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International GAAP® 2019: Generally Accepted Accounting Practice under International Financial Reporting Standards

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by International GAAP 2019 (pdf)


  For example, at the end of 2015, the insurer estimated that it would pay claims of CU680 for insured events

  relating to insurance contracts underwritten in 2015. By the end of 2016, the insurer had revised the estimate

  of cumulative claims (both those paid and those still to be paid) to CU673.

  The lower half of the table reconciles the cumulative claims to the amount appearing in the statement of

  financial position. First, the cumulative payments are deducted to give the cumulative unpaid claims for each

  year on an undiscounted basis. Second, if the claims liabilities are discounted, the effect of discounting is

  deducted to give the carrying amount in the statement of financial position.

  Underwriting year

  2015

  2016

  2017

  2018 2019 Total

  CU

  CU

  CU

  CU

  CU

  CU

  Estimate of cumulative claims:

  At end of underwriting year 680

  790

  823

  920

  968

  One year later 673

  785

  840

  903

  Two years later 692

  776

  845

  Three years later

  697

  771

  Four years later

  702

  Estimate of cumulative claims

  702

  771

  845

  903

  968

  Cumulative payments

  (702)

  (689)

  (570)

  (350)

  (217)

  –

  82

  275

  553 751

  1,661

  Effect of discounting

  –

  (14)

  (68)

  (175) (285) (542)

  Present value recognised in the statement of

  financial position

  –

  68

  207

  378 466

  1,119

  The example appears to be gross of reinsurance but IFRS 4 is silent on whether

  development information should be given on both a gross basis and a net basis. If the

  effect of reinsurance is significant it would seem appropriate to provide such

  information both gross and net of reinsurance.

  The illustrative example also provides only five years of data although the standard itself

  requires ten (subject to the transitional relief upon first-time adoption). Given the long

  tail nature of many non-life insurance claims liabilities it is likely that many non-life

  Insurance contracts (IFRS 4) 4405

  insurers will still have claims outstanding at the reporting date that are more than ten

  years old and which will need to be included in a reconciliation of the development

  table to the statement of financial position.

  IFRS 4 is also silent on the presentation of:

  • exchange differences associated with insurance liabilities arising on retranslation;

  • claims liabilities acquired in a business combination or portfolio transfer; and

  • claims liabilities disposed of in a business combination or portfolio transfer.

  As IFRS 4 is silent on these matters, a variety of treatments would appear to be

  permissible provided they are adequately explained to the users of the financial

  statements and consistently applied in each reporting period. For example, exchange

  rates could be fixed at the date the claims are incurred, the original reporting period

  dates or amounts could be retranslated at each reporting date. Claims liabilities acquired

  in a business combination or portfolio transfer could be reallocated to the prior

  reporting periods in which they were originally incurred by the acquiree or all liabilities

  could be allocated to the reporting period in which the acquisition/portfolio transfer

  occurred.

  Aviva’s loss (claims) development tables are shown below (although, for brevity, the

  extract illustrates only six years of data). These are presented on an accident year basis.

  Aviva discloses both gross and net insurance liabilities in this format.

  Extract 51.31: Aviva plc (2016)

  Notes to the consolidated financial statements [extract]

  40 – Insurance liabilities [extract]

  (d) Loss development tables [extract]

  (i) Description of tables

  The tables that follow present the development of claim payments and the estimated ultimate cost of claims for the

  accident years 2007 to 2016. The upper half of the tables shows the cumulative amounts paid during successive years

  related to each accident year. For example, with respect to the accident year 2007, by the end of 2016 £8,278 million

  had actually been paid in settlement of claims. In addition, as reflected in the lower section of the table, the original estimated ultimate cost of claims of £8,530 million was re-estimated to be £8,380 million at 31 December 2016.

  The original estimates will be increased or decreased, as more information becomes known about the individual claims

  and overall claim frequency and severity.

  The Group aims to maintain reserves in respect of its general insurance and health business that protect against adverse future claims experience and development. The Group establishes reserves in respect of the current accident year (2016), where the development of claims is less mature, that allow for the greater uncertainty attaching to the ultimate cost of current accident year claims. As claims develop and the ultimate cost of claims become more certain, the absence of adverse claims experience will result in a release of reserves from earlier accident years, as shown in the loss development tables and movements table (c)(iv) above. Releases from prior accident year reserves are also due to an improvement in the estimated cost of claims.

  Key elements of the release from prior accident year general insurance and health net provisions during 2016 were:

  • £208 million strengthening from UK & Ireland due to the impact of the change in the Ogden discount rate in the

  UK partly offset by other favourable developments on personal motor and commercial liability claims.

  • £154 million release from Canada mainly due to continued favourable experience on motor, following the

  legislative changes in Ontario.

  • £90 million release from Europe mainly due to favourable development in France and Italy.

  There was also a £78 million reduction in net claim reserves relating to an outwards reinsurance contract completed

  by the UK General Insurance business.

  4406 Chapter 51

  (ii) Gross

  figures

  Before the effect of reinsurance, the loss development table is:

  All

  prior

  years [...] 2011 2012 2013 2014 2015 2016

  Total

  Accident

  year

  £m [...] £m £m £m £m £m £m £m

  Gross cumulative claim payments

  At end of accident year

  (3,420)

  (3,055)

  (3,068)

  (3,102)

  (2,991) (3,534)

  One

  year

  later

  (4,765)

  (4,373)

  (4,476)

  (4,295)

  (4,285)

  Two years later

  (5,150)

  (4,812)

  (4,916)

  (4,681)

  Three

  years

  later

  (5,457)

  (5,118)

  (5,221)


  Four

  years

  later

  (5,712)

  (5,376)

  Five

  years

  later (5,864)

  [...]

  Estimate of gross ultimate claims

  At end of accident year

  6,428

  6,201

  6,122

  5,896

  5,851

  6,947

  One

  year

  later

  6,330 6,028 6,039 5,833 5,930

  Two years later

  6,315

  6,002

  6,029

  5,865

  Three

  years

  later

  6,292

  5,952

  6,067

  Four

  years

  later

  6,262

  6,002

  Five

  years

  later 6,265

  [...]

  All

  prior

  years [...] 2011 2012 2013 2014 2015 2016

  Total

  Accident

  year

  £m [...] £m £m £m £m £m £m £m

  Estimate of gross ultimate claims

  6,265

  6,002

  6,067

  5,865

  5,930

  6,947

  Cumulative payments

  (5,864)

  (5,376)

  (5,221)

  (4,681)

  (4,285) (3,534)

  2,568

  401 626 846 1,184 1,645 3,413 11,465

  Effect of discounting

  (400)

  (2)

  1

  (3)

  –

  –

  –

  (487)

  Present

  value

  2,168

  399 627 843 1,184 1,645 3,413 10,978

  Cumulative effect of

  foreign exchange

  movements –

  (3)

  5

  22

  64

  176

  –

  263

  Effect of acquisitions

  73

  39

  33

  46

  61

  68

  41

  468

  Present value recognised

  in the statement of

  financial

  position

  2,241

  435 665 911 1,309 1,889 3,454 11,709

  (iii)

  Net of reinsurance

  After the effect of reinsurance, the loss development table is:

  All

  prior

  years [...]

  2011 2012 2013 2014 2015 2016 Total

  Accident

  year

  £m

  £m £m £m £m £m £m £m

  Net cumulative claim payments

  At end of accident year

  (3,300)

  (2,925)

  (2,905)

  (2,972)

  (2,867) (3,309)

  One

  year

  later (4,578)

  (4,166)

  (4,240)

  (4,079)

  (4,061)

  Two years later

  (4,963)

  (4,575)

  (4,649)

  (4,432)

  Three

  years

  later

  (5,263)

  (4,870)

  (4,918)

  Four

  years

  later

  (5,485)

  (5,110)

  Five

  years

  later

  (5,626)

  [...]

  Insurance contracts (IFRS 4) 4407

  Estimate of net ultimate claims

  At end of accident year

  6,202

  5,941

  5,838

  5,613

  5,548

  6,489

  One

  year

  later 6,103

  5,765

  5,745

  5,575

  5,635

  Two years later

  6,095

  5,728

  5,752

  5,591

  Three

  years

  later

  6,077

  5,683

  5,733

  Four

  years

  later

  6,034

  5,717

  Five

  years

  later

  6,005

  [...]

  Estimate of net ultimate claims

  6,005

  5,717

  5,733

  5,591

  5,635

  6,489

  Cumulative payments

  (5,626)

  (5,110)

  (4,918)

  (4,432)

  (4,061) (3,309)

  928

  379 607 815 1,159 1,574 3,180 9,377

  Effect of discounting

  (191)

  3

  1

  3

  –

  –

  –

  (249)

  Present

  value

  737

  382 608 818 1,159 1,574 3,180 9,128

  Cumulative effect of

  foreign exchange

  movements –

  (3)

  5

  22

  62

  170

  –

  254

  Effect of acquisitions

  61

  39

  33

  46

  61

  68

  26

  442

  Present value recognised

  in the statement of

  financial position

  798

  418 646 886 1,282 1,812 3,206 9,824

  In the loss development tables shown above, the cumulative claim payments and estimates of cumulative claims

  for each accident year are translated into sterling at the exchange rates that applied at the end of that accident

  year. The impact of using varying exchange rates is shown at the bottom of each table. Disposals are dealt with

  by treating all outstanding and IBNR claims of the disposed entity as “paid” at the date of disposal.

  The loss development tables above include information on asbestos and environmental pollution claims provisions

  from business written before 2007. The undiscounted claim provisions, net of reinsurance, in respect of this business

  at 31 December 2016 were £134 million (2015: £237 million). The movement in the year reflects a reduction of

  £78 million due to the reinsurance contract completed by the UK General Insurance business covering a proportion

  of these liabilities, favourable claims development of £34 million, claim payments net of reinsurance recoveries and

  foreign exchange rate movements.

  11.2.6

  Credit risk, liquidity risk and market risk disclosures

  As noted at 11.2 above, IFRS 4 also requires disclosure of information about credit risk,

  liquidity risk and market risk that would be required by IFRS 7 if insurance contracts

  were within the scope of that standard. [IFRS 4.39(d)].

  Such disclosure should include:

  • summary quantitative data about exposure to those risks based on information

  provided internally to key management personnel; and

  • to the extent not already covered by the disclosures discussed above, the

  information required by IFRS 7.

  4408 Chapter 51

  IFRS 7 allows disclosures about credit risk, liquidity risk and market risk to be either

  provided in the financial statements or incorporated by cross-reference to
some other

  statement, such as a management commentary or risk report, that is available to users

  of the financial statements on the same terms as the financial statements and at the same

  time. This approach is also permitted for the equivalent disclosures about insurance

  contracts. [IFRS 4.IG62].

  To be informative, the disclosure about credit risk, liquidity risk and market risk

  might include:

  (a) information about the extent to which features such as policyholder participation

  features might mitigate or compound those risks;

  (b) a summary of significant guarantees, and of the levels at which guarantees of

  market prices or interest rates are likely to alter cash flows; and

  (c) the basis for determining investment returns credited to policyholders, such as

  whether the returns are fixed, based contractually on the return of specified assets

  or partly or wholly subject to the insurer’s discretion. [IFRS 4.IG64].

  11.2.6.A

  Credit risk disclosures

  Credit risk is defined in IFRS 7 as ‘the risk that one party to a financial instrument will

  fail to discharge an obligation and cause the other party to incur a financial loss’.

  For a reinsurance contract, credit risk includes the risk that the insurer incurs a financial

  loss because a reinsurer defaults on its obligations under a reinsurance contract.

  Furthermore, disputes with reinsurers could lead to impairments of the cedant’s

  reinsurance assets. The risk of such disputes may have an effect similar to credit risk.

  Thus, similar disclosure might be relevant. Balances due from agents or brokers may

 

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