Impact of the American Revolution on Europe
The year 1789 witnessed two far-reaching events, the beginning of a new United States of America and the eruption of the French Revolution. Was there a connection between the two great revolutions of the late eighteenth century?
There is no doubt that the American Revolution had an important impact on Europeans. Books, newspapers, and magazines provided the newly developing reading public with numerous accounts of American events. To many in Europe, it seemed to portend an era of significant changes, including new arrangements in international politics. The Venetian ambassador to Paris astutely observed in 1783 that “if only the union of the [American] provinces is preserved, it is reasonable to expect that, with the favorable effects of time, and of European arts and sciences, it will become the most formidable power in the world.”1 But the American Revolution also meant far more than that. It proved to many Europeans that the liberal political ideas of the Enlightenment were not the vapid utterances of intellectuals. The rights of man, ideas of liberty and equality, popular sovereignty, the separation of powers, and freedom of religion, thought, and press were not utopian ideals. The Americans had created a new social contract, embodied it in a written constitution, and made concepts of liberty and representative government a reality. The premises of the Enlightenment seemed confirmed; a new age and a better world could be achieved. As a Swiss philosophe expressed it, “I am tempted to believe that North America is the country where reason and humanity will develop more rapidly than anywhere else.”2
Europeans obtained much of their information about America from returning soldiers, especially the hundreds of French officers who had served in the American war. One of them, the aristocratic marquis de Lafayette (mar-KEE duh lah-fay-ET), had volunteered for service in America in order to “strike a blow against England,” France’s old enemy. Closely associated with George Washington, Lafayette returned to France with ideas of individual liberties and notions of republicanism and popular sovereignty. He became a member of the Society of Thirty, a club composed of people from the Paris salons. These “lovers of liberty” were influential in the early stages of the French Revolution. The Declaration of the Rights of Man and the Citizen (see “Destruction of the Old Regime” later in this chapter) showed unmistakable signs of the influence of the American Declaration of Independence as well as the American state constitutions. Yet for all of its obvious impact, the American Revolution proved in the long run to be far less important to Europe than the French Revolution. The French Revolution was more complex, more violent, and far more radical in its attempt to construct both a new political order and a new social order. The French Revolution provided a model of revolution for Europe and much of the rest of the world; to many analysts, it remains the political movement that truly inaugurated the modern political world.
Background to the French Revolution
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FOCUS QUESTION: What were the long-range and immediate causes of the French Revolution?
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Although we associate events like the French Revolution with sudden changes, the causes of such events involve long-range problems as well as immediate precipitating forces. Revolutions, as has been repeatedly shown, are not necessarily the result of economic collapse and masses of impoverished people hungering for change. In fact, in the fifty years before 1789, France had experienced a period of economic growth due to an expansion of foreign trade and an increase in industrial production, although many people, especially peasants, failed to share in the prosperity. Thus, the causes of the French Revolution must be found in a multifaceted examination of French society and its problems in the late eighteenth century.
Social Structure of the Old Regime
The long-range or indirect causes of the French Revolution must first be sought in the condition of French society. Before the Revolution, French society was grounded in the inequality of rights or the idea of privilege. The population of 27 million was divided, as it had been since the Middle Ages, into legal categories known as the three orders or estates.
THE FIRST ESTATE The First Estate consisted of the clergy and numbered about 130,000 people. The church owned approximately 10 percent of the land. Clergy were exempt from the taille, France’s chief tax, although the church had agreed to pay a “voluntary” contribution every five years to the state. Clergy were also radically divided, since the higher clergy, stemming from aristocratic families, shared the interests of the nobility while the parish priests were often poor commoners.
THE SECOND ESTATE The Second Estate was the nobility, composed of no more than 350,000 people who nevertheless owned about 25 to 30 percent of the land. Under Louis XV and Louis XVI, the nobility had continued to play an important and even crucial role in French society, holding many of the leading positions in the government, the military, the law courts, and the higher church offices. Much heavy industry in France was controlled by nobles, either through investment or by ownership of mining and metallurgical enterprises. The French nobility was also divided. The nobility of the robe derived their status from officeholding, a pathway that had often enabled commoners to attain noble rank. These nobles now dominated the royal law courts and important administrative offices. The nobility of the sword claimed to be descendants of the original medieval nobility. As a group, the nobles sought to expand their privileges at the expense of the monarchy—to defend liberty by resisting the arbitrary actions of monarchy, as some nobles asserted—and to maintain their monopolistic control over positions in the military, church, and government. In 1781, in reaction to the ambitions of aristocrats newly arrived from the bourgeoisie, the Ségur (say-GOO-uh) Law attempted to limit the sale of military officerships to fourth-generation nobles, thus excluding newly enrolled members of the nobility.
Although there were many poor nobles, on the whole the fortunes of the wealthy aristocrats outstripped those of most others in French society. Generally, the nobles tended to marry within their own ranks, making the nobility a fairly closed group. Although their privileges varied from region to region, the very possession of privileges remained a hallmark of the nobility. Common to all were tax exemptions, especially from the taille.
THE THIRD ESTATE The Third Estate, the commoners of society, constituted the overwhelming majority of the French population. They were divided by vast differences in occupation, level of education, and wealth. The peasants, who alone constituted 75 to 80 percent of the total population, were by far the largest segment of the Third Estate. They owned about 35 to 40 percent of the land, although their landholdings varied from area to area and more than half had no or little land on which to survive. Serfdom no longer existed on any large scale in France, but French peasants still had obligations to their local landlords that they deeply resented. These relics of feudalism included the payment of fees for the use of village facilities, such as the flour mill, community oven, and winepress, as well as tithes to the clergy. The nobility also maintained the right to hunt on peasants’ land.
The Three Estates. This French political cartoon from 1789 reveals a critical view of France’s privileged orders. Shown in the cartoon is a naked common man held in chains and being ridden by an aristocrat, a clergyman, and a judge. The message is clear: most ordinary French people (the Third Estate) are suffering horribly as a result of the privileges of the First and Second Estates.
© Bettmann/CORBIS
Another part of the Third Estate consisted of skilled artisans, shopkeepers, and other wage earners in the cities. Although the eighteenth century had been a period of rapid urban growth, 90 percent of French towns had fewer than 10,000 inhabitants; only nine cities had more than 50,000. In the eighteenth century, consumer prices rose faster than wages, with the result that these urban groups experienced a decline in purchasing power. In Paris, for example, income lagged behind food prices and especially behind a 140 percent rise in rents for working people in skilled and unskilled trades. The economic discontent of t
his segment of the Third Estate—and often simply their struggle for survival—led them to play an important role in the Revolution, especially in the city of Paris. Insubordination, one observer noted, “has been visible among the people for some years now and above all among craftsmen.” One historian has charted the ups and downs of revolutionary riots in Paris by showing their correlation with changes in bread prices. Ordinary people spent one-third to one-half of their income on bread, which constituted three-fourths of their diet, so sudden increases in the price of bread immediately affected public order. People expected bread prices to be controlled. They grew desperate when prices rose, and their only recourse was mob action to try to change the situation. The towns and cities were also home to large groups of unskilled and often unemployed workers. One magistrate complained that “misery … has thrown into the towns people who overburden them with their uselessness, and who find nothing to do, because there is not enough for the people who live there.”3
About 8 percent, or 2.3 million people, constituted the bourgeoisie or middle class, who owned about 20 to 25 percent of the land. This group included the merchants, industrialists, and bankers who controlled the resources of trade, manufacturing, and finance and benefited from the economic prosperity after 1730. The bourgeoisie also included professional people—lawyers, holders of public offices, doctors, and writers. Many members of the bourgeoisie sought security and status through the purchase of land. They had their own set of grievances because they were often excluded from the social and political privileges monopolized by the nobles. These resentments of the middle class were for a long time assumed to be a major cause of the French Revolution. But although these tensions existed, the situation was not a simple case of a unified bourgeoisie against a unified noble class. As is evident, neither group was monolithic. Nobles were separated by vast differences in wealth and importance. A similar gulf separated wealthy financiers from local lawyers in French provincial towns.
Remarkable similarities existed at the upper levels of society between the wealthier bourgeoisie and the nobility. It was still possible for wealthy middle-class individuals to enter the ranks of the nobility by obtaining public offices and entering the nobility of the robe. In fact, between 1774 and 1789, the not insignificant number of 2,500 wealthy bourgeoisie entered the ranks of the nobility. Over the century as a whole, 6,500 new noble families were created. In addition, as we saw in Chapter 18, the aristocrats were also engaging in capitalist activities on their landed estates, such as mining, metallurgy, and glassmaking, and were even investing in foreign trade. Viewed in terms of economic function, many members of the bourgeoisie and nobility formed a single class. Finally, the new and critical ideas of the Enlightenment proved attractive to both aristocrats and bourgeoisie. Members of both groups shared a common world of liberal political thought. The old view that the French Revolution was the result of the conflict between two rigid orders, the bourgeoisie and the nobility, has been enlarged and revised. Both aristocratic and bourgeois elites, long accustomed to a new socioeconomic reality based on wealth and economic achievement, were increasingly frustrated by a monarchical system resting on privileges and on an old and rigid social order based on the concept of estates. The opposition of these elites to the old order ultimately led them to take drastic action against the monarchical regime, although they soon split over the question of how far to proceed in eliminating traditional privileges. In a real sense, the Revolution had its origins in political grievances.
Other Problems Facing the French Monarchy
Although the long-range causes of the French Revolution can thus be found in part in the growing frustration at the monarchy’s inability to deal with new social realities and problems, other factors were also present. The failure of the French monarchy was exacerbated by specific problems in the 1780s. Although the country had enjoyed fifty years of growth overall, periodic economic crises still occurred. Bad harvests in 1787 and 1788 and the beginnings of a manufacturing depression resulted in food shortages, rising prices for food and other necessities, and unemployment in the cities. The number of poor, estimated by some at almost one-third of the population, reached crisis proportions on the eve of the Revolution. An English traveler noted the misery of the poor in the countryside: “All the country girls and women are without shoes or stockings; and the plowmen at their work have neither sabots nor stockings to their feet. This is a poverty that strikes at the root of national prosperity.”4
IDEAS OF THE PHILOSOPHES Increased criticism of existing privileges as well as social and political institutions also characterized the eighteenth century. Although the philosophes did not advocate revolution, their ideas were widely circulated among the literate bourgeois and noble elites of France. The actual influence of the ideas of the philosophes is difficult to prove, but once the Revolution began, the revolutionary leaders frequently quoted Enlightenment writers, especially Rousseau.
FAILURE TO MAKE REFORMS The French Parlements often frustrated efforts at reform. These thirteen law courts, which were responsible for registering royal decrees, could block royal edicts by not registering them. Although Louis XIV had forced them into submission, the Parlements had gained new strength in the eighteenth century as they and their noble judges assumed the role of defenders of “liberty” against the arbitrary power of the monarchy. As noble defenders, however, they often pushed their own interests as well, especially by blocking new taxes. This last point reminds us that one of the fundamental problems facing the monarchy was financial.
FINANCIAL CRISIS The immediate cause of the French Revolution was the near collapse of government finances. At a time when France was experiencing economic crises, the government was drastically short of money. Yet French governmental expenditures continued to grow due to costly wars and royal extravagance. The government responded by borrowing; in the budget of 1788, the interest on the debt alone constituted half of government spending. Total debt had reached 4 billion livres (roughly $40 billion). Financial lenders, fearful they would never be repaid, were refusing to lend additional amounts.
The king’s finance ministry wrestled with the problem but met with resistance. In 1786, Charles de Calonne (SHAHRL duh ka-LUNN), the controller general of finance, finding himself unable to borrow any more, proposed a complete revamping of the fiscal and administrative system of the state. To gain support, Calonne convened an “assembly of notables” early in 1787. This gathering of nobles, prelates, and magistrates refused to cooperate, and the government’s attempt to go it alone brought further disaster. On the verge of a complete financial collapse, the government was finally forced to call a meeting of the Estates-General, the French parliamentary body that had not met since 1614. By calling the Estates-General, the government was virtually admitting that the consent of the nation was required to raise taxes.
The French Revolution
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FOCUS QUESTIONS: What were the main events of the French Revolution between 1789 and 1799? What role did each of the following play in the French Revolution: lawyers, peasants, women, the clergy, the Jacobins, the sans-culottes, the French revolutionary army, and the Committee of Public Safety?
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In summoning the Estates-General, the government was merely looking for a way to solve the immediate financial crisis. The monarchy had no wish for a major reform of the government, nor did the delegates who arrived at Versailles come with plans for the revolutionary changes that ultimately emerged. Yet over the next years, through the interplay of the deputies meeting in various legislative assemblies, the common people in the streets of Paris and other cities, and the peasants in the countryside, much of the old regime would be destroyed, and Europe would have a new model for political and social change.
From Estates-General to a National Assembly
The Estates-General consisted of representatives from the three orders of French society. In the elections for the Estates-General, the government had ruled that the Third Estate sho
uld get double representation (it did, after all, constitute 97 percent of the population). Consequently, while both the First Estate (the clergy) and the Second (the nobility) had about 300 delegates each, the commoners had almost 600 representatives. Two-thirds of the latter were people with legal training, and three-fourths were from towns with more than two thousand inhabitants, giving the Third Estate a particularly strong legal and urban representation. Of the 282 representatives of the nobility, about 90 were liberal minded, urban oriented, and interested in the enlightened ideas of the century; half of them were under forty years of age. The activists of the Third Estate and the reform-minded individuals among the First and Second Estates had common ties in their youth, urban background, and hostility to privilege. The cahiers de doleances (ka-YAY duh dohlay-AHNSS), or statements of local grievances, which were drafted throughout France during the elections to the Estates-General, advocated a regular constitutional government that would abolish the fiscal privileges of the church and nobility as the major way to regenerate the country.
Western Civilization: Volume B: 1300 to 1815, 8th Edition Page 72