Known and Unknown

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by Donald Rumsfeld


  Further complicating matters prior to the war was an undercurrent of concern about the wisdom of even conducting large-scale planning. This could signal that America considered war inevitable and derail President Bush’s diplomatic efforts, which continued almost until the day the war began.

  In discussions of postwar Iraq, the toughest challenge was the tension between two different strategic approaches. The debate between them was legitimate, but it remained just that—a debate. It was never hashed out at the NSC and never finally resolved. Right up until the handover of sovereignty to the Iraqis in 2004, the basic difference was between speed—how quickly we could turn over authority—and what was called legitimacy—exactly what political and constitutional processes needed to be in place prior to turning the reins over. The Pentagon leaned to the former, the State Department to the latter.

  Postwar planning for Iraq lacked effective interagency coordination, clear lines of responsibility, and the deadlines and accountability associated with a rigorous process. I suspect that the failure to fashion a deliberate, systematic approach by which the President could establish U.S. policy on the political transition in post-Saddam Iraq was among the more consequential of the administration. Trying to achieve a bridge or compromise between the two different approaches was not a solution.

  The postwar planning for Iraq exposed a gap in the way the United States government is organized. No template exists for the kind of postwar planning that proved necessary in Afghanistan, Iraq, and, for that matter, in Kosovo, Bosnia, and elsewhere. There was no single office that could take charge of the military and civilian elements of postwar reconstruction.* That left the Department of Defense, with its expertise in war-oriented planning—but not in postwar reconstruction—as the only practical option.

  In the fall of 2002, President Bush and I considered the advantages of unity of command and effort in postwar reconstruction. Dividing responsibilities between security and reconstruction, as had been the case in Bosnia and Afghanistan, was not an encouraging model.20 The President agreed. When the President issued National Security Presidential Directive 24 (NSPD 24) on January 20, 2003, directing the Defense Department to coordinate postwar planning and assume the lead for postwar reconstruction, some critics grumbled about a Defense power grab.21 I don’t know of anyone at the Pentagon, myself included, who was looking for more assignments. The Department of Defense was engaged enough in the military aspects of the global effort against terrorists, including in Afghanistan, the Horn of Africa, and Asia.

  With the President’s decision, in January 2003 the Department of Defense created the Office of Reconstruction and Humanitarian Assistance (ORHA). The office’s mission was to help CENTCOM manage the transition to the post-war phase in Iraq.22 To run the organization, I recruited Jay Garner, a barrel-chested retired lieutenant general who had spent nearly four decades in the U.S. Army. I had met him when we served together on the Space Commission in 2000. General Garner knew Secretary Powell and had fought in Iraq during the 1991 Gulf War, when Powell was chairman of the Joint Chiefs of Staff. In what was called Operation Provide Comfort, Garner had led twenty thousand troops to assist Iraqi Kurds battered by Saddam’s regime. He helped to secure an autonomous Kurdish enclave in northern Iraq. When U.S. troops withdrew from Kurdistan and the American flag was lowered in July 1991, Garner was the last American to cross into Turkey. Thousands of Kurds delayed his departure by lifting him on their shoulders in celebration of his work.23

  I saw Garner’s military background as a valuable asset. I knew the civilian reconstruction effort in Iraq would have to be done in close cooperation with CENTCOM’s military personnel—the unity of effort envisioned in the President’s directive. Once on the ground in the Gulf region, Garner’s office would become an element of CENTCOM, reporting to Franks, and thereby assuring unity of command. I believed a retired general, one who knew many CENTCOM officers and understood military culture, would have the best chance of avoiding friction with the military personnel. I also thought that Garner’s prior association with Colin Powell would foster good relations between the reconstruction office and the State Department.

  Garner believed, as I did, in empowering local populations to do things for themselves. “We’re notorious for telling people what to do,” he said. Garner thought American heavy-handedness had been a mistake in Vietnam, one he didn’t want to repeat in Iraq.24 Once the military had toppled Saddam’s regime, I thought it was strategically important to put the United States in a supporting role to the Iraqis as soon as possible. This was the Pentagon’s and—at least as I understood it—the President’s vision.

  Months before the war began in Iraq, we encountered strong resistance from State and the CIA to the idea of working with Iraqi expatriates. I couldn’t quite understand why the idea was controversial. One of the first things we did in Afghanistan, after all, was develop relationships with the Northern Alliance and Afghan exiles. Hamid Karzai, in fact, had lived for years abroad. I thought it made sense to do something similar in Iraq: reach out to the anti-Saddam elements (largely confined to the autonomous areas of Kurdistan) and to the Iraqi exiles who had been advocating the liberation of their country for many years.* These Iraqi “externals,” many living in the United States or London, included some highly educated and skilled professionals. Some clearly had ambition. While by no means monolithic in their politics or their views, they shared an interest in Iraq’s freedom and success. I thought the diversity of views among them was not only natural, but healthy. Why, I wondered, wouldn’t we want them involved in a post-Saddam Iraq early, rather than late or never?

  Key officials at State and in the CIA, including at senior levels, viewed the externals in general as untrustworthy, however. Particular animus was directed against Ahmed Chalabi, a secular Shiite from a wealthy Baghdad family who lived abroad. Chalabi had worked with the CIA in the 1990s to promote resistance to the Iraqi regime. The relationship soured after the CIA and Chalabi quarreled over responsibility for a failed operation in northern Iraq that led to the murder and exile of many hundreds of anti-Saddam Iraqis. Despite his differences with State and the CIA, Chalabi retained bipartisan support among elements of the U.S. Congress, having been a strong proponent for the 1998 Iraq Liberation Act.

  Some concocted a myth that the Pentagon was engaged, as CIA Director Tenet put it in his book, in “thinly veiled efforts to put Chalabi in charge of post-invasion Iraq.”25 Chalabi knew a number of administration officials, including but not exclusively some at the Pentagon. I had met him once or twice at meetings set up for the Iraqi exiles. He struck me as one of a number of bright Iraqis looking to do what they could for their country. However, no one in the Department of Defense urged that Chalabi be “anointed” as the ruler of post-Saddam Iraq, although some officials admired his skills. Robert Blackwill, who served as Rice’s director for Iraq and was previously U.S. ambassador to India, once remarked that Chalabi was the “Michael Jordan of Iraq.” I assumed Chalabi would participate in an interim government, but I had no idea who would emerge as its head. That was for the Iraqis to decide.

  The State Department’s and CIA’s desire to ensure that Chalabi not have a leadership role in postwar Iraq may have led both organizations to oppose the exiles generally. For example, CIA officials opposed our efforts to constitute a force of Iraqi exiles to fight and act as interpreters and translators alongside our troops in the invasion. Tenet was cool to the idea. When “Agency officers suggested to DoD that they scrap the idea of a fighting force of Iraqi exiles ... [w]e were scoffed at once again,” he wrote.26 While not large in size, I believed the Free Iraqi Forces, as they were called, could be a useful corrective to the perception that the United States was invading Iraq to occupy the country rather than liberate it.27 At least in part because of a lack of cooperation from the State Department and the CIA, we were unable to recruit and train enough Free Iraqi Forces to show that Iraqis were involved in the military campaign to rid their country of Saddam.28 />
  State Department and CIA officials instead argued that the United States should assist Iraqis from inside the country to emerge as the new leaders. I had no problem with that approach—in theory. But in reality it would take a long time to assemble a team of acceptable and capable candidates within Iraq after Saddam’s ouster. His Iraq was hardly a training ground for aspiring leaders. Visible political opponents tended not to have long lives. Regrettably, because of State Department wariness of the Iraqi externals, the United States did little to include them in planning for the postwar period until after Saddam’s regime had fallen.*

  Instead of putting an Iraqi face on postwar Iraq as soon as possible, the State Department proposed an American-led civil authority for an indefinite period.29 On March 1, 2003, Powell sent a memo from the State Department historian labeled “informative.” The paper argued that any occupation would take “time.” That apparently was Colin Powell’s position on the matter.30

  At a principals meeting in the White House on March 7, 2003, two weeks before war would begin, we discussed whether to put Iraqis in charge of the post-Saddam government sooner rather than later. In Powell’s absence—he was in New York at the United Nations—Richard Armitage represented the State Department.

  In late 2002, I had proposed that after Saddam’s regime was toppled, we should promptly announce a provisional council, the Iraqi Interim Authority (IIA). This Interim Authority, designed as an Iraqi variation on the one in Afghanistan, was intended to bring Iraqis from all parts of the country, plus externals, and all political factions into a temporary national governing coalition. Its immediate but limited responsibilities would include supervising the drafting of a constitution, playing a significant role in the conduct of Iraq’s foreign policy, and administering selected departments of the government. Membership would include representatives from Iraq’s Kurdish, Sunni, and Shiite populations. For several months, the deputies and the interagency coordinating committees discussed, debated, and refined the concept. The State Department had been uncomfortable with the proposal.

  “Don’t rush this,” Armitage urged in our NSC meeting. “We’ll sacrifice legitimacy.”

  Vice President Cheney countered that no one, least of all him, was pushing for a few Iraqis with Washington connections to fly in and take the reins of a nation of twenty-five million people. But he noted, “We can’t leave the government to chance.” Cheney indicated that without Iraqis transitioning into positions of responsibility quickly, there would need to be a prolonged American occupation.

  I continued to feel that doing little to cultivate a cadre of Iraqi leaders, as Armitage seemed to be suggesting, would be a mistake. “I believe legitimacy comes because the Iraqi Interim Authority is temporary,” I said. “How well it works will determine its legitimacy.” Nobody at the table was going to be able to determine in advance whether or not an interim Iraqi government would be seen as legitimate by the Iraqi people.

  “We should take two or three months to consult all Iraqis before we appoint an Interim Authority,” responded Armitage. This too was a consistent message from State: delay.

  “So you wouldn’t have an Interim Authority at all?” Cheney asked. The reason for the Iraqi Interim Authority was that it would serve for a short time—probably no more than several months. But if it were substantially delayed, there would be no point in establishing an Interim Authority at all. The meeting ended without resolution.

  On March 10, 2003, we met again to discuss the same issue—this time at the National Security Council level with President Bush chairing the meeting.

  The President agreed with the framework of the Iraqi Interim Authority proposal. Though we had provided a detailed plan for implementation, the exact execution and timing were left to be worked out in consultation with the Iraqis, who would start by leading smaller ministries and in later stages take control of the more important ones.31 Only after those on the Interim Authority had developed and demonstrated their leadership capability would they take over key government ministries such as the Ministry of Defense, the Ministry of Interior, and the Ministry of Oil. But it was not clear if this would be in days, weeks, or months.

  The following day I went to see the President. I was concerned about unresolved issues in this planning and the lack of policy resolution. Even though Bush had decided in favor of the Interim Authority, it still was not certain whether State would support quickly transitioning power to the Iraqis as I favored and—I thought—the President had decided.

  Because the Defense Department would have to implement whatever plans for postwar Iraq the President finally approved, I wanted to be sure we would have the necessary resources in place. I told the President I thought I should go to Iraq for two weeks after major combat operations to oversee the beginning of the Phase IV plan. I said I would work with General Garner to help ensure that we do whatever was necessary to allow the Iraqis to take leadership of their country.

  President Bush didn’t cotton to the idea. “What if we had a problem with North Korea?” he asked.

  It was a fair question. As we were preparing for war in Iraq, North Korean dictator Kim Jong Il was increasing pressure on the Korean Peninsula by flagrantly violating previous diplomatic agreements to end its WMD programs. The President was concerned that Kim Jong Il might view an Iraq war as an occasion to increase his troublemaking in the region.

  “Well, Mr. President, if that happened,” I replied, “I would come home immediately.”

  The President thought about that for a moment. Then he shook his head. “No, Don,” he replied. “You need to be here.”32

  I should have pressed the point harder. It was clearly important to establish order in Iraq after Saddam was gone—after coalition forces would end three decades of Baathist rule. We would have to fill the resulting political vacuum with a mechanism by which sectarian and ethnic groups could join to govern in a peaceful way. The tensions from State officials pulling in one direction, toward a more lengthy U.S.-run occupation and the Defense Department in another direction, would have to be managed carefully. A top-level administration official in Baghdad might have made a difference in those early days. There would have been someone able to decide firmly in favor of one option over the other and extract additional guidance from Washington as required. I did not have a full understanding at the time, however, just how badly that was going to be needed.

  chapter 35

  Mission Accomplished?

  In the weeks after Iraq’s liberation, the Department of Defense was still pushing for an Iraqi Interim Authority with some independence. With Saddam’s forces defeated, the Iraqi people were wondering what would come next. Given the region’s pathologies and the propaganda aired on Al-Jazeera, I was concerned that people across the Muslim world would believe that the United States sought to establish a colonial-type occupation for the purpose of taking Iraq’s oil. We needed to put forward a group of Iraqis as the core of a new interim government in order to avoid that perception. We were losing valuable time.

  On April 1, I sent a memorandum to the President and the members of the National Security Council saying that the time for trying to craft “the perfect plan” was over. “We have got to get moving on this,” I wrote. “This is now a matter of operational importance—it is not too much to say that time can cost lives.”1 It wasn’t often that I wrote the President in such unequivocal terms, but I felt interagency deliberation needed to come to an end. Absent “a fundamental objection,” I wrote, I was going to have General Franks announce the first steps to create the Iraqi Interim Authority as soon as possible.2

  State Department officials again objected. They argued that establishing the IIA so soon after the war would complicate things. They also contended that the situation in Iraq was different from Afghanistan, which is a poor country with little infrastructure in place, and therefore a new government could be established more readily. They believed that we needed to take some time to ensure we did it the right way.
r />   An unequivocal order from the President resolving the differences was not forthcoming, so those of us in the Defense Department resigned ourselves to what we thought might be a delay of a month or two. Rice was pushing for a senior diplomat to head up the reconstruction effort, so I understood that it might make sense to wait until he was chosen and had a chance to assess the situation. As I would learn, a delay of a month or two was not what Powell and his colleagues had in mind.

  At the end of April I traveled to the Gulf region. As I wrote to the President in a report summarizing my meetings, the leaders I met with unanimously believed that a quick transition to Iraqis would “help ease the apprehension of their people of a long-term U.S. occupation.” It was, I added, a good reason for us to move forward on the Interim Authority.3 I noted the remarkable consensus among our Arab partners of the threats posed by that perennial irritant in the Middle East, Syria. That regime’s behavior had not changed since I met with Syrian leaders in the 1980s. They were still aiding terrorists and still causing trouble.

  The liberation of Iraq engendered a feeling uncharacteristic for the Syrian regime—fear. Their leaders appeared to be rattled by America’s ouster of Saddam Hussein. They might have been wondering if they would be next. When I arrived in Kuwait, the foreign minister said that a Syrian official had asked him to pass word to me that they were not harboring terrorists or facilitating the entry of jihadists into Iraq—the very things we knew they were doing. “We need to keep up the pressure,” I wrote the President.4

 

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