How Rome Fell: Death of a Superpower

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by Adrian Goldsworthy


  The plan was to surprise Shapur, just as the Persian king had done the unexpected in 359. A diversionary army was formed under the joint command of a relative on Julian's mother's side named Procopius and another officer. Assisted by Armenian allies it was to threaten an advance along the usual routes from Mesopotamia. Shapur took the bait and led his main army to defend against this attack. Julian then advanced down the Euphrates against at first minimal opposition. The Romans passed by the ruins of Dura Europos and the monument to Emperor Gordian with little incident. The region was well watered by a system of irrigation canals and hence highly fertile. However, the Persians broke down dams to flood fields and, where this was not possible, burnt or carried off the crops to prevent them being used by the enemy. Such ruthless scorched earth tactics were common in conflicts between Rome and Persia. The Roman defenders had acted in the same way in 359, devastating the area where they expected - wrongly, as it turned out - that Shapur would advance. Julian's men could gather little food and fodder from the country they passed through, but for the moment their needs were served by the supplies carried on hundreds of river barges.

  This did mean that the column had to stick close to the Euphrates and so had little choice but to storm the forts and walled towns along its route. This was done quickly, although at some cost in lives. Julian indulged his taste for dramatic play-acting in one siege when he approached the enemy-held wall with just a few men. His inspiration was an incident in the siege of Carthage in 146 BC. Then, the famous Roman general Scipio Aemilianus, accompanied by the Greek historian Polybius, had led a party of men that cut through an enemy gate. Julian and his men, however, were driven back. Perhaps such risk-taking by their commander inspired the soldiers, although it is doubtful that many had ever heard of Scipio. A good number of officers may have been more familiar with such historical examples and the emperor may well have felt that it was sufficient to impress these men. Yet on the whole, Julian seems to have been more concerned to live up to his own ideal image of the great general and link himself directly with the glories of the past. It was dangerous behaviour for any emperor, and especially for one without an obvious heir. The line between bravery and foolhardiness is often hard to draw, but it is very hard to see any practical gain that could have justified such risks. Julian's sense of his own destiny doubtless convinced him that he would survive any danger."

  At another stronghold he led a small party of officers on a personal reconnaissance of the defences and fell into an ambush. Several Persians singled the emperor out because of his conspicuous uniform. He managed to cut down one of them, and the others were swiftly dealt with by his bodyguards, but it was a dangerous moment. When the place was taken Julian took great delight in emulating Alexander and the great Roman general Scipio Africanus (grandfather by adoption ofAemilianus) by treating with great respect some captive aristocratic women. To show that he was unwilling even to feel tempted by their beauty, Julian refused even to look at them. In his case, unlike his famous models, this was little sacrifice, for sex seems to have played very little part in Julian's life. When his wife died - their only child had also not survived - he made no effort to remarry in spite of the advantages of establishing a dynasty.14

  After just over a month the army reached the Persian capital Ctesiphon. They had made fairly quick progress for a large army, but perhaps not quite quick enough. We cannot be certain about the original objective for the invasion - Julian may not have been that clear on this himself. Ctesiphon was an exceptionally large and strongly fortified city. The Romans lacked a sufficiently large siege train to capture it by a full-scale siege. This would in any case have taken time, creating major problems in keeping the army supplied since it had not captured significant reserves of food from the enemy. To make matters worse, Shapur had by now realised the deception - perhaps the diversionary forces were not aggressive enough - and was approaching with a large part of the main Persian army. A siege would be difficult and dangerous, and Julian quickly decided not to attempt it.

  Perhaps capturing Ctesiphon had never been part of the plan, unless it could be taken by stealth or pressured into surrender. On the other hand, the Romans may simply have underestimated the scale of the task, although this would have been a serious failure given that they ought to have had good knowledge of its strength, if only from earlier campaigns. It is worth remembering that Julian's main experience of warfare came from his operations on the Rhine frontier. There, time after time, the Romans would advance quickly into enemy territory, burning villages and crops, seizing cattle and, if they could achieve surprise, killing or capturing the population. Faced with such a dreadful onslaught, the tribal kings would usually treat for peace. If they did not, then the exercise was repeated. In the civil war, a rapid attack into the heart of Constantius' territory had succeeded, albeit mainly because the emperor had so conveniently died. It is hard not to think that Julian saw his Persian expedition in much the same way - a surprise attack deep into enemy territory, capturing towns, devastating the land and defeating any force he encountered. Having shown the Persians that their king could not protect his own realm, Shapur would be forced to sue for peace and accept a treaty on Rome's terms. It is even possible that Julian expected the shock to be great enough to dethrone the king and allow him to be replaced by a royal relative who had long lived as an exile with the Romans.

  If this was the plan, then it was seriously misguided. The scale was massively greater than punitive expeditions on the Rhine, both in terms of the number of soldiers involved and especially the distances. Nor was there any reason to believe that the Persians would follow the script and collapse under the pressure of the Roman attack. Shapur was a strong, well-established king with considerable resources for waging war, not some petty tribal leader. It would have taken far more to break his will or turn his subjects against him.

  Julian felt unable to take Ctesiphon. He could not advance any further without risk of being cut off altogether, and there was nothing to be gained by staying where he was. Therefore, Julian decided to retreat. Rather than go back the way the army had come through the devastated lands, he decided to follow the line of the Tigris. Stories circulated that he was misled by Persians posing as deserters. Orders were given to burn the supply barges and the vast majority were destroyed before the emperor changed his mind. It would have been difficult to draw these up the Tigris against the current, but even so the gesture was a grim one for the Roman soldiers so deep in enemy country. Foraging did not prove easy on the new route. A large part of Shapur's main army had now arrived and began to harass the Roman column. Julian's men were able to defeat a Persian advance guard, but were unable to bring the main force to a decisive battle. The situation was growing increasingly desperate."

  During another attack on the vanguard of the army on 26 June 363, Julian impetuously rushed to the spot without bothering to don his body armour. In the confusion and dust he outstripped his escort and was stabbed with a spear, cutting his own hand as he tried to pull the blade out. The most plausible version is that his attacker was a Saracen fighting as an ally to the Persians, but this did not stop stories circulating that his killer was a Roman - either disgusted by the predicament he had led them into or a Christian who hated his paganism. Taken to his tent, Julian died a few hours later. The emperor is supposed to have been both lucid and calm, conversing with the philosophers on deep questions until the very end. No source claims that he was much concerned with advising his generals what to do next. The stories may be invented - this was the proper way for a philosopher to die - but sound plausible. Whatever else we may think about Julian, he was clearly utterly self-absorbed."

  It was later claimed that Julian had nominated Procopius as his heir. However, since he made an ultimately unsuccessful attempt to seize power two years later, this may have been invented. He was not on the spot, and the senior officers and officials with the army knew that they needed to choose someone with the column. It would be far better for an empe
ror to negotiate directly with the Persians, who would be reluctant to trust any agreement that might quickly be rejected by a new ruler safe back within the empire. The first man chosen refused on the grounds of old age. Then some relatively junior officers proclaimed one of their number as emperor. His name was Jovian and the similarity of this to Julian (in Latin, Jovianus and Julianus) at first produced a rumour that the latter had recovered. Quickly he won enough approval to be accepted by the entire army. Much taller than the diminutive Julian, they were unable to find a purple imperial cloak long enough to reach properly down his legs. This was unsurprising, given that possession of material even vaguely resembling imperial regalia was often enough to lead to arrest and death.'7

  Jovian and the army were in a tight spot. Any emperor, and especially one without any connection to the established imperial house, needed to get back to the heart of the empire quickly if he was to prevent challengers emerging. Fortunately, Shapur was willing to talk. Destroying the Roman army would have taken time and might have involved heavy casualties amongst his best troops. It was far better to negotiate from such a position of strength. He was able to extort massive concessions from the Romans. Some of the territories lost to Galerius were handed back to Persia. With them came the cities of Singara and Nisibis, which the Persians had thrice failed to capture. The populations were to be allowed to leave, but everything else was to be handed over. Finally, Jovian agreed to refrain from intervening in Armenia or supporting its monarch against the Persians. Officers like Ammianus felt that the terms of the peace were humiliating and hated most of all the sight of a Persian banner being raised over Nisibis. Yet from Jovian's point of view the concessions must have seemed necessary. He had inherited a disaster from Julian and at least he was able to save the army and himself. Most emperors placed their own survival above any other concern.I"

  Faith and Government

  The ceding of territory to Persia was Julian's most enduring legacy. At the start of his reign he had declared religious freedom throughout the empire, but it was clear that only some faiths were to be encouraged. The restrictions imposed on sacrifices and other pagan rituals by Constantine and his sons were removed. So were the privileges granted by them to Christian priests, notably exemption from burdensome public duties such as service as a city magistrate. Bishops were also no longer permitted to use the imperial post service when travelling. Men exiled for heresy were permitted to return, although in the case of bishops and other prominent clergy it was not made clear whether they were also restored to their former positions. Julian consciously wanted to foster the enthusiasm of many Christians for bitter internal disputes. Since in the Gospels Jesus foretold the destruction of the great Temple in Jerusalem, which actually occurred in 70, Julian gave orders for it to be rebuilt. The Jewish community was understandably cautious about embracing the ruler of an empire that had so often persecuted them in the past, but some leaders welcomed the decision. The project was quickly abandoned. Even the pagan Ammianus told the story of mysterious fireballs erupting and driving the workmen away.'9

  Julian tried to create an organised pagan church - `church' is the right word for his was a heavily Christianised vision. Priests were appointed for each region. Their role and behaviour were expected to be very similar to Christian bishops. Julian felt that pagans had been badly shown up by the Christian enthusiasm for charity and his priests were to take care to look after the poor. Some of this structure was put into place. Appointments were made, and cities praised if they embraced the new system, but there is little trace of enthusiasm for Julian's particular brand of paganism. His beliefs remained essentially personal. It was the faith of a clever man, where learning, wisdom and disciplined character were to win favour from the gods. One of the things Julian most disliked about Christianity was the promise of salvation to all. In The Caesars, Constantine is rejected by all the gods until he runs to Jesus, who proclaims:

  He that is a seducer, he that is a murderer, he that is sacrilegious, and infamous, let him approach without fear! For with this water I will wash him and will straightaway make him clean. And though he should be guilty of those same sins a second time, let him but smite his breast and beat his head and I will make him clean again."

  Much of this is doubtless the bitterness of a man whose family had been slaughtered by his avowedly pious Christian uncle. Instead, the gods should reward only the truly virtuous and not evil-doers simply because they repented. It was not a message with wide emotional appeal.

  Julian did not formally persecute Christians, or `Galileans' as he dubbed them. Some Christians were killed in rioting inspired by his decrees, both by pagan mobs and by other Christians in factional disputes. Direct persecution had not worked in the past and there was no indication that it would succeed now that the Church was openly established. Julian's attack was subtler. One measure that provoked especially strong criticism even from sympathetic pagans like Ammianus was the ban on Christians from teaching rhetoric and classical literature in public institutions. The rationale was that no one could adequately teach Homer or any of the other great texts unless they actually believed in the Olympian gods whose deeds they described - not a common view amongst philosophers other than the Neoplatonists. It was widely felt to be unfair to force Christian lecturers who had taught for many years either to recant or give up their posts. Since a traditional classical education was essential for any career in public office the aim was to force ambitious Christian parents to educate their children as pagans.2'

  When Julian died, his newly designed state religion was promptly abandoned. The ban on Christians teaching was repealed and the clergy regained most of their old privileges. There was no such swift end to the doctrinal disputes that had riven the Church from Constantine onwards. In Africa the Donatists still refused to accept the orthodox Catholic Church, and the struggle had taken on a social element and become periodically violent. More widely, there were many who rejected the Nicene Creed with its explicit equality of the Trinity. Constantius II took a much more Arian viewpoint and promoted bishops who favoured this throughout the provinces under his control. Some accepted an alternative creed, where God, Jesus and the Holy Spirit were of like, but not identical substance. There were many variations in just how this was understood and a whole range of sects emerged with distinct views on this and other points.

  Some Christians formally rejected the world and chose to live lives of celibacy and frugality. The first monastic communities appeared in Egypt, but the idea quickly spread. Some ascetics achieved great fame for the exceptional simplicity of their lifestyle. Such people were widely revered and frequently written about, but always remained a minute fraction of the overall Christian community. The overwhelming majority of Christians married, raised families and, as opportunity and social status allowed, engaged in commerce or entered public life. It is widely believed that Christianity remained an essentially urban cult and that the population of the countryside clung for generations to the old beliefs. The word `pagan' comes from paganus, or someone who lived in the countryside (pagus). Unfortunately, we know so little about the religious life in rural areas that this remains conjectural. Paganus was usually derogatory - something like `yokel' or `hick' would give the right idea - and may just reflect the common belief of urban dwellers that countrymen were dull and backward."

  Jovian was a Christian and quickly abandoned Julian's religious policy. Such concerns were not his main priority, which was to secure his position and minimise the damage to his prestige from the handover of territory to the Persians. Imperial proclamations announced the peace treaty as a great victory for Rome. There were some problems when the news of Jovian's elevation reached Gaul, although this did not develop into an organised challenge to his rule. After spending some time in Antioch, Jovian left for Constantinople but never reached his destination. Early in 364 he was found dead in his room. Fumes from a brazier and poor ventilation were held responsible. Ammianus for one suspected that Jovian had been mu
rdered, but the verdict of accidental death by asphyxiation was publicly announced and accepted. The emperor's son was a baby - he had bawled unceasingly throughout a formal parade at Ancyra some weeks before - and there was no other heir. Without the pressure of an ongoing war, there was more time for court officials and army officers to select a new ruler. In the end, they chose an army officer named Valentinian, who was duly proclaimed as Augustus on 26 February 364.13

  When the parading soldiers hailed the new emperor, they also demanded that he appoint a co-ruler - the death of two rulers in a year encouraged a desire for more stability. In spite of some blunt public advice from one Master of Soldiers - `If you love your relatives, best of emperors, choose your brother; if you love the state then pick someone else for the imperial robes' - Valentinian chose his younger brother Valens and named him as fellow Augustus. The pair divided the empire, the older brother taking the lion's share - geographically some two-thirds of the whole - and the younger being placed in charge of the east. From a family of local importance in Illyria, the brothers continued the tradition of third- and fourth-century emperors coming from the Balkans. Valens does not seem to have had an especially long or distinguished public career before his elevation. The brothers were both Christians. Valentinian supported the Church in his part of the empire and does not seem to have been especially concerned with matters of doctrine. He was tolerant of pagans, and only legislated against a small number of practices and condemned a handful of Christian sects. Valens was enthusiastically Arian, continuing the policies of Constantius II. Arianism was more common in the eastern provinces, although certainly not universal. Practical politics meant that Valens, like any emperor, employed many officials and army officers who were pagans or nonArian Christians.14

 

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