Makers of Ancient Strategy: From the Persian Wars to the Fall of Rome

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by Victor Davis Hanson


  cus fought his way out, but at great cost. Pressed on his march north-

  ward by the enemy, Spartacus final y gave battle, probably in the upper

  val ey of the Silarus (modern Sele) River, not far from the modern city

  of Salerno. The Romans defeated the enemy army and kil ed Spartacus.

  Slave Wars of Greece and Rome 199

  Contrary to popular legend, Spartacus was not crucified, although

  6,000 of his men were. Their bodies hung on crosses lining the road be-

  tween the cities of Rome and Capua (near Naples, the cradle of Sparta-

  cus’s rebellion). Spartacus’s body, however, was never found. After the

  battle of the Silarus, Spartacus’s army ceased to exist as a fighting unit.

  It broke up into several groups. The Romans hunted them down spo-

  radically, destroying the last of their maroon communities in the hills

  of southern Italy only in 60 BC.

  Spartacus’s failure marked the end of the great era of ancient slave

  revolts. Sporadic uprisings continued, such as the revolt of one Selouros

  in Sicily during the lifetime of the writer Strabo (d. after AD 21), a na-

  scent slave rebellion in southern Italy in AD 24, and what may have been

  a slave revolt under Bulla Felix in Italy in AD 206–7.27 The big uprisings,

  however, were over.

  Several things caused the change. The Romans engaged in effective

  repression. First came the spectacles of punishment following each

  failed rebellion. Second, as demonstrated by Verres’s actions in Sicily

  while he waited for Spartacus, the Romans finally learned not to take

  the threat of rebellion lightly. Another factor was the series of civil

  wars from 49 to 30 BC, which provided employment opportunities for

  discontented slaves. There was no need to form an army of their own,

  for example, when 30,000 fugitive slaves could join the rebel fleet of

  Sextus Pompey (son of Pompeius Magnus), who dominated the waters

  of Sicily from 43 to 36 BC.28

  Perhaps the most important factor was the Pax Romana. The acces-

  sion of Augustus as Rome’s first emperor (30 BC–AD 14) brought to an

  end the era of Roman expansion. With it came an inevitable decline in

  the number of prisoners of war who became slaves. Earlier, in the 60s

  BC, Pompey (Pompeius Magnus) had succeeded in driving most of the

  pirates from Mediterranean waters, thereby ending another source of

  slaves. While the Roman slave trade continued, sources of slaves were no

  longer so abundant or so cheap. The upshot was that a higher percent-

  age of Roman slaves were house slaves. No longer did a steady source

  of ex-soldiers and ex-politicians feed the ranks of potential slave rebels.

  More and more slaves probably resigned themselves to their new

  homes in Italy and Sicily and looked to manumission, not insurrection,

  200 Strauss

  as the route to freedom. Greek and Roman slavery always offered man-

  umission on far more generous terms than did modern slave societies.

  To say so is not to detract from the brutality of ancient slavery, but it

  may help explain why men like Spartacus eventually became monsters

  to frighten children with rather than real figures of Roman society.

  In modern times, Spartacus’s reputation has generally boomed.

  Except for Arthur Koestler, the disillusioned ex-communist who saw

  Spartacus as a kind of post-revolution Lenin, corrupted by power, most

  moderns praise Spartacus. They see him as a liberator or an early social-

  ist; the nineteenth century made him into a nationalist like Garibaldi.

  If, however, we were to subject Spartacus or Drimacus, Salvius or

  Eunus, to the cold light of a military staff-college seminar, a different

  picture would emerge. From a military point of view, they demon-

  strate the unlikelihood of insurrections defeating regular armies. The

  ragtag rebel slaves of Greece and Rome could not match the logistical

  advantages and institutional advantages of an established state. They

  could march their men in mock legions and defeat frightened local mi-

  litia; they could put out feelers for allies overseas. Once the state bore

  down on them with all its might, however, they faced ruin.

  Nor could slaves attract much voluntary support from local popula-

  tions of free people, who could figure out that in the end, most rebels

  would end up in chains or hanging from crosses. After their initial

  escape, and after making enough raids to get loot and revenge, rebel

  slaves were well advised to flee, either to the hills or abroad.

  There is a lesson for today. Insurgents can crash onto the scene as

  loudly as Spartacus and his rebel gladiators did. They can rally religious

  support and terrorize local populations. They can draw other discon-

  tented people into their ranks at first. They can even come out of the

  hills and try to establish their authority over a city or a province. Once

  the state responds in all its armed might, however, the rebels are usu-

  ally doomed.

  Modern insurgencies will usually face a similar fate. In Iraq, for ex-

  ample, once the allied states found the political will and the military

  tactics to apply force effectively, they broke the back of the insurgency

  (2003–9). Still, success is not completely out of reach for insurgents.

  They can change the equation through one of several means, all

  Slave Wars of Greece and Rome 201

  unlikely but not impossible. For instance, they can buy time and space

  to turn themselves from a raiding force into a regular army. Having

  an isolated location, far from the center of power, helps this process

  greatly. The experience of the Chinese communist Red Army after the

  Long March of 1934 is an example. A second possibility is acquiring a

  state as an ally. The mujahideen of Afghanistan leveraged support from

  such states as China, Iran, Pakistan, and the United States into victory

  over the Soviet Red Army in the 1980s.

  Today’s insurgents, finally, have one advantage that antiquity’s rebel

  slaves did not: they can target domestic opinion in the enemy’s state.

  In the Algerian War of Independence (1954–62), for example, the insur-

  gents lost the military battle but won the war by wearing out French

  public opinion.

  The Haitian Revolution (1791–1804) was history’s only successful

  slave revolt, and it incorporated these various advantages. The rebels

  fought a prolonged struggle, far from metropolitan France. The Brit-

  ish fleet provided help via a blockade. The French Revolution gave the

  rebels the moral high ground. After years of difficult fighting and dis-

  ease, the French gave up.

  Successful insurgencies are the exception, however. Ancient slave

  rebellions remind us that, when it comes to war, states usually hold all

  the cards.

  Further Reading

  An excellent starting point is Brent D. Shaw, Spartacus and the Slave Wars: A Brief History

  with Documents (Boston: Bedford/St. Martins, 2001). Theresa Urbainczyk, Slave Revolts

  in Antiquity (Stocksfield, UK: Acumen Publishing, 2008), offers a very good overview.

  For slave rebellions in ancient Greece, see Yvon Garlan, Slavery in Ancient Greece, rev.

  ed.
, trans. Janet Lloyd (Ithaca, NY: Cornell University Press, 1988), 176–200; for those in

  ancient Rome, see Keith Bradley, Slavery and Rebellion in the Roman World, 140 b.c.–70 b.c.

  (Bloomington: Indiana University Press, 1989).

  Important books on ancient slavery include M. I. Finley, Ancient Slavery and Modern

  Ideology (Princeton, NJ: Markus Wiener Publishers, 1998); Joseph Vogt, Ancient Slavery

  and the Ideal of Man, trans. Thomas Wiedemann (Cambridge, MA: Harvard University

  Press, 1975); Keith Hopkins, Conquerors and Slaves (Cambridge: Cambridge University

  Press, 1978); Peter Garnsey, Ideas of Slavery from Aristotle to Augustine (Cambridge: Cam-

  bridge University Press, 1996); F. H. Thompson, The Archaeology of Greek and Roman Slav-

  ery (London: Duckworth, 2003); Thomas Grünewald, Bandits in the Roman Empire: Myth

  202 Strauss

  and Reality, trans. John Drinkwater (London: Routledge, 2004); Nial McKeown, The In-

  vention of Ancient Slavery? (London: Duckworth, 2007); and the col ection of documents

  edited by Thomas Wiedemann, Greek and Roman Slavery (London: Routledge, 1981).

  Studies of individual subjects include Karl-WilhemWelwei, Unfreie in antiken Kriegs-

  dienst, 3 vols. (Wiesbaden, Germany: Steiner, 1974–88); Peter Hunt, Slaves, Warfare, and

  Ideology in the Greek Historians (Cambridge: Cambridge University Press, 1998); Paul

  Cartledge, The Spartans: The World of the Warrior-Heroes of Ancient Greece, from Utopia to

  Crisis to Collapse (Woodstock, NY: Overlook Press, 2003), and his more detailed Sparta

  and Lakonia: A Regional History 1300–362 bc, 2nd ed. (London: Routledge, 2002); Nino

  Luraghi and Susan E. Alcock, eds., Helots and Their Masters in Laconia and Messenia:

  Histories, Ideologies, Structures (Washington, DC: Center for Hellenic Studies and the

  Trustees for Harvard University, 2003); Nino Luraghi, The Ancient Messenians: Construc-

  tions of Ethnicity and Memory (Cambridge: Cambridge University Press, 2008); Alexan-

  der Fuks, “Slave Wars and Slave Troubles in Chios in the Third Century BC,” Athenaeum

  46 (1968): 102–11; Kyung-Hyun Kim, “On the Nature of Aristonicus’s Movement,” in

  Forms of Control and Subordination in Antiquity, ed. Toru Yogi and Masaoki Doi, 159–63

  (Leiden: Brill, 1986); Jean Christian Dumont, Servus: Rome et l’esclavage sous la république,

  Collection de l’École Française de Rome 103 (Rome: École Française de Rome, Palais

  Farnèse, 1987); J. A. North, “Religious Toleration in Republican Rome,” Proceedings of

  the Cambridge Philological Society 25 (1979): 85–103; P. Green, “The First Sicilian Slave War,” Past and Present 20 (1961): 10–29, with objections by W.G.G. Forrest and T.C.W.

  Stinton, “The First Sicilian Slave War,” Past and Present 22 (1962): 87–93; G. P. Verbrug-

  ghe, “Sicily 210–70 B.C.: Livy, Cicero and Diodorus,” Transactions and Proceedings of the

  American Philological Association 103 (1972): 535–59, and idem, “Slave Rebellion or Sicily in

  Revolt?” Kokalos 20 (1974): 46–60; N. A. Mashkin, “Eschatology and Messianism in the

  Final Period of the Roman Republic,” Philosophy and Phenomenological Research 10, no. 2

  (1949): 206–28; P. Masiello, “L’ideologica messianica e le Rivolte Servili,” Annali della

  Facolta di lettere e filosofia 11 (1966): 179–96; and Barry Strauss, The Spartacus War (New York: Simon & Schuster; London: Weidenfeld & Nicolson, 2009).

  notes

  1 For these terms, see Yvon Garlan, Slavery in Ancient Greece, rev. ed., trans. Janet

  Lloyd (Ithaca, NY: Cornell University Press, 1988), 24, 87.

  2 On this subject, see Karl-WilhemWelwei, Unfreie in antiken Kriegsdienst, 3 vols.

  (Wies baden, Germany: Steiner, 1974–1988); Garlan, Slavery in Ancient Greece, 163–76; and

  Peter Hunt, Slaves, Warfare, and Ideology in the Greek Historians (Cambridge: Cambridge

  University Press, 1998).

  3 Aristotle Politics 1269a36–b6.

  4 For an introduction, see Paul Cartledge, The Spartans: The World of the Warrior-

  Heroes of Ancient Greece, from Utopia to Crisis to Collapse (Woodstock, NY: Overlook

  Press, 2003), and his more detailed Sparta and Lakonia: A Regional History 1300–362 bc, 2nd

  ed. (London: Routledge, 2001); Nino Luraghi and Susan E. Alcock, eds., Helots and Their

  Masters in Laconia and Messenia: Histories, Ideologies, Structures (Washington, DC: Cen-

  ter for Hellenic Studies and the Trustees for Harvard University, 2003); Nino Luraghi,

  Slave Wars of Greece and Rome 203

  The Ancient Messenians: Constructions of Ethnicity and Memory (Cambridge: Cambridge

  University Press, 2008).

  5 Thucydides 7.27.5.

  6 Thucydides Hellenica Oxyrhynchia 17.4.

  7 For an overview of the era of slave wars between 140 and 70 BC, see Brent D.

  Shaw, Spartacus and the Slave Wars (Boston: Bedford/St. Martins, 2001), 2–14; for a more

  detailed account, see K. R. Bradley, Slavery and Rebellion in the Roman World, 140–70 b.c.

  (Bloomington: Indiana University Press, 1989).

  8 Appian Civil Wars 1.9.36.

  9 See J. Vogt, Ancient Slavery and the Ideal of Man, trans. T. Wiedemann (Oxford:

  Blackwell, 1975), 40; Bradley, Slavery and Rebellion, 1–15; Peter Garnsey, Ideas of Slavery

  from Aristotle to Augustine (Cambridge: Cambridge University Press, 1996), 75–86.

  10 Constantine, Porphyrogenitus, Excerpt 4, p. 384 (Diodorus Siculus 34.2.38).

  11 Appian Civil Wars 1.116.539.

  12 Strabo 14.1.138, 34–35.2.26. See Kyung-Hyun Kim, “On the Nature of Aristoni-

  cus’s Movement,” in Forms of Control and Subordination in Antiquity, ed. Toru Yogi and

  Masaoki Doi, 159–63 (Leiden: Brill, 1986).

  13 Diodorus Siculus 2.55–60.

  14 See the recent argument by Theresa Urbainczyk, Slave Revolts in Antiquity (Stocks-

  field, UK: Acumen Publishing, 2008), 31–34, 75–80.

  15 On the messianic aspects of the Roman slave revolts, see N. A. Mashkin, “Escha-

  tology and Messianism in the Final Period of the Roman Republic,” Philosophy and Phe-

  nomenological Research 10, no. 2 (1949): 206–28, and P. Masiello, “L’ideologica messianica

  e le Rivolte Servili,” Annali della Facolta di lettere e filosofia 11 (1966): 179–96.

  16 Athenaeus Deipnosophistae 6.266d. The sole ancient source is the gossipy Athe-

  naeus, Deipnosophistae 6.265d–66d. For a modern account, see Alexander Fuks, “Slave

  Wars and Slave Troubles in Chios in the Third Century BC,” Athenaeum 46 (1968): 102–11.

  17 Diodorus Siculus 34.2.46, 36.4.4, with Jean Christian Dumont, Servus: Rome et

  l’esclavage sous la république, Collection de l’École Française de Rome 103 (Rome: École

  Française de Rome, Palais Farnèse, 1987), 263–64.

  18 “Enormous strength and spirit”: Sallust Histories frag. 3.90 (my translation).

  19 Wife or girlfriend: Plutarch Life of Crassus 8.4.

  20 Plutarch Life of Crassus 8.4.

  21 Claudian Gothica 155–56.

  22 Aulus Gellius, Attic Nights, 5.6.20, trans. Shaw, Spartacus and the Slave Wars, 164.

  23 We depend largely on ninth- and tenth-century Byzantine summaries of the ac-

  count of Diodorus of Sicily, who in turn relied heavily on the Stoic philosopher Posido-

  nius; see Thomas Wiedemann, Greek and Roman Slavery (London: Routledge, 1981),

  199–200. For the theory of nationalist rebellion, see G. P. Verbrugghe, “Sicily 210–70

  B.C.: Livy, Cicero and Diodorus,”
Transactions and Proceedings of the American Philological

  Association 103 (1972): 535–59, and idem, “Slave Rebellion or Sicily in Revolt?” Kokalos 20

  (1974): 46–60.

  24 Constantine Porphyrogenitus, Excerpt 4, 384f. (Diodorus Siculus 34.2.48) (Loeb

  translation).

  25 Photius Bibliotheca 388 (Diodorus Siculus 36.6.1) (Loeb translation).

  204 Strauss

  26 Appian Civil Wars 1.116.540 (my translation).

  27 Revolt of Selouros in Sicily: Strabo Geography 6.2.7; nascent slave rebellion in

  southern Italy in AD 24: Tacitus Annals 4.27; possible slave revolt under Bulla Felix in

  Italy in AD 206–7: Cassius Dio Histories 77.10.1–7.

  28 Augustus Res Gestae 25.

  Slave Wars of Greece and Rome 205

  9. Julius Caesar and the General as State

  Adrian Goldsworthy

  In the early hours of January 11, 49 BC, Julius Caesar led the Thir-

  teenth Legion across the Rubicon and became a rebel. The river—in

  reality little more than a stream, and now impossible to locate—marked

  the boundary between his province of Cisalpine Gaul and Italy itself.

  North of that line he was legally entitled to command troops. To the

  south he was not. Nineteen months later, while surveying the corpses

  of his enemies at Pharsalus, Caesar claimed, “They wanted it; even af-

  ter all my great deeds I, Caius Caesar, would have been condemned, if

  I had not sought support from my army.”1

  Caesar was more successful than any other Roman general, fighting

  “fifty pitched battles, the only commander to surpass Marcus Marcel-

  lus, who fought thirty-nine.”2 Yet there was an ambiguity about his rep-

  utation because many of his battles were fought against other Romans.

  For more than a year before crossing the Rubicon, Caesar and his op-

  ponents in the Senate had engaged in a game of brinkmanship, each in

  turn raising the stakes. Probably both sides expected the other to back

  down. There was no profound ideology involved. His opponents were

  determined to end Caesar’s career, and he was equally resolved to pre-

  serve it. The price was a war fought all around the Mediterranean that

  cost tens of thousands of lives. However unreasonable his opponents

  had been, it was Caesar who crossed the Rubicon and started the civil

  war of 49–45 BC. Cicero believed that fighting this war was unnecessary

 

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