Byzantium: The Surprising Life of a Medieval Empire

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Byzantium: The Surprising Life of a Medieval Empire Page 6

by Judith Herrin


  In the practical administration of the eastern half of the empire, Roman traditions also persisted, notably in matters of taxation. Officials continued both the census of population and evaluation of land quality in order to tax people, property and landed estates. Tax revenue remained essential to imperial expenditure, and its decline through grants of tax-free land, and the adoption of tax farming in the eleventh century, was to cause a major crisis. In the transition from carved inscription and papyrus documents to written records on parchment, Roman recording practice was sustained, with copies of all imperial decisions kept in triplicate. Monumental inscriptions on stone were used, for example, to date repairs to the walls of Constantinople and to record a victory gained at Nicaea in the early eighth century. Parchment, like papyrus, was prone to destruction by fire and looting, so that only a few traces of this mighty bureaucratic organization have survived, mostly in official correspondence such as that with the bishops of Rome, or imperial donations to monasteries.

  In the fundamental procedure of proclaiming a new ruler, Byzantium added a Christian element to its Roman inheritance. Acclamation by the Senate, army and people in the Hippodrome was transformed in 457 by the addition of a coronation performed by the patriarch in Hagia Sophia. Leo I was the first emperor to be sanctioned by this Christian ritual. Patriarch Anatolius insisted upon it possibly because Leo was an unknown military figure who stepped into the vacuum left by the death of the last representatives of the Theodosian dynasty. Performance of the ceremony and use of a crown became one of the ways pretenders and usurpers would try to increase their power. But more significantly, coronation symbolized the transformation of Roman imperial traditions in Byzantium into Christian ones.

  The medieval Byzantine coronation ritual was to be imitated in courts all over Europe. At the elevation of Charlemagne to the position of emperor in AD 800, Pope Leo III had to find a crown to place on his head, because there could be no coronation without a crown. In addition, he anointed him with holy oil, a western innovation in the ritual. In the medieval West, ‘unction’, as it is called, was normally reserved for bishops and high-ranking clergy. When Leo III used it for the coronation of a monarch, he claimed a vital and superior role for the Church, which popes of Rome, metropolitans of Russia and archbishops of Canterbury became anxious to perpetuate. Napoleon put aside this dependence on the Church when he crowned himself in Paris. Other monarchs in the Old World and the New, however, perpetuated the Byzantine style of coronation and it formed the basis of Queen Elizabeth II’s elevation, the first to be televised, in 1953, fifteen hundred years after Leo I was crowned by Anatolius. The crucial moment of unction, as the bishops gathered round the monarch, however, was still regarded as too holy to be shown to viewers.

  Though decorated by Christianity, Byzantium maintained the Roman traditions which had made imperial rule famous, not least the imperial ideology, with its ramifications in law, military organization, medicine, administration, taxation and court ceremonial. The emperor remained a god-like figure on earth, even if his undisputed authority was sanctioned by God. He trained and led his troops in battle, though churchmen blessed the campaign and prayed for the victory which was granted by God. The imperial court remained a site of elaborate pomp and lavish display, even though it mirrored the court of heaven. Justice remained the imperial prerogative and duty, and appeals to the emperor from even poor anonymous subjects were given attention. The ancient temples of Constantinople were not demolished or immediately converted: they survived until the sixth century when they were adapted for secular use. Some ancient works of art were appreciated, even though they depicted naked gods and goddesses.

  While feats of Roman engineering were visible in the construction of bridges, roads, fortifications and aqueducts, which continued to be built for centuries, the unseen functions of a paid bureaucratic administration were probably more significant in sustaining Byzantium. When incompetent rebels like Phokas (602–10) seized the throne, the official structure of government carried on its work without change. Yet emperors including Alexios I Komnenos (1081–1118) could intervene to reform the system. The need for trained functionaries also helped to maintain high standards of education and raised the general level of literacy. And the bureaucrats themselves developed a sense of their own worth and an esprit de corps which is clear from their letters.

  As the eastern half of the Roman Empire transformed itself into Christian Byzantium, new traditions of religious belief were welded to older imperial and classical traditions, including a self-conscious preservation of pre-Christian pagan times. The vitality of Byzantium and its survival owe much to this coexistence of conflicting strands. When Constantine XI Palaiologos urged his subjects to defend their capital against the Ottoman Turks, on the day before the final onslaught on 29 May 1453, he called upon them to demonstrate the spirit and strength of their ancestors, the Greeks and Romans. He himself died in the battle in this spirit, less a Christian martyr than a descendant of Caesar and Augustus, Constantine and Justinian.

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  Greek Orthodoxy

  The profession of the divine symbol of faith [the creed], which is made by all, prefigures the mystical thanksgiving of the future age… by which we are saved.

  St Maximos Confessor, Mystagogia, written c. 640, quoted

  by Patriarch Germanos in his Commentary on the

  Divine Liturgy (post-730)

  Historians regularly ask why Christianity succeeded, how it won the loyalty of those who previously worshipped many gods, and what factors ensured its permanent presence in the ancient Mediterranean world. As an offshoot from Judaism it inherited the conviction that there was only one creator God, which it universalized by preaching to anyone who would listen. But the old cults had satisfied most needs for centuries. Why did the adherents of Apollo, Isis, Zoroaster, Mithras and other established gods adopt Christianity?

  Unlike their contemporaries, the followers of Jesus were confident that death was not the end: they would rise again into a heaven of peace and light. This belief motivated them to behave in a correct Christian fashion, avoiding sin and encouraging faith, hope and charity, so that God would judge them worthy of eternal life in the next world. It set them apart from the Jews, polytheists and members of other cults that flourished in the early centuries AD.

  It also prompted some to prefer death to denial of their faith, which the Roman authorities found most extraordinary. From the time of Emperor Nero, who pinned responsibility for the fires that destroyed Rome in AD 64 on the group, ‘hated for its abominations’, the Christians opted for martyrdom rather than give up their belief. The slave girl Blandina, who was thrown to the wild beasts with her companions in the Roman arena of Lyons in 180, repeated constantly, ‘I am a Christian’, nothing else. Numerous public tortures and humiliations followed and she was eventually gored by a bull. ‘After six days’ exposure to every kind of insult and to the open sky, the martyrs’ bodies were finally burnt to ashes and swept by these wicked men into the Rhône… that not even a trace of them might be seen on earth again.’ But those who witnessed the spectacle were amazed and shocked; some may even have been inspired by her courage. Her example was duplicated across the Roman world by Christians of all classes: Lawrence in Rome, Perpetua in Carthage, Duke Artemios of Egypt, and Thekla, alleged companion of St Paul, in Seleukeia. Wherever they could, Christians built shrines over the sites of martyrdom and tombs containing the martyrs’ relics.

  Martyrdom may not have been the defining feature of early Christianity, but during the third- and early fourth-century persecutions by Emperors Decius and Diocletian, whole communities chose to die rather than burn incense in honour of the Roman rulers. This was because their God forbade the worship of other gods. At Christian celebrations, the bloodless sacrifice of bread and wine, symbolizing the body and blood of Christ, marked the commemoration of his death and replaced all other forms of sacrifice. The resurrection of the Son of God brought the promise of a heavenly afterlife to a
ll who believed. Hence the importance of the creed: ‘I believe in one God, maker of heaven and earth…’, which was recited by the entire congregation at every celebration of the Eucharist.

  Through his travels and letters to Christian communities in the eastern Mediterranean, St Paul had documented the early growth of this faith. Later, the Gospel writers collected accounts of the life of Jesus, often in his actual words, such as the Lord’s Prayer, the parables and the Sermon on the Mount, and basic instructions about how to be a Christian. As the largely urban groups expanded, they appointed an overseer (in Greek, episkopos) as their spokesman. This overseer-bishop gradually became a leader with a staff of officials to assist in the celebration of the liturgy, the instruction of new converts, the care of ill or elderly believers, and the exploitation of lands bequeathed to the Christian community. In Rome, the bishop was considered a direct descendant of St Peter, who had been crucified there. The chains used to restrain him became cherished relics. Since Jesus is reported to have said, ‘Thou art Peter and on this rock (petra) I will build my church’, later Christian bishops in the old pagan capital claimed a unique authority.

  So, long before Constantine I’s ‘conversion’, the Christians had created a network of churches throughout the Roman world. Theirs was a small organization, with places of worship less impressive than the temples devoted to the ancient gods, less common than the altars set up to Mithras, the Persian god, and less popular than the cults of Isis and Osiris imported from Egypt. And in the early fourth century, they were profoundly shaken by the ‘Great Persecution’ instituted by Emperor Diocletian (284–305). Many apostatized, agreed to sacrifice and handed over their sacred books and altar vessels. Others fled into the countryside to hide. The list of martyrs grew longer. Although historians still debate what percentage of the population was Christian at the time of the Edict of Milan in 313, they agree that the churches had been weakened and divided by imperial edicts against the faith.

  Undoubtedly, the most significant feature of Constantine’s new imperial patronage lay in his decision to summon all the bishops of the Christian world to a meeting held at Nicaea in western Asia Minor in the summer of 325. There is no record of how many there were, though in several cities rival bishops claimed control over the church buildings. The council’s tasks were to examine the doctrines propounded by Arius, a deacon of the Church of Alexandria, and to settle the wording of the creed, the statement of basic belief, as well as the method of calculating the date of Easter. The emperor covered all travel and accommodation expenses and presided over the council. Due to the presence of church leaders from all parts of the empire, though very few from the West attended, the council was later given the epithet ‘universal’ (oecumenical). Subsequent meetings called by emperors to settle the most serious theological problems followed this pattern. Eight were identified as universal (the last, held in 879/80, is not always recognized in the West), and all were summoned by an emperor who often participated in the proceedings. Secular control was therefore built into the organization of the Christian Church from the earliest phase of its incorporation into the Roman Empire.

  Earlier, local councils provided a model for resolving divisions within the Church, but Constantine planned something much grander. The twenty disciplinary laws (canons) agreed at Nicaea were intended to legislate for the entire Christian world. Similarly, the council’s decision on the views of Arius – who claimed that Jesus, the Son of God, must be subordinate to God the Father and could not be of the same substance – would be universally applied. After discussions, the council defined the Son as consubstantial (homoousios) and co-eternal with the Father, sharing the same divine nature. This was vital, because if Christ was not the Incarnate Logos (Word of God) with the same fully divine nature, mere humans could not hope to share in eternal life through salvation. The writings of Arius were condemned and he was exiled. Finally, the council issued a dogmatic definition of Christian belief, the creed, and decided on a method of calculating the date of Easter (to be celebrated on the Sunday after the full moon following the spring equinox). All but two of the bishops present are reported to have signed their agreement.

  The condemnation of Arius, the canons, and texts relating to Easter and the creed are the only records that survive from the First Oecumenical Council, as it became known by the late fourth century. The number of bishops who had attended was fixed as being 318, and these became known as the 318 Fathers of the Church. Since no lists of attendance are preserved, they remain an anonymous group, albeit of great authority. The meeting set an important precedent: that the emperor should summon these councils, which represented the entire body of Christians and issued regulations for their correct belief and practice. In practice, they were all held in the East; their discussions were conducted in Greek and often the Bishop of Rome was the sole western representative. The difficulty of travel and greater distance must have deterred western bishops, who learned about conciliar decisions from reports circulated by the pope. Later councils were called to deal with divisions in the Church; they also defined and condemned heretical belief. Their proceedings, which often record every detail of the debates, provide valuable evidence of the growth of Christianity and local variations in belief and practice.

  Despite the condemnation of Arius at Nicaea, he was later pardoned and in 335 his theology was rehabilitated. For most of the fourth century Constantine’s sons favoured his theological definitions. This had serious consequences both for those who supported the decrees of Nicaea and for the spread of Christianity among non-Roman tribes. During the 340s, Ulfila, a Gothic leader, visited Constantinople and was ordained as bishop by the Arian authorities. He then devised an alphabet to represent spoken Gothic in written form and translated the Gospels into his new script. The Goths were not the only people to embrace Arian definitions of Christianity; almost all the other Germanic tribes adopted them. So when the Roman Empire in the West succumbed to barbarian rule, the Ostrogoths, Visigoths, Sueves, Burgundians and Vandals imported their Arian beliefs, which had repeatedly been condemned by church councils. In this process the newcomers met strenuous opposition from anti-Arian Christians. Theoderic’s Ravenna still preserves Arian and Orthodox baptisteries, as well as churches designed to serve the two rival Christian groups. In North Africa, the Vandals were much less tolerant and instituted a serious persecution of anti-Arian Christians. Arianism was only finally rooted out during the sixth century when Justinian’s troops imposed orthodox definitions. Gradually the Sueves, Visigoths and Burgundians abandoned their pro-Arian past for the definitions approved by oecumenical councils and a more ‘Roman’ character.

  Although most surviving sources are overwhelmingly Christian in origin, it is clear that the pagan cults did not die out quickly. The schools of philosophy, which sustained higher education in Alexandria, Athens and Antioch, continued to function in a pre-Christian environment. For intelligent young men, this was the only form of advanced instruction available, and four great eastern saints who are recognized as the Greek Fathers of the Church, Basil, Gregory of Nazianzos, Gregory of Nyssa and John Chrysostom, were totally imbued with this culture. Similarly, St Augustine, who became the leading Latin Father of the Church, had followed an entirely pagan curriculum in his education. Basil, who later became Bishop of Caesarea, attended lectures in ancient philosophy by the Platonic expert Prohaeresius at Athens, together with the future emperor Julian. When Julian became emperor in 361 he attempted to reinvigorate worship of the pagan gods, but his premature death only 18 months later removed the leader of this movement, which died with him. Many groups of scholars, however, continued to practise the ancient cults, while rural inhabitants untouched by Christian doctrines lived by their traditional customs, marking the seasons by the rhythms of the sun and moon and cult activities associated with the gods.

  Against this persistent substratum of trust in the ancient gods, emperors used universal gatherings of bishops to legislate against both pagan and heretical belie
fs, and to establish a fixed Christian hierarchy. Theodosius I (379–95) summoned a council to meet in Constantinople in 381. Under his authority, 150 bishops confirmed the decisions taken at Nicaea, condemned Arianism again, added significant measures against the pagan cults, and clarified the wording of the creed, to be recited by all Christians as their declaration of faith. Theodosius also insisted on the promotion of the sees of Constantinople and Jerusalem to the same patriarchal status as Rome, Alexandria and Antioch, all three of which had been founded by apostles. Jerusalem was honoured as the place of Christ’s ministry and death on the Cross, which had been discovered by Helena. Constantinople’s claim to prominence was based on the fact that it had become the capital of the Roman Empire, where the emperor resided.

  The elevation of Constantinople was of course disputed by Rome. But in 451 at the Council of Chalcedon, when the gathering of 381 was recognized as the Second Oecumenical Council, it was cited as binding. New Rome was thus raised to the same position as Old Rome, even if Old Rome retained the primacy of honour, due to the foundation of its church by St Peter. Old Rome and New Rome were followed by Alexandria, Antioch and Jerusalem; and their bishops were seated in that order of precedence on the emperor’s right hand, and signed the acts of the council in the same order. By the end of the fifth century, however, Constantinople was also known as ‘New Jerusalem’, a clear sign of its claim to superior spiritual power.

  These five centres, Rome, Constantinople, Alexandria, Antioch and Jerusalem, each governed by a bishop called patriarch or pope, constituted the pentarchy (‘rule of five’), with responsibility for maintaining correct belief and ecclesiastical discipline throughout the Christian universe (oikoumene). Gradually they evolved a system of ecclesiastical government based on canons issued by oecumenical councils. Rivalry between Alexandria and Constantinople exacerbated theological differences at the meetings of the Third and Fourth Councils, held at Ephesos in 431 and Chalcedon in 451. Patriarch Nestorios of Constantinople (428–31) caused a major dispute over the role of the Virgin Mary when he preached that she should be considered the mother of Christ (in Greek, Christotokos). At Ephesos, however, the assembled bishops insisted that the term Theotokos, she who bore God, was appropriate, and Nestorios was condemned for his stress on the human nature of the Incarnate Christ.

 

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