Makers of Ancient Strategy: From the Persian Wars to the Fall of Rome

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by Victor Davis Hanson


  impossible for armies; they can sail past hostile territory safely, while

  armies must fight their way through; they need not fear crop failure,

  for they can import what they need. In the Greek world, besides, all

  their enemies were vulnerable: “every mainland state has either a pro-

  jecting headland or an offshore island or a narrow strait where it is

  possible for those who control the sea to put in and harm those who

  dwell there.”25

  Thucydides admired sea power no less and depicted its importance

  more profoundly. His reconstruction of early Greek history, describing

  the ascent of civilization, makes naval power the dynamic, vital element.

  First comes a navy, then suppression of piracy and safety for commerce.

  The resulting security permits the accumulation of wealth, which al-

  lows the emergence of wal ed cities. This in turn al ows the acquisition

  of greater wealth and the growth of empire, as the weaker cities trade

  independence for security and prosperity. The wealth and power so ob-

  tained permit the expansion of the imperial city’s power. This paradigm

  perfectly describes the rise of the Athenian Empire. Yet Thucydides

  presents it as a natural development, inherent in the character of naval

  power and realized for the first time in the Athens of his day.26

  Pericles himself fully understood the unique character of the naval

  empire as the instrument of Athenian greatness, and on the eve of the

  great Peloponnesian War he encouraged the Athenians with an analy-

  sis of its advantages. The war would be won by reserves of money

  and control of the sea, where the empire gave Athens unquestioned

  superiority.

  If they march against our land with an army, we shall sail against

  theirs; and the damage we do to the Peloponnesus will be some-

  thing very different from their devastation of Attica. For they can

  not get other land in its place without fighting, while we have

  Pericles and the Defense of Empire 51

  plenty of land on the islands and the mainland; yes, command of

  the sea is a great thing.27

  In the second year of the war, Pericles made the point even more

  strongly, as he tried to restore the fighting spirit of the discouraged

  Athenians:

  I want to explain this point to you, which I think you have never

  yet thought about; it is about the greatness of your empire. I have

  not mentioned it in my previous speeches, nor would I speak of

  it now, since it sounds rather like boasting, if I did not see that

  you are discouraged beyond reason. You think you rule only over

  your allies, but I assert that of the two spheres that are open to

  man’s use, the land and the sea, you are the absolute master of all

  of one, not only of as much as you now control but of as much

  more as you like. And there is no one who can prevent you from

  sailing where you like with the naval force you now have, neither

  the Great King, nor any nation on earth.28

  This unprecedented power, however, could be threatened by two

  weaknesses. The first resulted from an intractable geographic fact: the

  home of this great naval empire was a city located on the mainland and

  subject to attacks from land armies. Since they were not islanders, their

  location was a point of vulnerability, for the landed classes are reluctant

  to see their houses and estates destroyed.

  Pericles made the same point: “Command of the sea is a great

  thing,” he said. “Just think; if we were islanders, who could be less

  exposed to conquest?”29 But Pericles was not one to allow problems

  presented by nature to stand in the way of his goals. Since the Athe-

  nians would be invulnerable as islanders, they must become islanders.

  Accordingly, he asked the Athenians to abandon their fields and homes

  in the country and move into the city. In the space between the Long

  Walls they could be fed and supplied from the empire, and could deny

  a land battle to the enemy. In a particularly stirring speech, Pericles

  said, “We must not grieve for our homes and land, but for human lives,

  for they do not make men, but men make them. And if I thought I

  could persuade you I would ask you to go out and lay waste to them

  52 Kagan

  yourselves and show the Peloponnesians that you will not yield to

  them because of such things.”30

  But not even Pericles could persuade the Athenians to do that in

  mid-century. The employment of such a strategy based on cold in-

  telligence and reason, flying in the face of tradition and the normal

  passions of human beings, would require the kind of extraordinary

  leadership that only he could hope to exercise, and even in the face of

  a Spartan invasion in 465–446, Pericles was not able to persuade the

  Athenians to abandon their farms. In 431 he imposed his strategy, and

  held to it only with great difficulty. But by then he had become strong

  enough to make it the strategy of Athens.

  The second major weakness was less tangible but no less serious,

  arising from the very dynamism that had brought the naval empire

  into being. Shrewd observers, both Athenians and foreigners, recog-

  nized this characteristic of imperial exuberance and the opportunities

  and dangers it presented. Many years after Pericles’ death, his ward,

  Alcibiades, arguing for an imperial adventure against Sicily, painted the

  picture of an empire whose natural dynamism could only be tamed

  at the cost of its own destruction. Athens should respond to all op-

  portunities for expanding its influence, he said, “for that is the way we

  obtained our empire, . . . eagerly coming to the aid of those who call

  on us, whether barbarians or Greeks; if, on the other hand, we keep

  our peace and draw fine distinctions as to whom we should help, we

  would add little to what we already have and run the risk of losing the

  empire itself.”31 Like Pericles, he warned that it was too late for Athens

  to change its policies; having launched upon the course of empire,

  the city could not safely give it up: it must rule or be ruled. But Alcibi-

  ades went further, asserting that the Athenian Empire had acquired a

  character that did not permit it to stop expanding—an inner, dynamic

  force that did not allow for limits or stability: “A State that is naturally

  active will quickly be destroyed by changing to inactivity, and people

  live most safely when they accept the character and institutions they

  already have, even if they are not perfect, and try to differ from them

  as little as possible.”32

  In 432, when they tried to persuade the Spartans to declare war on

  Athens, the Corinthians made a similar point from a hostile perspective,

  Pericles and the Defense of Empire 53

  connecting the dynamic nature of the empire with the similar nature

  of the Athenians themselves. They drew a sharp contrast between the

  placid, immobile, defensive character of the Spartans and the danger-

  ous and aggressive character of the Athenians:

  When they have thought of a plan and failed to carry it through

  to full success, they think they have been deprived of their ow
n

  property; when they have acquired what they aimed at, they

  think it only a small thing compared with what they will acquire

  in the future. If it happens that an attempt fails, they form a new

  hope to compensate for the loss. For with them alone it is the

  same thing to hope and to have, when once they have invented a

  scheme, because of the swiftness with which they carry out what

  they have planned. And in this way they wear out their entire

  lives with labor and dangers, and they enjoy what they have least

  of all men—because they are always engaged in acquisition and

  because they think their only holiday is to do what is their duty

  and also because they consider tranquil peace a greater disaster

  than painful activity. As a result, one would be correct in saying

  that it is their nature neither to enjoy peace themselves nor allow

  it to other men.33

  Pericles emphatically disputed such analyses. He did not believe that

  the Athenian naval empire needed to expand without limit or that the

  democratic constitution and the empire together had shaped an Athe-

  nian citizen who could never be quiet and satisfied. This is not to say that

  he was blind to the dangers of excessive ambition. He knew there were

  Athenians who wanted to conquer new lands, especially in the west-

  ern Mediterranean, Sicily, Italy, and even Carthage. But he was firmly

  against further expansion, as his future actions would clearly demon-

  strate. During the great Peloponnesian War, he repeatedly warned the

  Athenians against trying to increase the size of the empire. It is also

  revealing that he never spoke of the tremendous potential power of

  the naval empire until the year before his death, when the Athenians

  were despondent and needed extraordinary encouragement. He held

  back from this not merely, as he said, to avoid boastfulness, but chiefly

  to avoid fanning the flames of excessive ambition.

  54 Kagan

  If Pericles ever had planned to expand the empire, the disastrous

  result of the Egyptian campaign in the 450s seems to have convinced

  him otherwise. Its failure shook the foundations of the empire and

  threatened the safety of Athens itself. From that time forward, Pericles

  worked consistently to resist the desires of ambitious expansionists and

  avoid undue risks. He plainly believed that intel igence and reason could

  restrain unruly passions, maintain the empire at its current size, and use

  its revenues for a different, safer, but possibly even greater glory than the

  Greeks had yet known. Pericles considered the Athenian Empire large

  enough and its expansion both unnecessary and dangerous. The war

  against Persia was over; now the success of Pericles’ plans and policies

  depended on his ability to make and sustain peace with the Spartans.

  Thus, Pericles’ defense of the Athenian Empire required a complex

  strategy. The Athenians needed to deter rebellions by the great power

  of their fleet and the readiness to crush uprisings when they occurred,

  as Pericles did against Euboea in 446–445 and Samos in 440, and other

  places at other times. At the same time, the policy of controlling the

  empire was firm but not brutal, as it became after the death of Peri-

  cles in 429. His successors killed all the men and sold the women and

  children into slavery at Scione and Melos. Neither Cimon nor Pericles

  ever permitted such atrocities. At the same time as he counseled keep-

  ing the allies under firm control, he also resisted the pressure toward

  further expansion, fearing that it would endanger the empire Athens

  already had. Finally, he continued to make the effort to persuade Athe-

  nian critics and the other Greeks that the Athenian Empire was neces-

  sary, justified and no menace to other states. Although Thucydides was

  doubtful that a democracy could restrain its ambition and conduct an

  empire with moderation for long, he believed that it could so under an

  extraordinary leader like Pericles.

  Further Reading

  The nature and elements of the Athenian Empire are best outlined in the classic survey

  of Russel Meiggs, The Athenian Empire (Oxford: Oxford University Press, 1972), updated

  by Malcom McGregor, The Athenians and Their Empire (Vancouver: University of Brit-

  ish Columbia Press, 1987), and P. J. Rhodes and the Classical Association, The Athenian

  Empire (Oxford: Oxford University Press, 1985). Controversy arises over whether the

  Pericles and the Defense of Empire 55

  Athenians were exploitive imperialists or enlightened democrats who protected the

  poor abroad through their advocacy of popular government. The arguments for both

  views are set out well in Loren J. Samons II, The Empire of the Owl: Athenian Impe-

  rial Finance (New Haven, CT: Yale University Press, 2000), and Donald W. Bradeen,

  “The Popularity of the Athenian Empire,” Historia 9 (1960): 257–69. G.E.M. de Ste.

  Croix most forcefully advanced the argument of Athens as a well-meaning protector

  of the underclasses; see “The Character of the Athenian Empire,” Historia 3 (1954):

  1–41, which should be read alongside the classic account of Athenian imperial finance

  by M. I. Finley, “The Fifth-Century Athenian Empire: A Balance Sheet,” in Imperialism

  in the Ancient World, ed. P.D.A. Garnsey and C. R. Whittaker, 103–26 (Cambridge: Cam-

  bridge University Press, 1978).

  Notes

  1 Thucydides 1.97.1.

  2 Thucydides 3.10.5.

  3 Thucydides 1.99.2–3.

  4 B. D. Meritt, H. T. Wade-Gery, and M. F. McGregor, The Athenian Tribute Lists, vol.

  2 (Princeton, NJ: Princeton University Press, 1949), 69.

  5 Thucydides 5.105.

  6 Phocylides frag. 5.

  7 Pseudo-Xenophon Respublica Atheniensium 2.7–8. This work was falsely attributed

  to the historian Xenophon, and its true author is unknown. He is generally referred

  to as “the Old Oligarch” because of this work’s antidemocratic views, but we do not

  know his age or the purpose of his work, which is usually dated by internal evidence

  to the 420s.

  8 Hermippus in Athenaeus 1.27e–28a.

  9 Pseudo-Xenophon Respublica Atheniensium 1.18.

  10 Diodorus Siculus 12.4.5–6.

  11 Raphael Sealey, “The Entry of Pericles into History,” Hermes 84 (1956): 247.

  12 Eduard Meyer, Forschungen zur alten Geschichte, vol. 2 (Halle: Max Niemeyer, 1899),

  19–20.

  13 Plutarch Pericles 17.1.

  14 Some scholars have doubted the authenticity of the Congress Decree, as it is

  called. For a good discussion, see Russel Meiggs, The Athenian Empire (Oxford: Oxford

  University Press, 1972), 151–52, 512–15. Plutarch does not give a date for the decree, but

  the sequence adopted here is the one chosen by those who accept its reality.

  15 Pericles 12.2.

  16 Pericles 12:3–4.

  17 Thucydides 2.8.4.

  18 Thucydides 1.75.3–5.

  19 Thucydides 1.76.2.

  20 Thucydides 2.63.1–2.

  21 Thucydides 2.38.

  56 Kagan

  22 Thucydides 2.43.1.

  23 Thucydides 2.64.3–6.

  24 Pseudo-Xenophon 1.2–3.

  25 Pseudo-Xenophon 2.4–6, 11–13.

 
26 Thucydides 1.4–19.

  27 Pericles 1.143.4.

  28 Pericles 2.62.1–2.

  29 Pericles 143.4–5.

  30 Pericles 1.143.5.

  31 Thucydides 6.18.2.

  32 Thucydides 6.18.7.

  33 Thucydides 1.70.

  Pericles and the Defense of Empire 57

  3. Why Fortifications Endure

  A Case Study of the Walls of Athens

  during the Classical Period

  David L. Berkey

  The history of Athens during the classical period of Greek his-

  tory is closely related to the building and rebuilding of the city’s

  walls, as well as the extension of its defensive perimeter along the bor-

  der of Attica. With every phase of construction, the walls transformed

  the landscape and symbolized Athenian power, both at its peak and

  at its nadir.1 Thousands of Athenian citizens and slaves constructed

  these walls and forts, many of whom toiled incessantly at moments of

  danger and uncertainty in the polis’s history. Throughout the classical

  period, their construction was a critical public works project of great

  political and strategic significance to Athens. In our contemporary era

  of sophisticated technology, fortifications seem to remain ubiquitous,

  and they reappear in new and innovative forms even as each new gen-

  eration of military strategists seems to dismiss their utility. A review of

  the century-long history of Athenian fortifications illustrates why walls

  endure, and how construction practices evolve over time to meet new

  diverse military and political agendas.

  These grand investments of the city’s resources, both human and

  material, in the defense of Athens are associated with some of the

  city’s most prominent politicians and military commanders, in particu-

  lar Themistocles, Pericles, and Conon. Following a time of both crisis

  and triumph at the end of the Persian Wars, Themistocles began the

  enlargement of Athens’s defenses and positioned the city to become

  the foremost naval power in the Greek world. In the following decades,

  Pericles ushered in the next phase in the fortification, the building of

  the Long Walls. By the end of the century, years of conflict during

  the Peloponnesian War had led to the destruction of these walls. The

  resilient Athenian democracy commenced the postwar period with

  a vehement desire to rehabilitate the city’s position within the inter-

 

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