The Portable Machiavelli

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by Niccolo Machiavelli


  Leaving aside, therefore, the imagined things concerning a prince, and taking into account those that are true, I say that all men, when they are spoken of, and particularly princes, since they are placed on a higher level, are judged by some of these qualities which bring them either blame or praise. And this is why one is considered generous, another miserly (to use a Tuscan word, since “avaricious” in our language is still used to mean one who wishes to acquire by means of theft; we call “miserly” one who excessively avoids using what he has); one is considered a giver, the other rapacious; one cruel, another merciful; one treacherous, another faithful; one effeminate and cowardly, another bold and courageous; one humane, another haughty; one lascivious, another chaste; one trustworthy, another cunning; one harsh, another lenient; one serious, another frivolous; one religious, another unbelieving; and the like. And I know that everyone will admit that it would be a very praiseworthy thing to find in a prince, of the qualities mentioned above, those that are held to be good; but since it is neither possible to have them nor to observe them all completely, because human nature does not permit it, a prince must be prudent enough to know how to escape the bad reputation of those vices that would lose the state for him, and must protect himself from those that will not lose it for him, if this is possible; but if he cannot, he need not concern himself unduly if he ignores these less serious vices. And, moreover, he need not worry about incurring the bad reputation of those vices without which it would be difficult to hold his state; since, carefully taking everything into account, one will discover that something which appears to be a virtue, if pursued, will end in his destruction; while some other thing which seems to be a vice, if pursued, will result in his safety and his well-being.

  CHAPTER XVI. ON GENEROSITY AND MISERLINESS

  Beginning, therefore, with the first of the above-mentioned qualities, I say that it would be good to be considered generous; nevertheless, generosity used in such a manner as to give you a reputation for it will harm you; because if it is employed virtuously and as one should employ it, it will not be recognized and you will not avoid the reproach of its opposite. And so, if a prince wants to maintain his reputation for generosity among men, it is necessary for him not to neglect any possible means of lavish display; in so doing such a prince will always use up all his resources and he will be obliged, eventually, if he wishes to maintain his reputation for generosity, to burden the people with excessive taxes and to do everything possible to raise funds. This will begin to make him hateful to his subjects, and, becoming impoverished, he will not be much esteemed by anyone; so that, as a consequence of his generosity, having offended many and rewarded few, he will feel the effects of any slight unrest and will be ruined at the first sign of danger; recognizing this and wishing to alter his policies, he immediately runs the risk of being reproached as a miser.

  A prince, therefore, unable to use this virtue of generosity in a manner which will not harm himself if he is known for it, should, if he is wise, not worry about being called a miser; for with time he will come to be considered more generous once it is evident that, as a result of his parsimony, his income is sufficient, he can defend himself from anyone who makes war against him, and he can undertake enterprises without overburdening his people, so that he comes to be generous with all those from whom he takes nothing, who are countless, and miserly with all those to whom he gives nothing, who are few. In our times we have not seen great deeds accomplished except by those who were considered miserly; all others were done away with. Pope Julius II, although he made use of his reputation for generosity in order to gain the papacy, then decided not to maintain it in order to be able to wage war; the present King of France has waged many wars without imposing extra taxes on his subjects, only because his habitual parsimony has provided for the additional expenditures; the present King of Spain, if he had been considered generous, would not have engaged in nor won so many campaigns.

  Therefore, in order not to have to rob his subjects, to be able to defend himself, not to become poor and contemptible, and not to be forced to become rapacious, a prince must consider it of little importance if he incurs the name of miser, for this is one of those vices that permits him to rule. And if someone were to say: Caesar with his generosity came to rule the empire, and many others, because they were generous and known to be so, achieved very high positions; I reply: you are either already a prince or you are on the way to becoming one; in the first instance such generosity is damaging; in the second it is very necessary to be thought generous. And Caesar was one of those who wanted to gain the principality of Rome; but if, after obtaining this, he had lived and had not moderated his expenditures, he would have destroyed that empire. And if someone were to reply: there have existed many princes who have accomplished great deeds with their armies who have been reputed to be generous; I answer you: a prince either spends his own money and that of his subjects or that of others; in the first case he must be economical; in the second he must not restrain any part of his generosity. And for that prince who goes out with his soldiers and lives by looting, sacking, and ransoms, who controls the property of others, such generosity is necessary; otherwise he would not be followed by his troops. And with what does not belong to you or to your subjects you can be a more liberal giver, as were Cyrus, Caesar, and Alexander; for spending the wealth of others does not lessen your reputation but adds to it; only the spending of your own is what harms you. And there is nothing that uses itself up faster than generosity, for as you employ it you lose the means of employing it, and you become either poor or despised or, in order to escape poverty, rapacious and hated. And above all other things a prince must guard himself against being despised and hated; and generosity leads you to both one and the other. So it is wiser to live with the reputation of a miser, which produces reproach without hatred, than to be forced to incur the reputation of rapacity, which produces reproach along with hatred, because you want to be considered as generous.

  CHAPTER XVII. ON CRUELTY AND MERCY AND WHETHER IT IS BETTER TO BE LOVED THAN TO BE FEARED OR THE CONTRARY

  Proceeding to the other qualities mentioned above, I say that every prince must desire to be considered merciful and not cruel; nevertheless, he must take care not to misuse this mercy. Cesare Borgia was considered cruel; nonetheless, his cruelty had brought order to Romagna, united it, restored it to peace and obedience. If we examine this carefully, we shall see that he was more merciful than the Florentine people, who, in order to avoid being considered cruel, allowed the destruction of Pistoia. Therefore, a prince must not worry about the reproach of cruelty when it is a matter of keeping his subjects united and loyal; for with a very few examples of cruelty he will be more compassionate than those who, out of excessive mercy, permit disorders to continue, from which arise murders and plundering; for these usually harm the community at large, while the executions that come from the prince harm one individual in particular. And the new prince, above all other princes, cannot escape the reputation of being called cruel, since new states are full of dangers. And Virgil, through Dido, states: “My difficult condition and the newness of my rule make me act in such a manner, and to set guards over my land on all sides.”16

  Nevertheless, a prince must be cautious in believing and in acting, nor should he be afraid of his own shadow; and he should proceed in such a manner, tempered by prudence and humanity, so that too much trust may not render him imprudent nor too much distrust render him intolerable.

  From this arises an argument: whether it is better to be loved than to be feared, or the contrary. I reply that one should like to be both one and the other; but since it is difficult to join them together, it is much safer to be feared than to be loved when one of the two must be lacking. For one can generally say this about men: that they are ungrateful, fickle, simulators and deceivers, avoiders of danger, greedy for gain; and while you work for their good they are completely yours, offering you their blood, their property, their lives, and their sons, as I said ear
lier, when danger is far away; but when it comes nearer to you they turn away. And that prince who bases his power entirely on their words, finding himself stripped of other preparations, comes to ruin; for friendships that are acquired by a price and not by greatness and nobility of character are purchased but are not owned, and at the proper moment they cannot be spent. And men are less hesitant about harming someone who makes himself loved than one who makes himself feared because love is held together by a chain of obligation which, since men are a sorry lot, is broken on every occasion in which their own self-interest is concerned; but fear is held together by a dread of punishment which will never abandon you.

  A prince must nevertheless make himself feared in such a manner that he will avoid hatred, even if he does not acquire love; since to be feared and not to be hated can very well be combined; and this will always be so when he keeps his hands off the property and the women of his citizens and his subjects. And if he must take someone’s life, he should do so when there is proper justification and manifest cause; but, above all, he should avoid the property of others; for men forget more quickly the death of their father than the loss of their patrimony. Moreover, the reasons for seizing their property are never lacking; and he who begins to live by stealing always finds a reason for taking what belongs to others; on the contrary, reasons for taking a life are rarer and disappear sooner.

  But when the prince is with his armies and has under his command a multitude of troops, then it is absolutely necessary that he not worry about being considered cruel; for without that reputation he will never keep an army united or prepared for any combat. Among the praiseworthy deeds of Hannibal is counted this: that, having a very large army, made up of all kinds of men, which he commanded in foreign lands, there never arose the slightest dissention, neither among themselves nor against their prince, both during his good and his bad fortune. This could not have arisen from anything other than his inhuman cruelty, which, along with his many other abilities, made him always respected and terrifying in the eyes of his soldiers; and without that, to attain the same effect, his other abilities would not have sufficed. And the writers of history, having considered this matter very little, on the one hand admire these deeds of his and on the other condemn the main cause of them.

  And that it be true that his other abilities would not have been sufficient can be seen from the example of Scipio, a most extraordinary man not only in his time but in all recorded history, whose armies in Spain rebelled against him; this came about from nothing other than his excessive compassion, which gave to his soldiers more liberty than military discipline allowed. For this he was censured in the senate by Fabius Maximus, who called him the corruptor of the Roman militia. The Locrians, having been ruined by one of Scipio’s officers, were not avenged by him, nor was the arrogance of that officer corrected, all because of his tolerant nature; so that someone in the senate who tried to apologize for him said that there were many men who knew how not to err better than they knew how to correct errors. Such a nature would have, in time, damaged Scipio’s fame and glory if he had maintained it during the empire; but, living under the control of the senate, this harmful characteristic of his not only concealed itself but brought him fame.

  I conclude, therefore, returning to the problem of being feared and loved, that since men love at their own pleasure and fear at the pleasure of the prince, a wise prince should build his foundation upon that which belongs to him, not upon that which belongs to others: he must strive only to avoid hatred, as has been said.

  CHAPTER XVIII. HOW A PRINCE SHOULD KEEP HIS WORD

  How praiseworthy it is for a prince to keep his word and to live by integrity and not by deceit everyone knows; nevertheless, one sees from the experience of our times that the princes who have accomplished great deeds are those who have cared little for keeping their promises and who have known how to manipulate the minds of men by shrewdness; and in the end they have surpassed those who laid their foundations upon honesty.

  You must, therefore, know that there are two means of fighting: one according to the laws, the other with force; the first way is proper to man, the second to beasts; but because the first, in many cases, is not sufficient, it becomes necessary to have recourse to the second. Therefore, a prince must know how to use wisely the natures of the beast and the man. This policy was taught to princes allegorically by the ancient writers, who described how Achilles and many other ancient princes were given to Chiron the Centaur to be raised and taught under his discipline. This can only mean that, having a half-beast and half-man as a teacher, a prince must know how to employ the nature of the one and the other; and the one without the other cannot endure.

  Since, then, a prince must know how to make good use of the nature of the beast, he should choose from among the beasts the fox and the lion; for the lion cannot defend itself from traps and the fox cannot protect itself from wolves. It is therefore necessary to be a fox in order to recognize the traps and a lion in order to frighten the wolves. Those who play only the part of the lion do not understand matters. A wise ruler, therefore, cannot and should not keep his word when such an observance of faith would be to his disadvantage and when the reasons which made him promise are removed. And if men were all good, this rule would not be good; but since men are a sorry lot and will not keep their promises to you, you likewise need not keep yours to them. A prince never lacks legitimate reasons to break his promises. Of this one could cite an endless number of modern examples to show how many pacts, how many promises have been made null and void because of the infidelity of princes; and he who has known best how to use the fox has come to a better end. But it is necessary to know how to disguise this nature well and to be a great hypocrite and a liar: and men are so simpleminded and so controlled by their present necessities that one who deceives will always find another who will allow himself to be deceived.

  I do not wish to remain silent about one of these recent instances. Alexander VI did nothing else, he thought about nothing else, except to deceive men, and he always found the occasion to do this. And there never was a man who had more forcefulness in his oaths, who affirmed a thing with more promises, and who honored his word less; nevertheless, his tricks always succeeded perfectly since he was well acquainted with this aspect of the world.

  Therefore, it is not necessary for a prince to have all of the above-mentioned qualities, but it is very necessary for him to appear to have them. Furthermore, I shall be so bold as to assert this: that having them and practicing them at all times is harmful; and appearing to have them is useful; for instance, to seem merciful, faithful, humane, forthright, religious, and to be so; but his mind should be disposed in such a way that should it become necessary not to be so, he will be able and know how to change to the contrary. And it is essential to understand this: that a prince, and especially a new prince, cannot observe all those things by which men are considered good, for in order to maintain the state he is often obliged to act against his promise, against charity, against humanity, and against religion. And therefore, it is necessary that he have a mind ready to turn itself according to the way the winds of Fortune and the changeability of affairs require him; and, as I said above, as long as it is possible, he should not stray from the good, but he should know how to enter into evil when necessity commands.

  A prince, therefore, must be very careful never to let anything slip from his lips which is not full of the five qualities mentioned above: he should appear, upon seeing and hearing him, to be all mercy, all faithfulness, all integrity, all kindness, all religion. And there is nothing more necessary than to seem to possess this last quality. And men in general judge more by their eyes than their hands; for everyone can see but few can feel. Everyone sees what you seem to be, few perceive what you are, and those few do not dare to contradict the opinion of the many who have the majesty of the state to defend them; and in the actions of all men, and especially of princes, where there is no impartial arbiter, one must consider the final re
sult.17 Let a prince therefore act to seize and to maintain the state; his methods will always be judged honorable and will be praised by all; for ordinary people are always deceived by appearances and by the outcome of a thing; and in the world there is nothing but ordinary people; and there is no room for the few, while the many have a place to lean on. A certain prince of the present day, whom I shall refrain from naming, preaches nothing but peace and faith, and to both one and the other he is entirely opposed; and both, if he had put them into practice, would have cost him many times over either his reputation or his state.

  CHAPTER XIX. ON AVOIDING BEING DESPISED AND HATED

  But since, concerning the qualities mentioned above, I have spoken about the most important, I should like to discuss the others briefly in this general manner: that the prince, as was noted above, should think about avoiding those things which make him hated and despised; and when he has avoided this, he will have carried out his duties and will find no danger whatsoever in other vices. As I have said, what makes him hated above all else is being rapacious and a usurper of the property and the women of his subjects; he must refrain from this; and in most cases, so long as you do not deprive them of either their property or their honor, the majority of men live happily; and you have only to deal with the ambition of a few, who can be restrained without difficulty and by many means. What makes him despised is being considered changeable, frivolous, effeminate, cowardly, irresolute ; from these qualities a prince must guard himself as if from a reef, and he must strive to make everyone recognize in his actions greatness, spirit, dignity, and strength; and concerning the private affairs of his subjects, he must insist that his decision be irrevocable; and he should maintain himself in such a way that no man could imagine that he can deceive or cheat him.

 

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