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International GAAP® 2019: Generally Accepted Accounting Practice under International Financial Reporting Standards

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by International GAAP 2019 (pdf)


  • the contractual service margin.

  Within these reconciliations, an entity should disclosure the following amounts related

  to insurance services, if applicable: [IFRS 17.104]

  • changes in the carrying amount of the contractual margin that relate to future

  service, showing separately:

  • changes in estimates that adjust the contractual service margin;

  • changes in estimates that do not adjust the contractual service margin, i.e.

  losses on groups of onerous contracts and reversals of such losses; and

  • the effects of contracts initially recognised in the period.

  4582 Chapter 52

  • changes that relate to current service, i.e.:

  • the amount of the contractual service margin recognised in profit or loss to

  reflect the transfer of services;

  • the change in the risk adjustment for non-financial risk that does not relate to

  future service or past service; and

  • experience adjustments; and

  • changes that relate to past service, i.e. changes in fulfilment cash flows relating to

  incurred claims.

  Below is an example of these reconciliations, based on an illustrative disclosure in the

  IASB’s IFRS 17 Effects Analysis.

  Figure 52.3

  Movements in insurance contract liabilities analysed by components.

  Estimates

  of

  the present

  value of

  Contractual

  future cash

  Risk

  service

  flows

  adjustment

  margin Total

  Insurance contract liabilities 2020

  163,962

  5,998

  8,858

  178,818

  Changes that relate to current

  35

  (604)

  (923) (1,492)

  service

  Contractual service margin

  –

  –

  (923) (923)

  recognised for service period

  Risk adjustment recognised for the

  –

  (604)

  – (604)

  risk expired

  Experience adjustments

  35

  –

  – 35

  Changes that relate to future service

  (784)

  1,117

  (116)

  217

  Contracts initially recognised in the

  (2,239)

  1,077

  1,375 123

  period

  Changes in estimates reflected in

  1,452

  39

  (1,491) –

  the contractual service margin

  Changes in estimates that result in

  93

  1

  – 94

  onerous contract losses

  Changes that relate to past service

  47

  (7)

  –

  40

  Adjustments to liabilities for

  47

  (7)

  – 40

  incurred claims

  Insurance service result

  (702)

  506

  (1,039)

  (1,235)

  Insurance finance expenses

  9,087

  –

  221 9,308

  Total changes in the statement of

  8,385

  506

  (818) 8,073

  comprehensive income

  Cash flows

  18,833

  –

  – 18,833

  Insurance contract liabilities 2021

  191,180

  6,504

  8,040

  205,724

  In addition, to complete the reconciliations above, an entity should also disclose

  separately each of the following amounts that relate to insurance services provided in

  the period, if applicable: [IFRS 17.105]

  Insurance contracts (IFRS 17) 4583

  • cash flows in the period, including:

  • premiums received for insurance contracts issued (or paid for reinsurance

  contracts held);

  • insurance acquisition cash flows; and

  • incurred claims paid and other insurance service expenses paid for insurance

  contracts issued (or recovered under reinsurance contracts held), excluding

  insurance acquisition cash flows;

  • the effect of changes in the risk of non-performance by the issuer of reinsurance

  contracts held;

  • insurance finance income or expenses; and

  • any additional line items that may be necessary to understand the change in the

  net carrying amount of the insurance contracts.

  Entities need to provide the following analysis of insurance revenue recognised in the

  period: [IFRS 17.106]

  • the amounts relating to the changes in the liability for remaining coverage as

  discussed at 15.1.1 above, separately disclosing:

  • the insurance service expenses incurred during the period;

  • the change in the risk adjustment for non-financial risk; and

  • the amount of the contractual service margin recognised in profit or loss

  because of the transfer of services in the period; and

  • the allocation of the portion of the premiums that relate to the recovery of

  insurance acquisition cash flows.

  Below is an example of this analysis, based on an illustrative disclosure in the IASB’s

  IFRS 17 Effects Analysis.

  Figure 52.4

  Analysis of insurance revenue.

  20X1

  Amounts related to liabilities for remaining coverage

  8,597

  Expected incurred claims and other expenses

  7,070

  Contractual service margin for the service provided

  923

  Risk

  adjustment

  for the risk expired

  604

  Recovery of acquisition cash flows

  1,259

  Insurance revenue

  9,856

  The effect on the statement of financial position for insurance contracts issued and

  reinsurance contracts held that are initially recognised in the period should be shown

  separately, disclosing the effect at initial recognition on: [IFRS 17.107]

  • the estimates of the present value of future cash outflows, showing separately the

  amount of the insurance acquisition cash flows;

  • the estimates of the present value of future cash inflows;

  • the risk adjustment for non-financial risk; and

  • the contractual service margin.

  4584 Chapter 52

  In the reconciliation showing the effect of insurance contracts issued and reinsurance

  contracts held, there should be separate disclosure of: [IFRS 17.108]

  • contracts acquired from other entities in transfers of insurance contracts or

  business combinations; and

  • groups of contracts that are onerous.

  Below is an example of this analysis, based on an illustrative disclosure in the IASB’s

  IFRS 17 Effects Analysis. The example shows insurance contracts issued only for an entity

  which has not acquired contracts in the period via transfers or business combinations.

  Figure 52.5

  Analysis of contracts initially recognised in the period.

  Contracts initially recognised in 20X1

  Of which

  Of which

  contracts

  onerous

  acquired

  contracts

  Est
imates of the present value of futures

  (33,570)

  (19,155)

  (1,716)

  cash inflows

  Estimates of the present value of future

  (8,489)

  cash outflows

  Insurance acquisition cash flows

  401

  122

  27

  Claims payable and other expenses

  30,840

  17,501

  1,704

  Risk adjustment

  1,077

  658

  108

  Contractual service margin

  1,375

  896

  –

  Total

  123

  22

  123

  Additionally, an entity should disclose an explanation of when it expects to recognise

  the contractual service margin remaining at the end of the reporting period in profit or

  loss, either quantitatively in appropriate time bands, or by providing qualitative

  information. Such information should be provided separately for insurance contracts

  issued and reinsurance contracts held. [IFRS 17.109].

  16.1.2

  Reconciliations required for contracts applying the premium

  allocation approach

  These reconciliations apply to contracts using the premium allocation approach (most

  also apply for contracts using the general model – see 16.1.1 above).

  Overall reconciliations from the opening to the closing balances separately for each of:

  [IFRS 17.100]

  • the net liabilities (or assets) for the remaining coverage component, excluding any

  loss component;

  • any loss component (see 8.8 above); and

  • the liabilities for incurred claims with separate reconciliations for:

  • the estimates of the present value of the future cash flows; and

  • the risk adjustment for non-financial risk.

  Insurance contracts (IFRS 17) 4585

  Within the overall reconciliations above, separate disclosure of each of the following

  amounts related to insurance services, if applicable: [IFRS 17.103]

  • insurance revenue;

  • insurance service expenses, showing separately:

  • incurred claims (excluding investment components) and other incurred

  insurance service expenses;

  • amortisation of insurance acquisition cash flows;

  • changes that relate to past service, i.e. changes in fulfilment cash flows relating

  to the liability for incurred claims; and

  • changes that relate to future service, i.e. losses on onerous groups of contracts

  and reversals of such losses; and

  • investment components excluded from insurance revenue and insurance service

  expenses.

  Disclosure of each of the following amounts that relate to insurance services provided

  in the period, if applicable: [IFRS 17.105]

  • cash flows in the period, including:

  • premiums received for insurance contracts issued (or paid for reinsurance

  contracts held);

  • insurance acquisition cash flows; and

  • incurred claims paid and other insurance service expenses paid for insurance

  contracts issued (or recovered under reinsurance contracts held), excluding

  insurance acquisition cash flows;

  • the effect of changes in the risk of non-performance by the issuer of reinsurance

  contracts held;

  • insurance finance income or expenses; and

  • any additional line items that may be necessary to understand the change in the

  net carrying amount of the insurance contracts.

  16.1.3

  Disclosure of accounting policies – general

  Unlike IFRS 4, IFRS 17 does not contain an explicit requirement for an insurer’s

  accounting policies for insurance contracts and related liabilities, income and expense

  to be disclosed. However, IAS 1 requires an entity to disclose its significant accounting

  policies comprising: [IAS 1.117]

  • the measurement basis (or bases) used in preparing the financial statements; and

  • the other accounting policies used that are relevant to an understanding of the

  financial statements.

  4586 Chapter 52

  16.1.4

  Accounting policies adopted for contracts applying the premium

  allocation approach

  When an entity uses the premium allocation approach it must disclose the following:

  [IFRS 17.97]

  • which of the criteria for the use of the premium allocation approach for insurance

  contracts issued and reinsurance contracts held it has satisfied;

  • whether it makes an adjustment for the time value of money and the effect of

  financial risk for the liability for remaining coverage and the liability for incurred

  claims; and

  • whether it recognises insurance acquisition cash flows as expenses when it incurs

  those costs or whether it amortises insurance acquisition cash flows over the

  coverage period.

  These choices are discussed at 9.1 and 9.4 above.

  16.1.5

  Insurance finance income or expenses

  The total amount of insurance finance income or expenses in the reporting period should

  be disclosed and explained. In particular, an entity should explain the relationship

  between insurance finance income or expenses and the investment return on its assets, to

  enable users of its financial statements to evaluate the sources of finance income or

  expenses recognised in profit or loss and other comprehensive income. [IFRS 17.110].

  Specifically, for contracts with direct participation features, an entity should:

  • describe the composition of the underlying items and disclose their fair value;

  [IFRS 17.111]

  • disclose the effect of any adjustment to the contractual service margin in the

  current period resulting from any choice made not to adjust the contractual service

  margin to reflect some of all of the changes in the effect of financial risk on the

  entity’s share of underlying items for the effect of the time value of money and

  financial risks not arising from the underlying items (see 11.2.3 above); [IFRS 17.112]

  • disclose, in the period when it changes the basis of disaggregation of insurance

  finance income or expense between profit or loss and other comprehensive

  income (see 15.3.3 above): [IFRS 17.113]

  • the reason why the entity was required to change the basis of aggregation;

  • the amount of any adjustment for each financial statement line item affected; and

  • the carrying amount of the group of insurance contracts to which the change

  applied at the date of the change.

  Insurance contracts (IFRS 17) 4587

  16.1.6 Transition

  amounts

  An entity should provide disclosures that enable users of financial statements to identify

  the effect of groups of insurance contracts measured at the transition date applying the

  modified retrospective approach (see 17.3 below) or the fair value approach (see 17.4

  below) on the contractual service margin and insurance revenue in subsequent periods. As

  a result, IFRS 17 requires various disclosures that must continue to be made each reporting

  period until the contracts which exist at transition have expired or been extinguished.

  Hence an entity should disclose the reconciliation of the contractual service margin and

  the amount of insurance revenue
required at 16.1.1 above separately for: [IFRS 17.114]

  • insurance contracts that existed at the transition date to which the entity has

  applied the modified retrospective approach;

  • insurance contracts that existed at the transition date to which the entity has

  applied the fair value approach; and

  • all other insurance contracts (i.e. including those to which the entity has accounted

  for fully retrospectively).

  In addition, for all periods in which disclosures are made for contracts which, on

  transition, were accounted for using either the modified retrospective approach or the

  fair value approach, an entity should explain how it determined the measurement of

  insurance contracts at the transition date. The purpose of this is to enable users of

  financial statements to understand the nature and significance of the methods used and

  judgements applied in determining the transition amounts. [IFRS 17.115].

  An entity that chooses to disaggregate insurance finance income or expenses between

  profit or loss and other comprehensive income applies the requirements discussed at 17.3

  below (for the modified retrospective approach) or 17.4 below (for the fair value approach)

  to determine the cumulative difference between the insurance finance income or

  expenses that would have been recognised in profit or loss and the total insurance finance

  income or expenses at the transition date for the groups of insurance contracts to which

  the disaggregation applies. For all periods in which amounts determined by applying these

  transitional approaches exist, the entity should disclose a reconciliation from the opening

  to the closing balance of the cumulative amounts included in other comprehensive

  income for financial assets measured at fair value through other comprehensive income

  related to the groups of insurance contracts. The reconciliation should include, for

  example, gains or losses recognised in other comprehensive income in the period and

  gains or losses previously recognised in other comprehensive income in previous periods

  reclassified in the period to profit or loss. [IFRS 17.116].

  4588 Chapter 52

  16.2 Significant judgements in applying IFRS 17

  IAS 1 requires that an entity should disclose the judgements that management has made

  in the process of applying the entity’s accounting policies and that have the most

  significant effect on the amounts recognised in the financial statements. [IAS 1.122].

 

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