heavy cruisers, four light cruisers, and forty-two destroyers. Through the storms of January 1, his heavies, screened by a light cruiser and twelve destroyers, steamed back and forth across the west entrance to Surigao Strait. Closer to the entrance, three divisions of ten destroyers, each led by a light cruiser, waited to box the approaching task force. The weather had concerned Yamamoto, despite his commanding position and preponderance of light ships, but the front passed at midnight, and a floatplane launched from the cruiser Tone reported the Americans steaming full tilt through the narrow waters with two burning vessels trailing the main force. At 0148 on January 2, sitting firmly across the American T at a range of only 12,000 yards, Yamamoto flashed the code words, “Tora! Tora! Tora!” This signaled his destroyers, stealthily advancing along the flanks of TF 1, to launch their torpedoes at the enemy. The words of Captain Hara, whose Amatsukaze (still bearing the scars of the action at Truk) was in the division of destroyers some 4,000 yards to port of the American formation, capture the action:
Tiger! Tiger! Tiger! The moonless night and the dark shore to our rear hid us from the enemy as our division alone launched over eighty Long Lances at the enemy line. I targeted the third and fourth battleships in their second echelon. Within seconds, and long before our torpedoes would reach their targets, water spouts began to erupt among the enemy van and second echelon. Hits came quickly, the two burning ships at the rear, Oklahoma and Maryland [actually Tennessee] outlined those vessels in front of them. The Americans appeared to panic, two destroyers colliding in their port division—confusion to which we added with my gun crews' rapid fire... Then the American battle line disappeared in a wall of water and flame! Apparently the torpedoes from both our port and starboard board divisions arrived at the same time. As the mist and smoke cleared, one American battleship had simply disappeared [West Virginia], a second was turning turtle [Maryland], and a third, minus its bow to the first turret, was surrounded by burning oil and rapidly settling [California].
Later I learned that every American battleship had been struck by at least one torpedo, and quite probably one cruiser and at least five destroyers had also been lost to our opening volley. Then and there I resolved never again to ship aboard a battlewagon. After this, my second night in action, I knew that the Long Lance had ended their day of ruling the waves ... 20
What Hara had viewed as panic was instead the result of two large caliber shells, probably from Haruna, striking the bridge and flag bridge of Arizona. Every man on the bridge died immediately, and the flagship, helm untended, began a gentle turn to starboard. Though control of the rudder was restored in minutes, the damage had been done. The remaining vessels of the second echelon, as well as the destroyer division to port, apparently became confused as they tried to follow the unannounced maneuver.
Worse for TF 1, the salvo had mortally wounded Kimmel, who died within seconds, apparently after whispering his last commands to Ensign Zumwalt. Then, for the first time in history, an ensign took command of a modern battleship in combat. As flames raged through the superstructure of Arizona, Zumwalt, severely wounded himself, ordered a petty officer to send a message to the fleet ordering independent advance to Manila at best speed. Afterward, he made his way, with two ratings, to the bridge. Discovering both wheel and intership communications intact, Zumwalt took control of the battleship, conning it through Yamamoto's line and to Manila Bay while in constant danger of being roasted alive or falling unconscious from loss of vital fluids. Nor did Arizona flee without drawing Japanese blood; its surviving guns turned the cruiser Yubari into a sinking mass of scrap, and Zumwalt actually managed to ram the destroyer Shirakumo, cutting it completely in half as Arizona escaped Yamamoto's trap.21
Along with the flagship of TF 1, two destroyers and a miraculously undamaged Augusta escaped. Texas, closely following Arizona, also penetrated the Japanese battle line, but capsized an hour later when the patch that its crew had hastily installed off Wake Island gave way and added tons of water to what it had already taken on from two additional torpedo hits. If not for the heroic efforts of the van battleships, Idaho and New Mexico, none of these vessels would have escaped. With Idaho's speed reduced to half by flooded boilers, Capt. Mark Smith turned his ship to parallel Yamamoto's battlewagons rather than attempt an escape. Capt. Edward Coombs i
n New Mexico, despite a fourteen degree list that prevented his remaining primary guns from firing, followed. For a vital half hour the two vessels absorbed the fire of six Japanese battleships and their screen, while Smith pounded battleship Mutsu and Coombs's secondaries lashed at any enemy vessel in range. As Mutsu drifted out of control, sinking (the only Japanese capital ship lost in the action), New Mexico finally succumbed to its earlier torpedo hits and rolled onto its side at 0222. Less than a minute later, a shell from Yamato apparently penetrated the aft magazine of Idaho. It broke into two sections and sank in minutes.22
In the rear of TF 1, Oklahoma and Tennessee had never recovered from the damage inflicted the previous day by Nagumo's air strikes. With several magazines voluntarily flooded on January 1, numerous secondary casemates ravaged by fire, and additional flooding from the opening barrage of Japanese Long Lances, the battleships attempted to disengage to the west. After destroying the American van, Yamamoto pursued. By 0430 both battleships and their escorts had succumbed to a barrage of torpedoes and large caliber shells.
Dawn found the waters of Surigao Strait smothered with the detritus of battle;—oil, lingering smoke, odd bits of wreckage, and sailors both living and dead. His victory won, Yamamoto counted his losses—one battleship, one cruiser, and fourteen destroyers—and then continued the war. The Japanese made only minimal efforts to rescue American survivors, though hundreds managed to drift ashore over the next four days. Most were immediately taken prisoner by the enemy, less than a hundred reaching the steadily diminishing territory controlled by MacArthur's now demoralized army.
For the four surviving vessels of TF 1, Manila failed to provide the anticipated refuge. Their trial by fire continued. On January 4 a massive raid by Japanese land-based bombers resulted in a magazine explosion on Arizona. Sheathed in fire, it rapidly settled in the shallow mud of the harbor.23 The following day, both destroyers fell prey to torpedo bombers. Somehow, Augusta again managed to survive the carnage unscathed only to be scuttled by its crew on January 6, the day MacArthur finally abandoned the port.
A Day That Will Live in Infamy
On January 7, 1942, President Roosevelt authorized the release of information pertaining to the defeat of the American fleet in the Philippines. Panic swept through the United States, a nation that had never experienced sudden defeat on such a scale. Thousands of American families wept for the fathers and sons feared lost to enemy action. Newspapers fed panic and fear with rumors of Japanese fleets off the Hawaiian Islands and the Pacific coast. Radio commentators listed the few vessels remaining in the Pacific Fleet between their reports on Axis successes in Europe. And in Washington, Roosevelt and his advisors wrestled with one of the most difficult decisions ever faced by an American government.
They recognized that it would take months, if not years, to replace America's matériel losses. Even then, the loss of naval cadre would lead to difficulties in training recruits to man the new ships. In addition, in prewar discussions with Great Britain, Roosevelt had already committed the United States to a “Germany First” strategy. Moral issues (and many existed) aside, fascist domination of Europe would hamstring the American economy, only just recovering from the Great Depression. The Philippines and U.S. islands near Japan could not be defended without a strong navy, nor could the United States provide adequate aid to the struggling British Commonwealth in the Pacific Theater without ships. Could Japan successfully invade Hawaii? Probably. Could it invade the West Coast of the United States with Hawaii secured as a fleet base? Probably not—but the UN could eradicate American shipping in the Pacific, shipping that provided raw materials to much of U.S. industry. On the other hand, could Great Britain survive Germany's U-boats without the assistance of American shipping and the U.S. Navy? Possibly not. Would the American people fight? Could they rally from the fear and panic sweeping the nation? Absolutely! Ultimately, Roosevelt was left with one key question: Could the United States successfully lead the effort to free Europe from Axis domination while simultaneously fighting a war against Japan, a war that threatened American shores, a naval war that would drain men, matériel, and national wealth at an abominable rate?
On January 12, 1942, after a final meeting with representatives of the British government, an exhausted President Roosevelt ordered MacArthur to seek a cease-fire and, in conjunction with British representatives in the Far East, open negotiations with the Japanese government. One month later, in words now immortal, he addressed the American people: “On February 12, 1942, a day that will live in infamy, General Douglas MacArthur and representatives of our European allies signed an armistice with Japan aboard the Nevada at Guam. This peace is necessary so that we may lead the struggle against fascism in Europe; but we shall never forget Surigao!”24
War Plan Orange had failed. Japan claimed the Philippines as prize, though it allowed the United States to retain Guam and Wake Island (both demilitarized). Great Britain reluctantly agreed to a phased withdrawal from the Far East in exchange for trade concessions with India and guarantees that Australia and New Zealand would not suffer invasion. By the waning days of 1942, Japan managed to establish its Greater Asian Co-Prosperity Sphere, stretching from the Gilbert Islands to Indonesia, India, and China. With the collapse of Germany in early 1945, the world quickly polarized—Japan and its puppets arrayed against the rest of the world, led by the United States, Great Britain, and their uncomfortable communist bedfellow, the USSR. Winston Churchill's 1947 speech, in which he referred to a “Bamboo curtain descending across Asia and the Pacific,” is generally taken to mark the beginning of the brief East-West Cold War that culminated in the wave of internal revolutions led by such heroes as Mao, Gandhi, and Ho, and in the misnamed Sixty Minute War of 1953. But that, as the storyteller invariably says, is another story.25
The Reality
It is difficult to imagine any simple set of circumstances that would have allowed Japan to win any form of victory in World War II. Even Yamamoto, its premier naval strategist, knew that the industrial might of the United States must prevail in the long run. For Yamamoto, Pearl Harbor seemed the best chance in a very desperate scenario. And Pearl Harbor was little more than a bee sting on the foot of a sleeping giant, awakening both an industrial power and personal commitments to victory among Americans that eventually doomed Japan while allowing the United States to support their allies in the destruction of European fascism.
Only military rashness of an improbable nature could have offered Japan an opportunity of victory. To tie that rashness to U.S. politics seems more than reasonable in a nation where civilian guidance governs the ultimate deployment and strategy of its military forces (too often to the detriment of young, underpaid, and frequently unappreciated American servicemen). Everything following Roosevelt's decision to implement a long-abandoned and seriously flawed version of War Plan Orange is, of course, fiction. In reality, the United States closely followed its prewar plan of a gradual erosion of Japanese power, which would have culminated in the invasion of the home islands had not the atomic bomb interfered. Fortunately, the discovery of the true industrial potential of the United States accelerated the course of the Pacific War—matériel was available to maintain Europe as first priority while still overwhelming Japan with ships, planes, and bombs.
A final idea (critical to this hypothetical victory) that must be addressed is the concept of civilian morale, or the “national will” to continue a struggle. War has definite learning curves associated with it. We are familiar with those present on the field of battle; the techniques, for example, that once learned, enhance individual survival. But civilians far removed from the field of battle seem to have a learning curve as well, a process of gradual inurement to increasingly long casualty lists as well as to individual material sacrifice. In reality, Pearl Harbor was a small shock that began a process of acclimatization to war. Without small shocks to prepare them for greater losses, could the American will to resist have been temporarily weakened by the horrific losses postu
lated in this alternative line of history? Quite possibly; at least, that will could have been weakened enough to accept a rapidly negotiated peace—which in the end was Japan's only real hope for victory in the Pacific.
Bibliography
Edgerton, Robert B., Warriors of the Rising Sun (Harper and Row, New York, 1997).
Evans, David C, and Peattie, Mark R., Kaigun: Strategy, Tactics, and Technology in the Imperial Japanese Navy, 1887–1941 (Naval Institute Press, Annapolis, 1997).
Miller, Edward S., War Plan Orange: The U.S. Strategy to Defeat Japan, 1897–1945 (Naval Institute Press, Annapolis, 1991).
Spector, Ronald H, Eagle Against the Sun: The American War with Japan (Random House, New York, 1985).
Notes
1. Aside from the UN's institutional memory, the works of American Alfred Thayer Mahan were assigned reading for Japanese naval officers.
*2. For a brilliant indictment of the American voters' place in the Pacific debacle, see M. Palmer, The True Price of Democracy (Avalon Hill Press, 1992). The appended reading list offers several alternative histories that explore the absence of the Philippines issue from the 1940 election.
*3. New York Times, October 18, 1940.
*4. Archives, CBS. New York.
5. Yamamoto was not, as so many European historians have characterized him, a “gambler.” Random elements are common to life, much less games; and it is the “skilled” player—the person with the greatest knowledge of the game and an optimally implemented strategy—who manages to overcome that randomness and emerge victorious, whether shuffling cards or the fate of nations. See R. Snitzer, Great Naval Leaders and “ The Game”Paper Wars, 1981).
