How the Scots Invented the Modern World

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by Arthur Herman


  But by and large the Scots stood firmly against revolution. When it ended, most would end up paying for their decision by having to leave, as the newly independent Americans made it clear that they were no longer welcome:

  Tories, with their brats and wives,

  Should fly to save their wretched lives.

  Allan and Flora MacDonald returned to their original home, on the Isle of Skye—coming full circle after a life of constant adventure and turmoil. One hundred fifty thousand other Loyalist exiles, at least a fifth of them Scots, left for the remaining British dominions in the Americas. At least one-half went to Canada, and nearly 35,000 of those to Nova Scotia, Scotland’s original foundation in North America. After the opulence of life in the thirteen colonies, immigrants found conditions there austere. Some nicknamed their new home “Nova Scarcity.” But the American Revolution did have this unexpected consequence: it infused the British dominions in Canada with a bracing dose of Scotsmen who would play an important part in the making of the country in the next century.

  Ulster Scots, on the other hand, had no such qualms. A long-standing hatred of the English drove them into the arms of the Sons of Liberty and the rebel cause. They were, said one appalled New Englander, “the most God-provoking democrats on this side of Hell.” Another in Philadelphia said, “a Presbyterian loyalist was a thing unheard of.” Some, such as William Stark, commander at Bunker Hill, found a leading role in the fight, but most played a humbler part, like Andrew Jackson’s family. Two of Jackson’s brothers enlisted in the South Carolina militia, and one was only sixteen when he was killed in action. Andrew himself joined the militia at the incredible age of twelve, was wounded in battle and captured, and, when he refused to clean a British officer’s boots, received a saber cut across the skull that left a permanent scar. In prison he contracted smallpox and malaria. His mother nursed the wounded, and died of exhaustion before the war ended.

  The Scotch-Irish from places such as Mecklenburg and Orange counties in North Carolina, Augusta and Rockbridge counties in Virginia, and Bucks and Chester counties in Pennsylvania supplied the cause of independence with more than just patriotic fervor. Debate now rages among historians about how skilled the average American colonist really was with firearms and whether most even owned or had fired a musket. One thing seems certain, however: the typical frontier Scotch-Irish settler had grown up with firearms, including the use of the rifled musket, which, the British general Howe had to admit, they had “perfected with little knowledge of ballistics.” They would supply the backbone of George Washington’s Continental Army. One estimate (probably exaggerated) had it that half the army at Valley Forge were Ulster Scots. Certainly they brought military experience, leadership, and a fighting spirit to a revolution that badly needed all three.

  Daniel Morgan of North Carolina raised a regiment of volunteer rifles, beat British regulars at the Battle of Cowpens, and then was instrumental in frustrating the British general Cornwallis’s campaign in the Carolinas. Virginia-born and frontier-hardened George Rogers Clark turned the tables on the British in the Ohio Valley when he and his band of rangers made an epic journey to capture Fort Vincennes.

  Henry Knox’s father had arrived in Boston from Ulster in 1729. Henry was twenty-five when the rebellion broke out; although he had no soldiering experience, in less than a year he was head of General Washington’s artillery. He personally led Washington’s raid on the Hessians in Trenton on Christmas Eve, 1776, and earned accolades for service in subsequent campaigns. He became major general in 1781, at age thirty-one. A key member of Washington’s inner coterie, Knox later served under him as the new nation’s first secretary of war. He pushed hard for the creation of a national militia in 1790, although Congress turned him down. Knox did, however, manage to take the first steps toward the creation of a national military academy at West Point, New York.

  James McHenry grew up in County Antrim in Ulster, and was educated in Dublin, probably at a Presbyterian academy. He emigrated to Philadelphia in 1771, and while the rest of his family founded a prosperous import business in Baltimore, McHenry chose to study medicine at the College of Philadelphia with Benjamin Rush. The war drew them both into the Continental Army as physicians, although McHenry turned from army medicine (he was senior surgeon of the army’s mobile field hospital at Valley Forge) to staffwork, becoming secretary to General Washington and then to Lafayette. McHenry also went on to sit as secretary of war, both for Washington and for John Adams. When the threat of war with France flared, he ordered a series of forts built along the East Coast. The one in Baltimore would later bear his name, and the British siege of Fort McHenry in 1812 would inspire another American of Scottish extraction, Francis Scott Key, to pen the “Star-Spangled Banner,” the American national anthem.

  Important contributions to the American war effort did not just come from Ulster Scots, however.

  John Paul’s father was a gardener on a wealthy estate in Kirkcudbrightshire in extreme southern Scotland. However, his son had no interest in remaining on land. He was drawn irresistibly to the sea, and made his first voyage to Fredericksburg, Virginia, on a Scottish merchant ship at age thirteen. A brilliant seaman, he soon became master of his own ship; unfortunately, command brought out that part of his character which would plague him all his life: his vanity, his quickness to quarrel, and his ferocious temper. When he was charged with murdering one of his crewmen in 1773, he decided to skip Britain for Virginia, where he changed his name by adding to it a surname, Jones. The colonies were on the brink of rebellion: it was the perfect opportunity for a daring adventurer and skilled seaman. John Paul Jones won commission as lieutenant on the Alfred, the very first ship in the Continental Navy. On November 1, 1777, he took command of the Ranger, and with it and later his French-outfitted Bon Homme Richard he became America’s first naval war hero. His vanity and restless ambition prevented him from playing a more important role in the navy after the war; but his epic sea battles, and his famous maxim, “I have not yet begun to fight,” embodied the kind of do-or-die spirit that would eventually enable the struggling revolution to prevail.

  A similar spirit overtook the delegates at the Continental Congress that steamy summer of 1776. Witherspoon, as part of the New Jersey delegation, knew the risks that this sort of undertaking involved. Within a year, British troops would invade Princeton. They would ransack Nassau Hall and burn the splendid library that Witherspoon had worked so hard to assemble. But at this point his attention was entirely fixed on the nation’s future. “It has been often said,” he wrote, “that the present is likely to be an important era to America. I think we may safely say, it is likely to be an important era in the history of mankind.” He believed that the Congress had more than just a duty to declare independence; its job was to lay the foundation for the creation of a new nation. “We have the opportunity of forming plans of government upon the most rational, just, and equal principles. I confess,” Witherspoon added, “I have always looked upon this with a kind of enthusiastic satisfaction.” It was, he believed, something that had never happened before in history. If they failed, it might never happen again.

  The Continental Congress included a host of other delegates of Scottish or Ulster Scot extraction: at least nineteen, in fact, out of fifty-six signers of the final Declaration, or fully one-third.24 In addition to Witherspoon, there was William Hooper of North Carolina, whose father was a Scottish Congregationalist from Boston. There was Thomas McKean of Delaware, son of a farmer and tavernkeeper from the Scotch-Irish settlement in Chester County, Pennsylvania. The Pennsylvania delegation was full of Scottish descendants, including James Smith; George Taylor, who had come over from northern Ireland as an indentured servant; and the native-born Scot James Wilson, who came from Carskerdy and was educated at St. Andrews and (probably) Glasgow— and whom we will meet again shortly.

  The influence of Scottish education was also much in evidence, with Witherspoon, Wilson, and Benjamin Rush, who sat as a Pennsylvania dele
gate, and Thomas Jefferson. While Jefferson never attended any Scottish university, his alma mater at William and Mary College had been recently overhauled on the Scottish model. His closest teacher, William Small, had been a native-born Scot educated at the University of Aberdeen. The most arresting phrases in his draft of the declaration, “we hold these truths to be self-evident” and “the pursuit of happiness,” owed their lineage to the Scottish school. In addition, the final copy of the Declaration itself was written by an Ulster Scot (Charles Thomson, secretary to the Continental Congress); it was publicly read aloud to the citizens of Philadelphia by an Ulster Scot, and first printed by yet another Ulster Scot.

  In Scotland itself, meanwhile, politicians, ministers, philosophers, merchants, and ordinary people lined up on either side of the conflict. In Parliament, Scots were now a prominent part of the governing establishment, and two sat in Lord North’s cabinet as he guided Britain into war. Alexander Wedderburn was serving as Solicitor General, and Robert, Lord Dundas, as Lord Advocate for Scotland, while Lord Mansfield acted as chief spokesman for His Majesty’s Government in the House of Lords. On the other side, the flamboyant Lord George Gordon, rabble-rousing orator and anti-Catholic bigot, proudly proclaimed the cause of American independence.

  The merchant elites in both Glasgow and Edinburgh stoutly backed the government, and offered to raise volunteer regiments to help put down “those damned rebels.” At stake was more than just the loyalty of North Britons. Their material self-interest was also on the line. Merchants worried that American independence would cripple their lucrative transatlantic tobacco business. In fact, the war had brought an embargo on American goods, which rocked the foundations of most of Glasgow’s great merchant houses: by 1776 a few were ready to topple. William Cunninghame was an exception. As the American crisis had begun to heat up, Cunninghame had quietly bought up inventories of Virginia and Maryland tobacco from his rivals. When the war came, and the price skyrocketed, he graciously consented to sell the tobacco back to them—at an astronomical profit. It was the proceeds from the deal that enabled him to construct his splendid house on Virginia Street, and to emerge as the most successful—and the most cunning—of all the Tobacco Lords.

  The American Revolution also made Scottish Highland regiments the backbone of the British Army. In the course of the fighting, the number of active Highland regiments doubled. Clansmen, prevented since 1745 from possessing weapons of their own, rediscovered their martial livelihood and their traditional costume of kilt and bonnet, serving in units raised by their landlords. Regiments such as Fraser’s Highlanders, MacDonald’s Highlanders, and the Argyll Highlanders fought in Virginia, New York, and the Carolinas, while others, such as the Atholl Highlanders and Lord Seaforth’s, took the places of other British garrisons in Ireland, Gibraltar, and India. MacDonald’s 76th Highland Regiment surrendered with other British forces at Yorktown, and according to one of its officers, their captors, who included several Scottish emigrants, urged them to desert. However, the officer noted proudly, “not a single Highlander allowed himself to be seduced by these offers, from the duty which he had engaged to discharge to his King and country.”

  The revolution splintered the political loyalties of the Scottish Enlightenment. Although William Robertson was convinced that one day “America must in some future period be the seat of the empire,” he chose to support the government in London. David Hume, the archetypal North Briton, worried that hanging on to these far-flung imperial possessions would ruin the British government, both financially and morally. His sympathies lay entirely with the colonists. “I am an American in my principles,” he told Benjamin Franklin in 1775, “and wish we would let [them] alone to govern or misgovern themselves as they think proper.”

  Like Hume, Adam Smith saw more at stake in the struggle than just American liberty versus the sovereignty of Parliament. He sensed the stirrings of forces that would eventually tear Britain apart if it failed to deal with them by changing its imperial policies more in the direction of free trade. His own solution was to give the colonies representation in Parliament—something that, given the current balance of forces at Westminster, was impossible. The only other sensible course, then, had to be—let them go. “It is surely time,” he wrote in the closing sentence of the Wealth of Nations, “that Great Britain should free herself from the expense of defending those provinces in time of war, and of supporting any part of their civil or military establishments in time of peace. . . .” By abandoning a lost cause abroad, Smith argued, Britain would have to confront the realities at home, “the real mediocrity of her circumstances,” as he put it, and the stagnant state into which her affairs had fallen.

  The allies of Witherspoon in the Evangelical Party were more passionate in their support of the American cause. John Erskine, Witherspoon’s friend and colleague, wrote a pamphlet in 1769 titled Shall I Go to War with My American Brethren? to which the answer was a resounding No! When war broke out, others followed suit, protesting the war and condemning London’s hard-line attitude. Their position sprang from more than just solidarity with their Presbyterian counterparts in the colonies. They also worried that the government might turn to England’s Roman Catholics for support of its policy by giving them a Catholic Relief Bill, offering an olive branch to Catholics and, by extension, to the papacy in Rome, in exchange for help in suppressing the revolt in America. This rather farfetched fear touched not only Scots, but Englishmen as well. In 1780 it triggered the most violent riots London had ever seen. Egged on by the unbalanced but charismatic Lord Gordon, the mob burned Catholic churches and then ransacked the house of Chief Justice Mansfield, attacked the Bank of England, and opened up the Fleet and King’s Bench prisons. The riots took ten thousand soldiers to suppress. Two hundred and eighty-five persons died and another twenty-five were hanged.

  It was a particularly low point for Britain, and for North Britons in particular. Had Hume lived to see it, it would have confirmed his sense that the country had entered a period of dangerous decadence, and that certain drastic steps were needed if the United Kingdom was to save itself and avoid dissolving into bankruptcy, chaos, and even revolution. Meanwhile, Britain was embroiled in an unpopular war not only with the thirteen colonies, but also with France, Spain, and Holland. Had Hume lived even longer, he might have appreciated the irony of seeing Britain’s ancient French foe going through the very revolution he most feared—because of the debts they had run up helping the Americans.

  IV

  Scottish Americans, of course, did not win the American Revolution. It was the alliance with France that did that, and which finally guaranteed British consent to American independence at the Treaty of Paris in 1783. But just as Scots and their Scotch-Irish cousins supplied some of the crucial muscle and inspiration for the American cause, so they played an equally important role in creating the new nation afterwards. Indeed, two additional Scots decisively shaped its character, even though neither ever set foot on American soil.

  John Witherspoon had started things moving when the Continental Congress was drafting the first attempt to create a national union, in the Articles of Confederation. There he spoke to the issue that was becoming increasingly important to him, America’s place in the future of the world. “I do expect,” he said to the assembled delegates, “a progress, as in every other human art, so in the order and perfection of human society.” Why, he asked, should the Congress fail in propelling it forward? “It is not impossible,” he said, “that in future times all the states in one quarter of the globe may see it proper by some plan of union to perpetuate security and peace.” Let America, Witherspoon urged the delegates, be the model for such a European union and “hand down the blessings of peace and public order to many generations.”

  But the Articles of Confederation proved an abysmal disappointment. Too weak at the center, too fragmented in its granting of powers to the individual states, the American republic seemed doomed to fail. Pessimists such as John Adams even wondered wheth
er the American experiment in self-government would fail with it.

  To prevent this, delegates assembled in Philadelphia once again in the late spring of 1787, to draw up a new plan of union. Although Witherspoon did not attend, the Constitutional Convention did offer an indirect tribute to his efforts as America’s foremost educator. Of twenty-five college graduates at the convention, nine were Princeton graduates, while only four were Harvard graduates, and even fewer were from Yale. The two plans put before the delegates for a new constitution were both authored by Princeton men. William Paterson, the son of an Ulster Scot tinsmith, attended Princeton shortly be-fore Witherspoon arrived, but had been instrumental in getting him there. He produced the so-called New Jersey Plan, which strongly supported the rights of the small states against the large, such as New York, Virginia, and Massachusetts.

  The alternative plan, the one that was, with some modification, eventually adopted as the blueprint for the American Constitution, was authored by one of Witherspoon’s closest disciples, James Madison. He came from one of central Virginia’s wealthiest families, and was part of the state’s Episcopalian squirearchy, which was disdainful of religious enthusiasts of the Great Awakening, and proud of its links to England. Yet he had gone to Princeton, where he became deeply attached to President Witherspoon, and even delayed graduation in order to continue special work with him. This included tutoring in Hebrew, and exposure to the most advanced of the Scottish thinkers, from Hutcheson and Kames to Adam Smith and David Hume.

 

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