The task of the totalitarian police is not to discover crimes, but to be on hand when the government decides to arrest a certain category of the population. Their chief political distinction is that they alone are in the confidence of the highest authority and know which political line will be enforced. This does not apply only to matters of high policy, such as the liquidation of a whole class or ethnic group (only the cadres of the GPU knew the actual goal of the Soviet government in the early thirties and only the SS formations knew that the Jews were to be exterminated in the early forties); the point about everyday life under totalitarian conditions is that only the agents of the NKVD in an industrial enterprise are informed of what Moscow wants when it orders, for instance, a speed-up in the fabrication of pipes—whether it simply wants more pipes, or to ruin the director of the factory, or to liquidate the whole management, or to abolish this particular factory, or, finally, to have this order repeated all over the nation so that a new purge can begin.
One of the reasons for the duplication of secret services whose agents are unknown to each other is that total domination needs the most extreme flexibility: to use our example, Moscow may not yet know, when it gives its order for pipes, whether it wants pipes—which are always needed—or a purge. Multiplication of secret services makes last-minute changes possible, so that one branch may be preparing to bestow the Order of Lenin on the director of the factory while another makes arrangements for his arrest. The efficiency of the police consists in the fact that such contradictory assignments can be prepared simultaneously.
Under totalitarian, as under other regimes, the secret police has a monopoly on certain vital information. But the kind of knowledge that can be possessed only by the police has undergone an important change: the police are no longer concerned with knowing what is going on in the heads of future victims (most of the time they ignore who these victims will be), and the police have become the trustees of the greatest state secrets. This automatically means a great improvement in prestige and position, even though it is accompanied by a definite loss of real power. The secret services no longer know anything that the Leader does not know better; in terms of power, they have sunk to the level of the executioner.
From a legal point of view, even more interesting than the change from the suspect to the objective enemy is the totalitarian replacement of the suspected offense by the possible crime. The possible crime is no more subjective than the objective enemy. While the suspect is arrested because he is thought to be capable of committing a crime that more or less fits his personality (or his suspected personality),101 the totalitarian version of the possible crime is based on the logical anticipation of objective developments. The Moscow Trials of the old Bolshevik guard and the chiefs of the Red Army were classic examples of punishment for possible crimes. Behind the fantastic, fabricated charges one can easily detect the following logical calculation: developments in the Soviet Union might lead to a crisis, a crisis might lead to the overthrow of Stalin’s dictatorship, this might weaken the country’s military force and possibly bring about a situation in which the new government would have to sign a truce or even conclude an alliance with Hitler. Whereupon Stalin proceeded to declare that a plot for the overthrow of the government and a conspiracy with Hitler existed.102 Against these “objective,” though entirely improbable, possibilities stood only “subjective” factors, such as the trustworthiness of the accused, their fatigue, their inability to understand what was going on, their firm conviction that without Stalin everything would be lost, their sincere hatred of Fascism—that is, a number of factual details which naturally lacked the consistency of the fictitious, logical, possible crime. Totalitarianism’s central assumption that everything is possible thus leads through consistent elimination of all factual restraints to the absurd and terrible consequence that every crime the rulers can conceive of must be punished, regardless of whether or not it has been committed. The possible crime, like the objective enemy, is of course beyond the competence of the police, who can neither discover, invent, nor provoke it. Here again the secret services depend entirely upon the political authorities. Their independence as a state within the state is gone.
Only in one respect does the totalitarian secret police still resemble closely the secret services of nontotalitarian countries. The secret police has traditionally, i.e., since Fouche, profited from its victims and has augmented the official state-authorized budget from certain unorthodox sources simply by assuming a position of partnership in activities it was supposed to suppress, such as gambling and prostitution.103 These illegal methods of financing itself, ranging from friendly acceptance of bribes to outright blackmail, were a prominent factor in freeing the secret services from the public authorities and strengthened their position as a state within the state. It is curious to see that the financing of police activities with income from its victims has survived all other changes. In Soviet Russia, the NKVD is almost entirely dependent upon the exploitation of slave labor which, indeed, seems to yield no other profit and to serve no other purpose but the financing of the huge secret apparatus.104 Himmler first financed his SS troops, who were the cadres of the Nazi secret police, through the confiscation of Jewish property; he then concluded an agreement with Darre, the Minister of Agriculture, by which Himmler received the several hundred million marks which Darre earned annually by buying agricultural commodities cheaply abroad and selling them at fixed prices in Germany.105 This source of regular income disappeared of course during the war; Albert Speer, the successor of Todt and the greatest employer of manpower in Germany after 1942, proposed a similar deal to Himmler in 1942; if Himmler agreed to release from SS authority the imported slave laborers whose work had been remarkably inefficient, the Speer organization would give him a certain percentage of the profits for the SS.106 To such more or less regular sources of income, Himmler added the old blackmail methods of secret services in times of financial crisis: in their communities SS units formed groups of “Friends of the SS” who had to “volunteer” the necessary funds for the needs of the local SS men.107 (It is noteworthy that in its various financial operations the Nazi secret police did not exploit its prisoners. Except in the last years of the war, when the use of human material in the concentration camps was no longer determined by Himmler alone, work in the camps “had no rational purpose except that of increasing the burden and torture of the unfortunate prisoners.”108)
However, these financial irregularities are the sole, and not very important, traces of the secret police tradition. They are possible because of the general contempt of totalitarian regimes for economic and financial matters, so that methods which under normal conditions would be illegal, and would distinguish the secret police from other more respectable departments of the administration, no longer indicate that we are dealing here with a department which enjoys independence, is not controlled by other authorities, lives in an atmosphere of irregularity, nonrespectability, and insecurity. The position of the totalitarian secret police, on the contrary, has been completely stabilized, and its services are wholly integrated in the administration. Not only is the organization not beyond the pale of the law, but, rather, it is the embodiment of the law, and its respectability is above suspicion. It no longer organizes murders on its own initiative, no longer provokes offenses against state and society, and it sternly proceeds against all forms of bribery, blackmail and irregular financial gains. The moral lecture, coupled with very tangible threats, that Himmler could permit himself to deliver to his men in the middle of the war—“We had the moral right ...to wipe out this [Jewish] people bent on wiping us out, but we do not have the right to enrich ourselves in any manner whatsoever, be it by a fur coat, a watch, a single mark, or a cigarette”109—strikes a note that one would look for in vain in the history of the secret police. If it still is concerned with “dangerous thoughts,” they are hardly ones which the suspected persons know to be dangerous; the regimentation of all intellectual and artistic life demands a cons
tant re-establishment and revision of standards which naturally is accompanied by repeated eliminations of intellectuals whose “dangerous thoughts” usually consist in certain ideas that were still entirely orthodox the day before. While, therefore, its police function in the accepted meaning of the word has become superfluous, the economic function of the secret police, sometimes thought to have replaced the first, is even more dubious. It is undeniable, to be sure, that the NKVD periodically rounds up a percentage of the Soviet population and sends them into camps which are known under the flattering misnomer of forced-labor camps;110 yet although it is quite possible that this is the Soviet Union’s way of solving its unemployment problem, it is also generally known that the output in those camps is infinitely lower than that of ordinary Soviet labor and hardly suffices to pay the expenses of the police apparatus.
Neither dubious nor superfluous is the political function of the secret police, the “best organized and the most efficient” of all government departments,111 in the power apparatus of the totalitarian regime. It constitutes the true executive branch of the government through which all orders are transmitted. Through the net of secret agents, the totalitarian ruler has created for himself a directly executive transmission belt which, in distinction to the onion-like structure of the ostensible hierarchy, is completely severed and isolated from all other institutions.112 In this sense, the secret police agents are the only openly ruling class in totalitarian countries and their standards and scale of values permeate the entire texture of totalitarian society.
From this viewpoint, it may not be too surprising that certain peculiar qualities of the secret police are general qualities of totalitarian society rather than peculiarities of the totalitarian secret police. The category of the suspect thus embraces under totalitarian conditions the total population; every thought that deviates from the officially prescribed and permanently changing line is already suspect, no matter in which field of human activity it occurs. Simply because of their capacity to think, human beings are suspects by definition, and this suspicion cannot be diverted by exemplary behavior, for the human capacity to think is also a capacity to change one’s mind. Since, moreover, it is impossible ever to know beyond doubt another man’s heart—torture in this context is only the desperate and eternally futile attempt to achieve what cannot be achieved—suspicion can no longer be allayed if neither a community of values nor the predictabilities of self-interest exist as social (as distinguished from merely psychological) realities. Mutual suspicion, therefore, permeates all social relationships in totalitarian countries and creates an all-pervasive atmosphere even outside the special purview of the secret police.
In totalitarian regimes provocation, once only the specialty of the secret agent, becomes a method of dealing with his neighbor which everybody, willingly or unwillingly, is forced to follow. Everyone, in a way, is the agent provocateur of everyone else; for obviously everybody will call himself an agent provocateur if ever an ordinary friendly exchange of “dangerous thoughts” (or what in the meantime have become dangerous thoughts) should come to the attention of the authorities. Collaboration of the population in denouncing political opponents and volunteer service as stool pigeons are certainly not unprecedented, but in totalitarian countries they are so well organized that the work of specialists is almost superfluous. In a system of ubiquitous spying, where everybody may be a police agent and each individual feels himself under constant surveillance; under circumstances, moreover, where careers are extremely insecure and where the most spectacular ascents and falls have become everyday occurrences, every word becomes equivocal and subject to retrospective “interpretation.”
The most striking illustration of the permeation of totalitarian society with secret police methods and standards can be found in the matter of careers. The double agent in nontotalitarian regimes served the cause he was supposed to combat almost as much as, and sometimes more than, the authorities. Frequently he harbored a sort of double ambition: he wanted to rise in the ranks of the revolutionary parties as well as in the ranks of the services. In order to win promotion in both fields, he had only to adopt certain methods which in a normal society belong to the secret daydreams of the small employee who depends on seniority for advancement: through his connections with the police, he could certainly eliminate his rivals and superiors in the party, and through his connections with the revolutionaries he had at least a chance to get rid of his chief in the police.113 If we consider the career conditions in present Russian society, the similarity to such methods is striking. Not only do almost all higher officials owe their positions to purges that removed their predecessors, but promotions in all walks of life are accelerated in this way. About every ten years, a nation-wide purge makes room for the new generation, freshly graduated and hungry for jobs. The government has itself established those conditions for advancement which the police agent formerly had to create.
This regular violent turnover of the whole gigantic administrative machine, while it prevents the development of competence, has many advantages: it assures the relative youth of officials and prevents a stabilization of conditions which, at least in time of peace, are fraught with danger for totalitarian rule; by eliminating seniority and merit, it prevents the development of the loyalties that usually tie younger staff members to their elders, upon whose opinion and good will their advancement depends; it eliminates once and for all the dangers of unemployment and assures everyone of a job compatible with his education. Thus, in 1939, after the gigantic purge in the Soviet Union had come to an end, Stalin could note with great satisfaction that “the Party was able to promote to leading posts in State or Party affairs more than 500,000 young Bolsheviks.”114 The humiliation implicit in owing a job to the unjust elimination of one’s predecessor has the same demoralizing effect that the elimination of the Jews had upon the German professions: it makes every jobholder a conscious accomplice in the crimes of the government, their beneficiary whether he likes it or not, with the result that the more sensitive the humiliated individual happens to be, the more ardently he will defend the regime. In other words, this system is the logical outgrowth of the Leader principle in its full implications and the best possible guarantee for loyalty, in that it makes every new generation depend for its livelihood on the current political line of the Leader which started the job-creating purge. It also realizes the identity of public and private interests, of which defenders of the Soviet Union used to be so proud (or, in the Nazi version, the abolition of the private sphere of life), insofar as every individual of any consequence owes his whole existence to the political interest of the regime; and when this factual identity of interest is broken and the next purge has swept him out of office, the regime makes sure that he disappears from the world of the living. In a not very different way, the double agent was identified with the cause of the revolution (without which he would lose his job), and not only with the secret police; in that sphere, too, a spectacular rise could end only in an anonymous death, since it was rather unlikely that the double game could be played forever. The totalitarian government, when it set such conditions for promotion in all careers as had previously prevailed only among social outcasts, has effected one of the most far-reaching changes in social psychology. The psychology of the double agent, who was willing to pay the price of a short life for the exalted existence of a few years at the peak, has necessarily become the philosophy in personal matters of the whole post-revolutionary generation in Russia, and to a lesser but still very dangerous extent, in postwar Germany.
This is the society, permeated by standards and living by methods which once had been the monopoly of the secret police, in which the totalitarian secret police functions. Only in the initial stages, when a struggle for power is still going on, are its victims those who can be suspected of opposition. It then embarks upon its totalitarian career with the persecution of the objective enemy, which may be the Jews or the Poles (as in the case of the Nazis) or so-called “counter-revolu
tionaries”—an accusation which “in Soviet Russia ...is established ...before any question as to [the] behavior [of the accused] has arisen at all”—who may be people who at any time owned a shop or a house or “had parents or grandparents who owned such things,”115 or who happened to belong to one of the Red Army occupational forces, or were Russians of Polish origin. Only in its last and fully totalitarian stage are the concepts of the objective enemy and the logically possible crime abandoned, the victims chosen completely at random and, even without being accused, declared unfit to live. This new category of “undesirables” may consist, as in the case of the Nazis, of the mentally ill or persons with lung and heart disease, or in the Soviet Union, of people who happen to have been taken up in that percentage, varying from one province to another, which is ordered to be deported.
This consistent arbitrariness negates human freedom more efficiently than any tyranny ever could. One had at least to be an enemy of tyranny in order to be punished by it. Freedom of opinion was not abolished for those who were brave enough to risk their necks. Theoretically, the choice of opposition remains in totalitarian regimes too; but such freedom is almost invalidated if committing a voluntary act only assures a “punishment” that everyone else may have to bear anyway. Freedom in this system has not only dwindled down to its last and apparently still indestructible guarantee, the possibility of suicide, but has lost its distinctive mark because the consequences of its exercise are shared with completely innocent people. If Hitler had had the time to realize his dream of a General German Health Bill, the man suffering from a lung disease would have been subject to the same fate as a Communist in the early and a Jew in the later years of the Nazi regime. Similarly, the opponent of the regime in Russia, suffering the same fate as millions of people who are chosen for concentration camps to make up certain quotas, only relieves the police of the burden of arbitrary choice. The innocent and the guilty are equally undesirable.
The Origins of Totalitarianism Page 60
