Like a tumor, the power of these terrorist gangs metastasized into a malignant growth on the Iraqi body politic. Even as Al Anbar burned with resistance to the Americans and the new Iraqi Interim Government (IIG) the Americans had created in June, Fallujah stood out as a no-go area of special defiance. It was essentially a city-state of its own, a hostile challenge to a fledgling, Shiite-controlled Iraqi government that was struggling for legitimacy in the eyes of its own people, especially Al Anbar Sunnis.
By summer’s end, local imams and guerrilla leaders, many of whom were foreigners, had imposed hard-line Islamic strictures (known as sharia law) on the city. Operating from one of the city’s numerous mosques, a ruling council known as the Mujahideen Shura enforced this radical interpretation of Islam, sometimes with harsh punishment. This witch’s brew of local insurgents, sheiks, imams, and foreign terrorists imposed a Hobbesian sort of gang rule on Fallujahns. Alcohol of any kind was forbidden. Anyone caught selling it or consuming it was flogged or spat upon. Western-style haircuts, CDs, music, and magazines were all forbidden, sometimes on the threat of death.
The terrorists often watched the American bases throughout Anbar and took note of which locals worked there. When they left work, the insurgents would abduct them, take them to their strongholds in Fallujah, and kill them. “Summary executions inside Fallujah happen with sobering frequency,” Bellon, newly promoted to lieutenant colonel, wrote in the fall. “We have been witness to the scene on a number of occasions.” He was still serving as RCT-1’s intelligence officer. Thanks to camera-equipped unmanned aerial vehicles (UAVs) circling over Fallujah, he sometimes saw these murders happen in real time. “Three men are taken from the trunk of a car and are made to walk into a ditch, where they are shot. Bodies are found in the Euphrates without heads washed downstream from Fallujah.”
The most gruesome murders were the beheadings that went on in various torture chambers the terrorists established among Fallujah’s many anonymous blocks of houses. The most infamous example was Zarqawi’s beheading of Nicholas Berg, an American hostage, on May 7. In Berg’s case, and in many others, the killers broadcast their grisly handiwork to the rest of the world via the Internet and Al Jazeera. In another instance, hooded terrorists stood before a camera and forced a kneeling man to confess that he had helped the Americans. They then cut his head off. Chanting and praying, they plopped the bloody severed head back onto the victim’s torso. The editor of this particular execution video interspersed the beheading with Al Jazeera images of American air strikes and the women and children who had allegedly been killed as a result of them.
“I don’t think we could overstate . . . the presence of that city as a sanctuary for terrorists, criminal groups, Muslim extremists, [and] indigenous members of various resistance groups,” Lieutenant Colonel Willie Buhl, commander of 3/1 Marines, told a historian in October. “The presence of that sanctuary has done more to impede the progress we’re trying to make here than anything else I can think of.” He was especially distressed by how easy it was for Zarqawi and other thugs in Fallujah to “pull on historic ties and bring the tribe leaders and hold them accountable, coerce them, to intimidate them.”
In many cases, the imams, who were supposed to act as moral leaders in the community, eagerly abetted the work of the terrorists and profited from their dominance. “The imams use the mosques to gain control over ignorant people,” Lieutenant Colonel Bellon said. “They preach hate, and that’s not a religion. I keep the book on these guys. Most of them are criminals. They own the real estate, they send out thugs to shake down the truck drivers doing the run to Jordan, they fence the stolen cars and organize the kidnappings. They get a cut of every hijacked truck. They could teach Al Capone how to extort a city. They use young, gullible jihadists as their pawns.” It was as if Fallujah was now run by an especially malevolent combination of Cosa Nostra and the Taliban.7
Basically, the situation was intolerable. In January of 2005, Iraqis were supposed to go to the polls to elect a permanent government. Continued status quo in Fallujah could threaten the legitimacy and security of those elections. Prime Minister Ayad Allawi and his interim government in Baghdad spent much of 2004 ignoring Fallujah and then attempting to negotiate some sort of peace settlement with the city fathers. By the fall, though, Allawi knew that he could no longer allow the insurgents to flourish there. If he did, he would steadily lose face, and power, with the Iraqi people.
American leaders, military and political, knew by the fall that the withdrawal from Fallujah had been a terrible mistake. They knew they must take the city, and they now understood that timing was everything in this regard. Learning from their mistakes, the Americans spent much of the fall cultivating a suitable political environment for the violent urban battle they were planning. They lined up the support of Allawi and his allies. They arranged for reliable Iraqi troops to participate in the assault. They established checkpoints outside the city in order to control access in and out of Fallujah. To avoid potential supply problems, they secured all the roads around the city. Utilizing a nice blend of aerial photographs, local informant reports, and reconnaissance patrols, they gathered a wealth of good information on the insurgents, their methods, their weaponry, their defenses, and their whereabouts.
They estimated that the city was defended by about two to three thousand fighters of varying quality and commitment. About a quarter of these men were hard-core foreign fighters who had come to Iraq for a showdown with the American infidels. On satellite and UAV surveillance photographs, the Americans even assigned a number to every one of Fallujah’s thirty-nine thousand buildings. Perhaps most important of all, they were much more aggressive, and effective, at dealing with Fallujah’s noncombatant population and shaping popular perceptions of their intentions. “We had public affairs, civil affairs, and IO [Information Operations] all sitting down at the same table, working through the themes, to make sure we were getting the effect that we wanted,” Lieutenant General John Sattler, who had succeeded General Conway as commander of I Marine Expeditionary Force (MEF), said.
In September and October, American and Iraqi officials repeatedly urged the city’s civilian population to leave town before the impending battle. “We . . . used radio messages, some of which were generic to Al Anbar province, but a lot of them were targeted to the people of Fallujah,” Major Andy Dietz, an Army information operations officer attached to RCT-1, later said. “We would do loudspeaker broadcasts from the periphery of the city, especially on Fridays doing counter-mosque messages. We would pass out handbills in places we knew people were transiting into the city.” The Americans also dropped leaflets blaming the guerrillas for Fallujah’s sickly economic state. “We would . . . tell the people of Fallujah that you would have had a water treatment plant this month except that your city is full of insurgents,” said Major General Richard Natonski, who had taken over command of 1st Marine Division when Mattis was promoted in August.
In addition to explaining how terrorist control of Fallujah was hurting them, the leaflets outlined the American rules of engagement in the coming battle. Because of the threat of VBIEDs and SVBIEDs (suicide car bombers), all vehicles would be considered hostile, as would anyone with a weapon. The leaflets and other announcements communicated an air of inevitability about the notion of Fallujah’s return to coalition control. “[We] let the people in Fallujah know we’re coming,” Colonel Craig Tucker, commander of RCT-7, said. “We’re not telling you when we’re coming, but we’re coming. And they left. And what you had left in there was those guys who were gonna fight you.”
The insurgents still enjoyed some popular support among the people, but many months of repression had taken its toll, ebbing the anti-American euphoria of the spring. Most Fallujahns had no wish to fight alongside the jihadis or to take their chances of avoiding American bombs and bullets. They voted with their feet. As of early November, almost 90 percent of the population had left the city, thus creating an isolated urban battlefield in which t
he Americans could liberally use their massive firepower. They had essentially emptied the city in anticipation of turning it into a battlefield, an unprecedented feat in modern military history. The exodus did have a downside, though. Some of the terrorists, including Zarqawi, escaped from Fallujah. They evaded the American checkpoints by blending in with the crowds.
By November, whether President Bush won or lost his election contest with Senator Kerry, he had decided to take Fallujah. When he defeated Kerry on November 2, the victory only added that much more urgency to the impending offensive, as well as a more stable political environment for Allawi’s government. The prime minister declared a state of emergency in Iraq and, on November 7, after one last failed attempt at negotiations with Fallujah’s leaders, he ordered the assault to commence. In a strategic sense, this dotted the last political i’s and crossed the final t’s. Of course, this did not necessarily mean that politics were no longer a factor. The Americans initially dubbed the assault Operation Phantom Fury but Allawi renamed it Operation Al Fajr (The Dawn), a moniker he felt was less vengeful and more appropriate to the circumstances.8
The Breach
The insurgents may have been cruel, but they were smart and determined. They spent months fortifying Fallujah and its approaches. American intelligence analysts identified 306 separate strongpoints throughout the city. The mujahideen used half of Fallujah’s seventy-two mosques for military purposes. They lined the streets with car bombs. Other cars and pickup trucks blocked the roads and entry points to the town. They placed IEDs in every imaginable spot—houses, curbs, manhole covers, telephone poles, and any other likely American transit point. They wired up entire buildings with hundreds of pounds of explosives. They dug holes, trenches, and house-to-house tunnels to create good fighting positions and escape routes for themselves. “Fallujah is a city designed for siege warfare,” a sergeant said. “From the studs to the minarets, every goddamned building is a fortress. The houses are minibunkers with ramparts and firing slits cut into every rooftop. Every road into the city is strong-pointed, mined, and blocked with captured Texas barriers [full of dirt].”
The jihadis used bulldozers to build a ring of mined berms around the city, especially to the north along a five-foot-high railroad embankment (quite similar, actually, to the railroad that bordered Aachen). In the days leading up to the American assault, the most dedicated foreign fighters stationed themselves on the outer edges of Fallujah, in the upper floors of multistory buildings, in ideal position to launch RPGs, call down mortar fire, or snipe at the Americans. In some spots, the insurgents stacked tall heaps of tires in the streets. American commanders feared that when the attack began, the enemy would set fire to the tires, similar to what Mohammed Aidid’s militiamen had done at Mogadishu in 1993, to create clouds of black smoke that could negate the effectiveness of UAVs and other supporting aircraft. By now, the number of enemy fighters in Fallujah ranged between twenty-five hundred and forty-five hundred men (estimates vary). Overall, it is fair to say that their defenses in November were far more elaborate and formidable than they had been in April.
Fortunately, so was the American battle plan. By and large, this plan was the brainchild of Generals Sattler and Natonski. As the corps-level commander of I MEF, Sattler concentrated on cutting off Fallujah from the outside world. He borrowed a brigade-sized combat team from the Army’s 1st Cavalry Division to secure every external approach to Fallujah. A battalion from the British Army’s Black Watch regiment also assisted in this mission. Natonski, the division commander, focused on taking the city itself. He pulled a bait and switch on the enemy. Through a series of raids and feints, he led them to believe that the main assault was coming from the south and east of Fallujah. They deployed many of their fighters to those areas, all the while “in a heightened state of paranoia and anxiety,” according to General Natonski. Cell phone intercepts confirmed their great confusion. The fact that the Americans had previously cut off the city’s power supply only added to the disarray.
In reality, Natonski’s main punch was coming from the exact opposite direction. The night before the main assault on Fallujah began, he sent the Iraqi 36th Commando Battalion and its American advisors to capture the Fallujah General Hospital on a peninsula west of the Euphrates. During the April fighting, the insurgents had masterfully used the hospital to trumpet their claims that the Americans were butchering civilians. This time, they did not get that chance. The commandos took the hospital easily. Marine reinforcements from the 3rd Light Armored Reconnaissance Battalion and a company of soldiers from the Army’s 1st Battalion, 503rd Infantry, quickly seized the Euphrates bridges, including the infamous “Brooklyn Bridge,” where angry fanatics had hung the burned remains of the contractors back in the spring. Securing the hospital and bridges had the extra benefit of confusing the insurgents even more. It convinced some of their commanders that the American assault was coming from the west, across the bridges, and they moved more people to cover that approach. But the main attack was coming from the north. Throughout the day on November 8, Natonski and his staff moved two regimental-sized combat teams, RCT-1 and RCT-7, into position, mainly by vehicles.
RCT-1, of course, was the modern descendant of the 1st Marine Regiment of Chesty Puller and Peleliu fame. RCT-7 equated to Herman Hanneken’s 7th Marine Regiment, which had also fought on that terrible island in 1944. RCT-1, under Colonel Michael Shupp, consisted of three infantry battalions: 1/5 and 3/1 Marines and the Army’s Task Force 2-7 Cavalry (a mechanized infantry battalion). Colonel Craig Tucker’s RCT-7 was similar. He had 1/8 and 1/3 Marines, along with Task Force 2-2 Infantry of the Army’s 1st Infantry Division. Both regimental combat teams were augmented with tanks, engineers, psyops, medics, forward air controllers, artillerymen, Navy SEAL sniper teams, and other special operators.
Army-Marine relations had come a long way since the Peleliu days. Whereas in 1944 General Rupertus was loath to even share the same battlefield with the Army, in 2004 at Fallujah Marines and soldiers served together in the same regimental-sized units, effectively fighting side by side. In fact, General Sattler specifically requested, and received from his superiors in Baghdad, the two Army mechanized infantry battalions for the Fallujah assault.
Although rivalry still existed, soldiers and Marines generally had deep respect for their counterparts as professional warriors. Some of their officers had even been through the same training schools at Fort Benning, Fort Leavenworth, and other posts. In essence, the two ground combat services were melding their own unique institutional strengths together for this battle. Both 2-7 Cavalry and 2-2 Infantry as mechanized units possessed Bradley Fighting Vehicles, Abrams tanks, and other armored vehicles that were ideally suited to a politically neutral urban environment. Their armor provided vital protection for their grunts against enemy IEDs, car bombs, mortars, and small arms. Plus, the vehicles lent perfect fire support for them when they were clearing buildings. The Marine battalions had the usual blend of Light Armored Vehicles (LAVs), Armored Amphibious Vehicles (AAVs), and Humvees, along with a passel of Mark 19s, TOW missile launchers, .50-caliber machine guns and SMAWs, but they were basically composed of light infantry. The Marine grunts would be needed to clear buildings—only infantry could do that—but they needed protection and fire support from the vehicles and heavy weapons.
So the Army’s job was to act as a wedge-busting force, leading the way into and through Fallujah. They were to smash through enemy defenses, blow up strongpoints, maintain the momentum of a steady advance, and force the insurgents to choose between retreat and destruction. At the same time, the Army grunts would take buildings under the protective snouts of the Bradleys and Abramses. Even more than the Army, the job of the Marines was to go block by block, clearing every room, killing the muj at close quarters. They would advance both adjacent to and in the wake of the Army.
Aside from the bait and switch, there was nothing fancy about Natonski’s battle plan. Both regimental combat teams were to push straight into
Fallujah and clear it from north to south, block by block, until they reached the desert that bordered the southern edges of the town. RCT-1 would capture the western part of the city. RCT-7 would take the eastern section. Behind the American advance, several battalions from the newly formed Iraqi Army would back-clear buildings, find hidden weapons caches, and interrogate prisoners and noncombatants alike. Their role was to solidify their fledgling government’s control of Fallujah once the Americans cleared the city of insurgents. In all, General Natonski had about twelve thousand troops, of which half were earmarked for the actual assault on Fallujah. Air support would consist of helicopter gunships, Air Force, Navy, and Marine fighter jets, along with AC-130s (now appropriately code-named Basher) and UAVs.9
By late afternoon on November 8, as the encroaching shadows of the coming evening lengthened, both regimental combat teams were in position north of Fallujah. Amid the seemingly endless desert landscape, hundreds of vehicles were stretched out “like long trails of ants,” in the recollection of one NCO. The soldiers and Marines had spent the day going through the usual military hurry-up-and-wait routine. As in April, they also heard many pep talks from their officers and senior NCOs. “This is as pure a fight of good versus evil as we’ll probably see in our lifetime,” Lieutenant Colonel Pete Newell, commander of 2-2 Infantry, told his soldiers, a few of whom were female medics and intelligence specialists. Newell’s experienced and universally respected command sergeant major, Steve Faulkenberg, told the soldiers, in a voice that was uncharacteristically dripping with emotion: “I could not be more proud of you if you were my own kids.” After hearing Colonel Shupp deliver a similarly moving speech, Marine Private Andrew Stokes recalled “getting chills, being all motivated. I made peace with God in case I died.” Thousands of others did the same. They tried, though, not to dwell on the unpleasant reality that death or serious wounds might beckon for them in Fallujah.
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