Aspects of the Novel

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Aspects of the Novel Page 12

by E. M. Forster


  Natural depravity has certain negative virtues, serving it as silent auxiliaries. It is not going too far to say that it is without vices or small sins. There is a phenomenal pride in it that excludes them from anything—never mercenary or avaricious. In short, the character here meant partakes nothing of the sordid or sensual. It is serious, but free from acerbity.

  He accuses Billy of trying to foment a mutiny. The charge is ridiculous, no one believes it, and yet it proves fatal. For when the boy is summoned to declare his innocence, he is so horrified that he cannot speak, his ludicrous stammer seizes him, the power within him explodes, and he knocks down his traducer, kills him, and has to be hanged.

  Billy Budd is a remote unearthly episode, but it is a song not without words, and should be read both for its own beauty and as an introduction to more difficult works. Evil is labelled and personified instead of slipping over the ocean and round the world, and Melville’s mind can be observed more easily. What one notices in him is that his apprehensions are free from personal worry, so that we become bigger not smaller after sharing them. He has not got that tiresome little receptacle, a conscience, which is often such a nuisance in serious writers and so contracts their effects—the conscience of Hawthorne or of Mark Rutherford. Melville—after the initial roughness of his realism—reaches straight back into the universal, to a blackness and sadness so transcending our own that they are undistinguishable from glory. He says, “in certain moods no man can weigh this world without throwing in a something somehow like Original Sin to strike the uneven balance.” He threw it in, that undefinable something, the balance righted itself, and he gave us harmony and temporary salvation.

  It is no wonder that D. H. Lawrence should have written two penetrating studies of Melville, for Lawrence himself is, as far as I know, the only prophetic novelist writing today—all the rest are fantasists or preachers: the only living novelist in whom the song predominates, who has the rapt bardic quality, and whom it is idle to criticize. He invites criticism because he is a preacher also—it is this minor aspect of him which makes him so difficult and misleading—an excessively clever preacher who knows how to play on the nerves of his congregation. Nothing is more disconcerting than to sit down, so to speak, before your prophet, and then suddenly to receive his boot in the pit of your stomach. “I’m damned if I’ll be humble after that,” you cry, and so lay yourself open to further nagging. Also the subject matter of the sermon is agitating—hot denunciations or advice—so that in the end you cannot remember whether you ought or ought not to have a body, and are only sure that you are futile. This bullying, and the honeyed sweetness which is a bully’s reaction, occupy between them the foreground of Lawrence’s work; his greatness lies far, far back, and rests, not like Dostoevsky’s upon Christianity, nor like Melville’s upon a contest, but upon something æsthetic. The voice is Balder’s voice, though the hands are the hands of Esau. The prophet is irradiating nature from within, so that every colour has a glow and every form a distinctness which could not otherwise be obtained. Take a scene that always stays in the memory: that scene in Women in Love where one of the characters throws stones into the water at night to shatter the image of the moon. Why he throws, what the scene symbolizes, is unimportant. But the writer could not get such a moon and water otherwise; he reaches them by his special path which stamps them as more wonderful than any we can imagine. It is the prophet back where he started from, back where the rest of us are waiting by the edge of the pool, but with a power of re-creation and evocation we shall never possess.

  Humility is not easy with this irritable and irritating author, for the humbler we get, the crosser he gets. Yet I do not see how else to read him. If we start resenting or mocking, his treasure disappears as surely as if we started obeying him. What is valuable about him cannot be put into words; it is colour, gesture and outline in people and things, the usual stock-in-trade of the novelist, but evolved by such a different process that they belong to a new world.

  But what about Emily Brontë? Why should Wuthering Heights come into this enquiry? It is a story about human beings, it contains no view of the universe.

  My answer is that the emotions of Heathcliffe and Catherine Earnshaw function differently to other emotions in fiction. Instead of inhabiting the characters, they surround them like thunder clouds, and generate the explosions that fill the novel from the moment when Lockwood dreams of the hand at the window down to the moment when Heathcliffe, with the same window open, is discovered dead. Wuthering Heights is filled with sound—storm and rushing wind—a sound more important than words and thoughts. Great as the novel is, one cannot afterwards remember anything in it but Heathcliffe and the elder Catherine. They cause the action by their separation: they close it by their union after death. No wonder they “walk”; what else could such beings do? even when they were alive their love and hate transcended them.

  Emily Brontë had in some ways a literal and careful mind. She constructed her novel on a time chart even more elaborate than Miss Austen’s, and she arranged the Linton and Earnshaw families symmetrically, and she had a clear idea of the various legal steps by which Heathcliffe gained possession of their two properties.* Then why did she deliberately introduce muddle, chaos, tempest? Because in our sense of the word she was a prophetess: because what is implied is more important to her than what is said; and only in confusion could the figures of Heathcliffe and Catherine externalize their passion till it streamed through the house and over the moors. Wuthering Heights has no mythology beyond what these two characters provide: no great book is more cut off from the universals of Heaven and Hell. It is local, like the spirits it engenders, and whereas we may meet Moby Dick in any pond, we shall only encounter them among the harebells and limestone of their own county.

  A concluding remark. Always, at the back of my mind, there lurks a reservation about this prophetic stuff, a reservation which some will make more strongly while others will not make it at all. Fantasy has asked us to pay something extra; and now prophecy asks for humility and even for a suspension of the sense of humour, so that we are not allowed to snigger when a tragedy is called Billy Budd. We have indeed to lay aside the single vision which we bring to most of literature and life and have been trying to use through most of our enquiry, and take up a different set of tools. Is this right? Another prophet, Blake, had no doubt that it was right.

  May God us

  keep From single vision and Newton’s sleep,

  he cried and he has painted that same Newton with a pair of compasses in his hand, describing a miserable mathematical triangle, and turning his back upon the gorgeous and immeasurable water growths of Moby Dick. Few will agree with Blake. Fewer will agree with Blake’s Newton. Most of us will be eclectics to this side or that according to our temperament. The human mind is not a dignified organ, and I do not see how we can exercise it sincerely except through eclecticism. And the only advice I would offer my fellow eclectics is: “Do not be proud of your inconsistency. It is a pity, it is a pity that we should be equipped like this. It is a pity that Man cannot be at the same time impressive and truthful.” For the first five lectures of this course we have used more or less the same set of tools. This time and last we have had to lay them down. Next time we shall take them up again, but with no certainty that they are the best equipment for a critic or that there is such a thing as a critical equipment.

  * Only to be found in a collected edition. For knowledge of it, and for much else, I am indebted to Mr. John Freeman’s admirable monograph on Melville.

  * See that sound and brilliant essay, The Structure of Wuthering Heights, by C.P.S. (Hogarth Press.)

  VIII

  PATTERN AND RHYTHM

  OUR interludes, gay and grave, are over, and we return to the general scheme of the course. We began with the story, and having considered human beings, we proceeded to the plot which springs out of the story. Now we must consider something which springs mainly out of the plot, and to which the characters and
any other element present also contribute. For this new aspect there appears to be no literary word—indeed the more the arts develop the more they depend on each other for definition. We will borrow from painting first and call it the pattern. Later we will borrow from music and call it rhythm. Unfortunately both these words are vague—when people apply rhythm or pattern to literature they are apt not to say what they mean and not to finish their sentences: it is, “Oh, but surely the rhythm …” or “Oh, but if you call that pattern …”

  Before I discuss what pattern entails, and what qualities a reader must bring to its appreciation, I will give two examples of books with patterns so definite that a pictorial image sums them up: a book the shape of an hour-glass and a book the shape of a grand chain in that old-time dance, the Lancers.

  Thais, by Anatole France, is the shape of an hour-glass.

  There are two chief characters, Paphnuce the ascetic, Thais the courtesan. Paphnuce lives in the desert, he is saved and happy when the book starts. Thais leads a life of sin in Alexandria, and it is his duty to save her. In the central scene of the book they approach, he succeeds; she goes into a monastery and gains salvation, because she has met him, but he, because he has met her, is damned. The two characters converge, cross, and recede with mathematical precision, and part of the pleasure we get from the book is due to this. Such is the pattern of Thais—so simple that it makes a good starting-point for a difficult survey. It is the same as the story of Thais, when events unroll in their time-sequence, and the same as the plot of Thais, when we see the two characters bound by their previous actions and taking fatal steps whose consequence they do not see. But whereas the story appeals to our curiosity and the plot to our intelligence, the pattern appeals to our æsthetic sense, it causes us to see the book as a whole. We do not see it as an hour-glass—that is the hard jargon of the lecture room which must never be taken literally at this advanced stage of our enquiry. We just have a pleasure without knowing why, and when the pleasure is past, as it is now, and our minds are left free to explain it, a geometrical simile such as an hour-glass will be found helpful. If it was not for this hour-glass the story, the plot, and the characters of Thais and Paphnuce would none of them exert their full force, they would none of them breathe as they do. “Pattern,” which seems so rigid, is connected with atmosphere, which seems so fluid.

  Now for the book that is shaped like the grand chain: Roman Pictures by Percy Lubbock.

  Roman Pictures is a social comedy. The narrator is a tourist in Rome; he there meets a kindly and shoddy friend of his, Deering, who rebukes him superciliously for staring at churches and sets him out to explore society. This he does, demurely obedient; one person hands him on to another; café, studio, Vatican and Quirinal purlieus are all reached, until finally, at the extreme end of his career he thinks, in a most aristocratic and dilapidated palazzo, whom should he meet but the second-rate Deering; Deering is his hostess’s nephew, but had concealed it owing to some backfire of snobbery. The circle is complete, the original partners have rejoined, and greet one another with mutual confusion which turns to mild laughter.

  What is so good in Roman Pictures is not the presence of the “grand chain” pattern—any one can organize a grand chain—but the suitability of the pattern to the author’s mood. Lubbock works all through by administering a series of little shocks, and by extending to his characters an elaborate charity which causes them to appear in a rather worse light than if no charity was wasted on them at all. It is the comic atmosphere, but sub-acid, meticulously benign. And at the end we discover to our delight that the atmosphere has been externalized, and that the partners, as they click together in the marchesa’s drawing-room, have done the exact thing which the book requires, which it required from the start, and have bound the scattered incidents together with a thread woven out of their own substance.

  Thais and Roman Pictures provide easy examples of pattern; it is not often that one can compare a book to a pictorial object with any accuracy, though curves, etc., are freely spoken of by critics who do not quite know what they want to say. We can only say (so far) that pattern is an æsthetic aspect of the novel, and that though it may be nourished by anything in the novel—any character, scene, word—it draws most of its nourishment from the plot. We noted, when discussing the plot, that it added to itself the quality of beauty; beauty a little surprised at her own arrival: that upon its neat carpentry there could be seen, by those who cared to see, the figure of the Muse; that Logic, at the moment of finishing its own house, laid the foundation of a new one. Here, here is the point where the aspect called pattern is most closely in touch with its material; here is our starting point. It springs mainly from the plot, accompanies it like a light in the clouds, and remains visible after it has departed. Beauty is sometimes the shape of the book, the book as a whole, the unity, and our examination would be easier if it was always this. But sometimes it is not. When it is not I shall call it rhythm. For the moment we are concerned with pattern only.

  Let us examine at some length another book of the rigid type, a book with a unity, and in this sense an easy book, although it is by Henry James. We shall see in it pattern triumphant, and we shall also be able to see the sacrifices an author must make if he wants his pattern and nothing else to triumph.

  The Ambassadors, like Thais, is the shape of an hour-glass. Strether and Chad, like Paphnuce and Thais, change places, and it is the realization of this that makes the book so satisfying at the close. The plot is elaborate and subtle, and proceeds by action or conversation or meditation through every paragraph. Everything is planned, everything fits; none of the minor characters are just decorative like the talkative Alexandrians at Nicias’ banquet; they elaborate on the main theme, they work. The final effect is pre-arranged, dawns gradually on the reader, and is completely successful when it comes. Details of intrigue, of the various missions from America, may be forgotten, but the symmetry they have created is enduring.

  Let us trace the growth of this symmetry.*

  Strether, a sensitive middle-aged American, is commissioned by his old friend, Mrs. Newsome, whom he hopes to marry, to go to Paris and rescue her son Chad, who has gone to the bad in that appropriate city. The Newsomes are sound commercial people, who have made money over manufacturing a small article of domestic utility. Henry James never tells us what the small article is, and in a moment we shall understand why. Wells spits it out in Tono Bungay, Meredith reels it out in Evan Harrington, Trollope prescribes it freely for Miss Dunstable, but for James to indicate how his characters made their pile—it would not do. The article is somewhat ignoble and ludicrous—that is enough. If you choose to be coarse and daring and visualize it for yourself as, say, a button-hook, you can, but you do so at your own risk: the author remains uninvolved.

  Well, whatever it is, Chad Newsome ought to come back and help make it, and Strether undertakes to fetch him. He has to be rescued from a life which is both immoral and unremunerative.

  Strether is a typical James character—he recurs in nearly all the books and is an essential part of their construction. He is the observer who tries to influence the action, and who through his failure to do so gains extra opportunities for observation. And the other characters are such as an observer like Strether is capable of observing—through lenses procured from a rather too first-class oculist. Everything is adjusted to his vision, yet he is not a quietist—no, that is the strength of the device; he takes us along with him, we move as well as look on.

  When he lands in England (and a landing is an exalted and enduring experience for James, it is as vital as Newgate for Defoe; poetry and life crowd round a landing): when Strether lands, though it is only old England, he begins to have doubts of his mission, which increase when he gets to Paris. For Chad Newsome, far from going to the bad, has improved; he is distinguished, he is so sure of himself that he can be kind and cordial to the man who has orders to fetch him away; his friends are exquisite, and as for “women in the case” whom h
is mother anticipated, there is no sign of them whatever. It is Paris that has enlarged and redeemed him—and how well Strether himself understands this!

  His greatest uneasiness seemed to peep at him out of the possible impression that almost any acceptance of Paris might give one’s authority away. It hung before him this morning, the vast bright Babylon, like some huge iridescent object, a jewel brilliant and hard, in which parts were not to be discriminated nor differences comfortably marked. It twinkled and trembled and melted together; and what seemed all surface one moment seemed all depth the next. It was a place of which, unmistakably, Chad was fond; wherefore, if he, Strether, should like it too much, what on earth, with such a bond, would become of either of them?

  Thus, exquisitely and firmly, James sets his atmosphere—Paris irradiates the book from end to end, it is an actor though always unembodied, it is a scale by which human sensibility can be measured, and when we have finished the novel and allow its incidents to blur that we may see the pattern plainer, it is Paris that gleams at the centre of the hour-glass shape—Paris—nothing so crude as good or evil. Strether sees this soon, and sees that Chad realizes it better than he himself can; and when he has reached this stage of initiation the novel takes a turn: there is, after all, a woman in the case; behind Paris, interpreting it for Chad, is the adorable and exalted figure of Mme. de Vionnet. It is now impossible for Strether to proceed. All that is noble and refined in life concentrates in Mme. de Vionnet and is reinforced by her pathos. She asks him not to take Chad away. He promises—without reluctance, for his own heart has already shown him as much—and he remains in Paris not to fight it but to fight for it.

 

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