Out of My Later Years: The Scientist, Philosopher, and Man Portrayed Through His Own Words

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Out of My Later Years: The Scientist, Philosopher, and Man Portrayed Through His Own Words Page 7

by Albert Einstein


  These fundamental laws, together with Newton’s law for gravitational force, form the basis of the mechanics of celestial bodies. In this mechanics of Newton, and in contrast to the above conceptions of space derived from rigid bodies, the space B0 enters in a form which contains a new idea; it is not for every B0 that validity is required (for a given law of force) by (b) and (c), but only for a B0 in the appropriate condition of motion (inertial system). On account of this fact, the coordinate space acquired an independent physical property which is not contained in the purely geometrical notion of space, a circumstance which gave Newton considerable food for thought (pail-experiment).2

  Classical mechanics is only a general scheme; it becomes a theory only by explicit indication of the force laws (d) as was done so very successfully by Newton for celestial mechanics. From the point of view of the aim of the greatest logical simplicity of the foundations, this theoretical method is deficient in so far as the laws of force cannot be obtained by logical and formal considerations, so that their choice is a priori to a large extent arbitrary. Also Newton’s gravitation law of force is distinguished from other conceivable laws of force exclusively by its success.

  In spite of the fact that, today, we know positively that classical mechanics fails as a foundation dominating all physics, it still occupies the center of all of our thinking in physics. The reason for this lies in the fact that, regardless of important progress reached since the time of Newton, we have not yet arrived at a new foundation of physics concerning which we may be certain that the whole complexity of investigated phenomena, and of partial theoretical systems of a successful kind, could be deduced logically from it. In the following lines I shall try to describe briefly how the matter stands.

  First we try to get clearly in our minds how far the system of classical mechanics has shown itself adequate to serve as a basis for the whole of physics. Since we are dealing here only with the foundations of physics and with its development, we need not concern ourselves with the purely formal progresses of mechanics (equation of Lagrange, canonical equations, etc.). One remark, however, appears indispensable. The notion “material point” is fundamental for mechanics. If now we seek the mechanics of a bodily object which itself can not be treated as a material point—and strictly speaking every object “perceptible to our senses” is of this category—then the question arises: How shall we imagine the object to be built up out of material points, and what forces must we assume as acting between them? The formulation of this question is indispensable, if mechanics is to pretend to describe the object completely.

  It is natural to the tendency of mechanics to assume these material points, and the laws of forces acting between them, as invariable, since time alterations would lie outside of the scope of mechanical explanation. From this we can see that classical mechanics must lead us to an atomistic construction of matter. We now realize, with special clarity, how much in error are those theorists who believe that theory comes inductively from experience. Even the great Newton could not free himself from this error (“Hypotheses non fingo”).*

  In order to save itself from becoming hopelessly lost in this line of thought (atomistic), science proceeded first in the following manner. The mechanics of a system is determined if its potential energy is given as a function of its configuration. Now, if the acting forces are of such a kind as to guarantee maintenance of certain qualities of order of the system’s configuration, then the configuration may be described with sufficient accuracy by a relatively small number of configuration variables qr; the potential energy is considered only insofar as it is dependent upon these variables (for instance, description of the configuration of a practically rigid body by six variables).

  A second method of application of mechanics, which avoids the consideration of a subdivision of matter down to “real” material points, is the mechanics of so-called continuous media. This mechanics is characterized by the fiction that the density of matter and speed of matter is dependent in a continuous manner upon coordinates and time, and that the part of the interactions not explicitly given can be considered as surface forces (pressure forces) which again are continuous functions of location. Herein we find the hydrodynamic theory, and the theory of elasticity of solid bodies. These theories avoid the explicit introduction of material points by fictions which, in the light of the foundation of classical mechanics, can only have an approximate significance.

  In addition to their great practical significance, these categories of science have—by enlargement of the mathematical world of ideas—created those formal auxiliary instruments (partial differential equations) which have been necessary for the subsequent attempts at formulating the total scheme of physics in a manner which is new as compared with that of Newton.

  These two modes of application of mechanics belong to the so-called “phenomenological” physics. It is characteristic of this kind of physics that it makes as much use as possible of concepts which are close to experience but which, for this reason, have to give up, to a large degree, unity in the foundations. Heat, electricity and light are described by special variables of state and constants of matter other than the mechanical state; and to determine all of these variables in their relative dependence was a rather empirical task. Many contemporaries of Maxwell saw in such a manner of presentation the ultimate aim of physics, which they thought could be obtained purely inductively from experience on account of the relative closeness of the concepts used to the experience. From the point of view of theories of knowledge St. Mill and E. Mach took their stand approximately on this ground.

  According to my belief, the greatest achievement of Newton’s mechanics lies in the fact that its consistent application has led beyond this phenomenological representation, particularly in the field of heat phenomena. This occurred in the kinetic theory of gases and, in a general way, in statistical mechanics. The former connected the equation of state of the ideal gases, viscosity, diffusion and heat conductivity of gases and radiometric phenomena of gases, and gave the logical connection of phenomena which, from the point of view of direct experience, had nothing whatever to do with one another. The latter gave a mechanical interpretation of the thermodynamic ideas and laws as well as the discovery of the limit of applicability of the notions and laws to the classical theory of heat. This kinetic theory which surpassed, by far, the phenomenological physics as regards the logical unity of its foundations, produced moreover definite values for the true magnitudes of atoms and molecules which resulted from several independent methods and were thus placed beyond the realm of reasonable doubt. These decisive progresses were paid for by the coordination of atomistic entities to the material points, the constructively speculative character of which entities being obvious. Nobody could hope ever to “perceive directly” an atom. Laws concerning variables connected more directly with experimental facts (for example: temperature, pressure, speed) were deduced from the fundamental ideas by means of complicated calculations. In this manner physics (at least part of it), originally more phenomenologically constructed, was reduced, by being founded upon Newton’s mechanics for atoms and molecules, to a basis further removed from direct experiment, but more uniform in character.

  § 3. The Field Concept

  In explaining optical and electrical phenomena Newton’s mechanics has been far less successful than it had been in the fields cited above. It is true that Newton tried to reduce light to the motion of material points in his corpuscular theory of light. Later on, however, as the phenomena of polarization, diffraction and interference of light forced upon his theory more and more unnatural modifications, Huyghens’ undulatory theory of light, prevailed. Probably this theory owes its origin essentially to the phenomena of crystallographic optics and to the theory of sound, which was then already elaborated to a certain degree. It must be admitted that Huyghens’ theory also was based in the first instance upon classical mechanics; but, the all-penetrating ether had to be assumed as the carrier of the waves and the struct
ure of the ether, formed from material points, could not be explained by any known phenomenon. One could never get a clear picture of the interior forces governing the ether, nor of the forces acting between the ether and the “ponderable” matter. The foundations of this theory remained, therefore, eternally in the dark. The true basis was a partial differential equation, the reduction of which to mechanical elements remained always problematic.

  For the theoretical conception of electric and magnetic phenomena one introduced, again, masses of a special kind, and between these masses one assumed the existence of forces acting at a distance, similar to Newton’s gravitational forces. This special kind of matter, however, appeared to be lacking in the fundamental property of inertia; and, the forces acting between these masses and the ponderable matter remained obscure. To these difficulties there had to be added the polar character of these kinds of matter which did not fit into the scheme of classical mechanics. The basis of the theory became still more unsatisfactory when electrodynamic phenomena became known, notwithstanding the fact that these phenomena brought the physicist to the explanation of magnetic phenomena through electrodynamic phenomena and, in this way, made the assumption of magnetic masses superfluous. This progress had, indeed, to be paid for by increasing the complexity of the forces of interaction which had to be assumed as existing between electrical masses in motion.

  The escape from this unsatisfactory situation by the electric field theory of Faraday and Maxwell represents probably the most profound transformation which has been experienced by the foundations of physics since Newton’s time. Again, it has been a step in the direction of constructive speculation which has increased the distance between the foundation of the theory and what can be experienced by means of our five senses. The existence of the field manifests itself, indeed, only when electrically charged bodies are introduced into it. The differential equations of Maxwell connect the spacial and temporal differential coefficients of the electric and magnetic fields. The electric masses are nothing more than places of non-disappearing divergency of the electric field. Light waves appear as undulatory electromagnetic field processes in space.

  To be sure, Maxwell still tried to interpret his field theory mechanically by means of mechanical ether models. But these attempts receded gradually to the background following the representation—purged of any unnecessary additions—by Heinrich Hertz, so that, in this theory the field finally took the fundamental position which had been occupied in Newton’s mechanics by the material points. At first, however, this applies only for electromagnetic fields in empty space.

  In its initial stage the theory was yet quite unsatisfactory for the interior of matter, because there, two electric vectors had to be introduced, which were connected by relations dependent on the nature of the medium, these relations being inaccessible to any theoretical analysis. An analogous situation arose in connection with the magnetic field, as well as in the relation between electric current density and the field.

  Here H. A. Lorentz found an escape which showed, at the same time, the way to an electrodynamic theory of bodies in motion, a theory which was more or less free of arbitrary assumption. His theory was built on the following fundamental hypothesis:

  Everywhere (including the interior of ponderable bodies) the seat of the field is the empty space. The participation of matter in electromagnetic phenomena has its origin only in the fact that the elementary particles of matter carry unalterable electric charges, and, on this account are subject on the one hand to the actions of ponderomotive forces and on the other hand possess the property of generating a field. The elementary particles obey Newton’s law of motion for the material point.

  This is the basis on which H. A. Lorentz obtained his synthesis of Newton’s mechanics and Maxwell’s field theory. The weakness of this theory lies in the fact that it tried to determine the phenomena by a combination of partial differential equations (Maxwell’s field equations for empty space) and total differential equations (equations of motion of points), which procedure was obviously unnatural. The unsatisfactory part of the theory showed up externally by the necessity of assuming finite dimensions for the particles in order to prevent the electromagnetic field existing at their surfaces from becoming infinitely great. The theory failed moreover to give any explanation concerning the tremendous forces which hold the electric charges on the individual particles. H. A. Lorentz accepted these weaknesses of his theory, which were well known to him, in order to explain the phenomena correctly at least as regards their general lines.

  Furthermore, there was one consideration which reached beyond the frame of Lorentz’s theory. In the environment of an electrically charged body there is a magnetic field which furnishes an (apparent) contribution to its inertia. Should it not be possible to explain the total inertia of the particles electromagnetically? It is clear that this problem could be worked out satisfactorily only if the particles could be interpreted as regular solutions of the electromagnetic partial differential equations. The Maxwell equations in their original form do not, however, allow such a description of particles, because their corresponding solutions contain a singularity. Theoretical physicists have tried for a long time, therefore, to reach the goal by a modification of Maxwell’s equations. These attempts have, however, not been crowned with success. Thus it happened that the goal of erecting a pure electromagnetic field theory of matter remained unattained for the time being, although in principle no objection could be raised against the possibility of reaching such a goal. The thing which deterred one in any further attempt in this direction was the lack of any systematic method leading to the solution. What appears certain to me, however, is that, in the foundations of any consistent field theory, there shall not be, in addition to the concept of field, any concept concerning particles. The whole theory must be based solely on partia differential equations and their singularity-free solutions.

  § 4. The Theory of Relativity

  There is no inductive method which could lead to the fundamental concepts of physics. Failure to understand this fact constituted the basic philosophical error of so many investigators of the nineteenth century. It was probably the reason why the molecular theory, and Maxwell’s theory were able to establish themselves only at a relatively late date. Logical thinking is necessarily deductive; it is based upon hypothetical concepts and axioms. How can we hope to choose the latter in such a manner as to justify us in expecting success as a consequence?

  The most satisfactory situation is evidently to be found in cases where the new fundamental hypotheses are suggested by the world of experience itself. The hypothesis of the non-existence of perpetual motion as a basis for thermodynamics affords such an example of a fundamental hypothesis suggested by experience; the same thing holds for the principle of inertia of Galileo. In the same category, moreover, we find the fundamental hypotheses of the theory of relativity, which theory has led to an unexpected expansion and broadening of the field theory, and to the superseding of the foundations of classical mechanics.

  The successes of the Maxwell-Lorentz theory have given great confidence in the validity of the electromagnetic equations for empty space and hence, in particular, to the statement that light travels “in space” with a certain constant speed c. Is this law of the invariability of light velocity in relation to any desired inertial system valid? If it were not, then one specific inertial system or more accurately, one specific state of motion (of a body of reference), would be distinguished from all others. In opposition to this idea, however, stand all the mechanical and electromagnetic-optical facts of our experience.

  For these reasons it was necessary to raise to the degree of a principle, the validity of the law of constancy of light velocity for all inertial systems. From this, it follows that the spacial coordinates X1, X2, X3, and the time X4, must be transformed according to the “Lorentz-transformation” which is characterized by invariance of the expression

  ds2 = dx12 + dx22 + dx32 - dx42

&nbs
p; (if the unit of time is chosen in such a manner that the speed of light c = 1).

  By this procedure time lost its absolute character, and was included with the “spacial” coordinates as of algebraically (nearly) similar character. The absolute character of time and particularly of simultaneity were destroyed, and the four dimensional description became introduced as the only adequate one.

  In order to account, also, for the equivalence of all inertial systems with regard to all the phenomena of nature, it is necessary to postulate invariance of all systems of physical equations which express general laws, with regard to the Lorentzian transformation. The elaboration of this requirement forms the content of the special theory of relativity.

  This theory is compatible with the equations of Maxwell; but, it is incompatible with the basis of classical mechanics. It is true that the equations of motion of the material point can be modified (and with them the expressions for momentum and kinetic energy of the material point) in such a manner as to satisfy the theory; but, the concept of the force of interaction, and with it the concept of potential energy of a system, lose their basis, because these concepts rest upon the idea of absolute instantaneousness. The field, as determined by differential equations, takes the place of the force.

  Since the foregoing theory allows interaction only by fields, it requires a field theory of gravitation. Indeed, it is not difficult to formulate such a theory in which, as in Newton’s theory, the gravitational fields can be reduced to a scalar which is the solution of a partial differential equation. However, the experimental facts expressed in Newton’s theory of gravitation lead in another direction, that of the general theory of relativity.

 

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