The Fears of Henry IV: The Life of England's Self-Made King

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by Mortimer, Ian


  What Richard had actually said, of course, was that the rebels should go away, or, specifically, ‘go through the realm and bring all traitors to him safely, and he would deal with them as the law required’.7 The rebels’ view was that they did not need to go ‘through the realm’ but only as far as the Tower. They were the law, and judgement was theirs; there was no need for a trial. Armed with longbows and staves, it was not long before the gates to the Tower had been forced and they were going from room to room, looking for their victims. Some went into the king’s chamber and lay down on his bed, laughing. The king’s mother, renowned thirty years earlier as the most beautiful woman in the land, in whose presence the greatest knights at King Edward III’s court had jousted, now found herself roughly kissed and manhandled by the peasants.8 The few guards remaining were powerless to defend their masters as hundreds of commoners pulled their beards or made faces at them. The archbishop and Prior Hales could do nothing but go down on their knees and pray in the chapel. Henry himself could only watch and wait.

  The archbishop could expect no mercy. He had prevented Richard from disembarking at Greenwich to meet the rebels the previous day. On the list of men to die, his name appeared second, just below that of Henry’s father, the duke. He knelt and prayed in the chapel of St John in the White Tower. Those who were with him had already heard one Mass; now they listened to another. They could hear footsteps running through the keep. The archbishop chanted prayer after prayer, the seven psalms and the litany. As he said the words ‘all saints, pray for us’, the rebels burst in. In scenes which must have been truly terrifying for everyone present, the archbishop was seized and dragged out by his arms and hood along the passages of the castle, across the bailey and out to the yelling masses on Tower Hill, where they set up a makeshift block. It was said that they took eight blows to cut off his head. They took Hales too, dragging him away to a similar bloody execution. The Lancaster family physician, William Appleton, was likewise hacked to death for no other reason than that he had served Henry’s father. Four others were singled out and butchered.

  Then the mob turned to the Lancastrian heir, Henry. If at that moment John Ferrour, one of the remaining guards, had not boldly come between the mob and Henry, and spoken up for him, and persuaded them to let him go, Henry’s fourteen-year-old head would have been stuck on a spear on London Bridge, alongside those of the archbishop of Canterbury, Sir Robert Hales and William Appleton.9 As it was, Ferrour persuaded the crowd, and Henry lived. Many years later, he would repay the debt and save Ferrour’s life in return.

  *

  There is no doubt that seeing the Peasants’ Revolt at first hand and coming within an inch of death had the most profound effect on Henry. It affected his thinking about the current reign and conditioned his own policies in later years. But it also leads us to ask one very important question. At that moment, when Richard left him in the Tower, practically unguarded, did Henry blame the young king? And did he forgive him? One chronicle – written by an eyewitness – states that the king told those he left behind to take a boat from the water gate and flee for their lives. But when the archbishop attempted to do this he was spotted by ‘a wicked woman’, and had to rush back into the Tower.10 With so many longbows at the ready on the river banks, there was no escape on the water. So it could be said that Richard deserted those in the Tower. In fact it could be said that he did this twice, for when he returned from Mile End he did not go back to the Tower but went to the great wardrobe (one of the offices of his household), situated near Blackfriars.11 Even if we give him the benefit of the doubt, Richard was guilty of one major error of judgement. By apparently giving in to the rebels, and encouraging them to go off and seek traitors, he placed those in the Tower in very great danger. We may understand what Richard was trying to achieve, but to look at matters from Henry’s point of view, having seen the archbishop of Canterbury dragged out and beheaded, would that have been good enough?

  The reason why this question is so important is that it is impossible to begin to understand Henry’s life without seeing it in relation to that of his cousin, the king. In 1399 Henry took action to dethrone Richard. In so doing he risked not only his own life but the status of his children and the lives of many of his followers and the political stability of the entire realm. No one takes such a decision lightly. But this was not the first time that Henry and Richard had faced each other in anger. Carefully examining Henry’s life before 1399 we find a number of instances when Henry and Richard were either weighing one another up or in outright hostility to one another. If we really want to understand why Henry acted the way he did in 1399, and especially in relation to Richard, we need to look far beyond the evidence of that year and understand how these two men saw each other and co-existed, right from the very start of their lives.

  Henry and Richard were born rivals. For a start, they were almost exactly the same age. Richard was born at Bordeaux, in Gascony, on 6 January 1367; Henry was born at Bolingbroke, in Lincolnshire, just three months later.12 Although they would not have met until they were five or six, they were regarded as a pair, on account of their both being the king’s grandchildren and the same age. Moreover, they were the only two royal children of this age; the next eldest, Roger Mortimer, was seven years younger. They would therefore have seen each other as having very similar royal identities. Each threatened the uniqueness of the other’s royal status.

  There was a historical dimension to their rivalry too. They were the heirs of King Edward’s two most favoured sons, Henry the son of John of Gaunt, duke of Lancaster, and Richard the son of Edward, the Black Prince, the heir apparent. In addition, they were the heirs of the two most important dynasties in England. More than a hundred years earlier, King Henry III had had two sons. The elder had been crowned Edward I. The younger, Edmund, had been endowed with a massive inheritance in the north of England, centred on Lancaster, which gave rise to his title of earl of Lancaster. In time, Edward I’s throne passed to his eldest son, Edward II, and the Lancastrian inheritance passed to Thomas of Lancaster, Edmund’s eldest son. The resultant rivalry between these two royal cousins – Edward II and Thomas of Lancaster – developed in intensity, to the point of war. Lancaster’s incessant attempts to intervene in royal affairs meant he was anathema to the king, and Edward II’s bitter hatred for Lancaster following his part in the murder of his best friend, Piers Gaveston, never diminished. That rivalry came to an end at the battle of Boroughbridge in 1322, when Lancaster was captured and beheaded in public, and all his estates were confiscated. After such an outrage the dead earl’s younger brother, Henry of Lancaster, had no choice but to join with the arch-rebel Roger, Lord Mortimer of Wigmore, and the queen, who invaded the kingdom in 1326 to put an end to Edward II’s tyranny. Together they removed the king from power and, in January 1327, forced parliament to sanction the king’s deposition. Edward II then abdicated. That Richard II was the great-grandson and heir of the disgraced king, and Henry the great-grandson and heir of the Henry of Lancaster who had forced him to abdicate, gave a context of ancestral hostility to their relationship of which neither boy could have been ignorant and which neither of them could have totally ignored.

  To modern readers coming anew to the story of these two boys, it is easy to forget how characters in the past were so keenly aware of their history. We look back at their lives searching for the seeds of later events, ‘our’ history. But of course we find the culmination of much earlier developments too. Each boy would have known the above-mentioned stories of rivalry, war, humiliation, execution and deposition. Every chronicle available would have described the deeds of their ancestors. Their intimacy with history was not like that of scholars, aware of the finer points of detail; it was a sense that these chronicles had meaning for them personally. These were not just fanciful tales about knights in days of yore. Edward II had ruled badly and had lost his kingdom. Edward III had ruled well and defeated all his enemies in battle. If you wanted to know how to be a good king, a
good knight or a good earl, and if you wanted to know how to avoid failure, you needed to understand the lessons of the past.13

  And then there were the prophecies. Most people think of prophetic utterances as the stuff of the Old Testament, Nostradamus, or the oracles of the ancient world. In fourteenth-century England prophetic stories were politically relevant, widely circulated and taken very seriously, even by those who did not believe in them. The reason for this is simple: if you happened to be mentioned in one of these prophecies, how you conducted yourself might be interpreted according to your anticipated fate. For example, if you were prophesied to be a great warrior, then acting like one would undoubtedly strengthen the confidence and resolve of your forces. Conversely, a king prophesied to be politically divisive had to tread very carefully in case those whom he disappointed should start claiming or believing that the prophecy was coming true. Therefore it is particularly relevant that the most popular prophecy of the fourteenth century – the Prophecy of the Six Kings – predicted civil war in the next reign.

  The Prophecy of the Six Kings was supposedly Merlin’s response to King Arthur’s question about the ultimate fate of the kingdom. It likened the six kings to follow King John to six beasts. Henry III was portrayed as a lamb, Edward I as a dragon, Edward II as a goat and Edward III as a boar. These emblems and the provenance of the story might seem a very shaky background for any belief system, but it was widely accepted as a framework for God’s plan for the English monarchy. It also has to be said that the most recent part had spectacularly come true. The prophecy had originally been written down at the time of Edward III’s birth, and various versions written before 1330 reveal it in its near-original form.14 Edward III was characterised as a boar: the animal which had represented King Arthur himself. He would be renowned for his ‘holiness, fierceness and nobility’ while at the same time being ‘humble, like the lamb’. This was a strange combination of qualities, and one which probably no one could have reasonably expected the infant Edward of Windsor to fulfil. So it was extraordinary that he did.15 ‘Spain would tremble’, the prophecy said, and at Winchelsea in 1350 Edward defeated the Spanish fleet. This boar would ‘sharpen his teeth on the gates of Paris’: Edward’s forays into France indeed brought him to the suburbs of the French capital. Ultimately he ‘would regain all the lands which his ancestors had held, and more’. For Edward this meant nothing less than reconquering the entire Angevin empire, including more than a third of France. Yet this too came to pass: the territory of the empire was ceded to him in 1360, at the Treaty of Brétigny. At the same time he was humble and pious. That such a remarkable and popular prophecy could be fulfilled in its self-contradicting entirety was astonishing. It also made people look at the continuation of the prophecy with some foreboding.

  The king after Edward III was foretold to be another lamb. The land would be at peace at the start of his reign. Within a year of his accession he would found a great city, of which all the world would speak. But then there would be a civil war, and the lamb would lose the greater part of his kingdom to a ‘hideous wolf’. Eventually he would recover these lands and give them to ‘an eagle of his dominion’, who would govern them well until overcome by pride. At that point the eagle would be murdered by his brother, and the lamb would die, leaving his lands once more at peace. He would be succeeded by the next king, a mole, under whose reign the kingdom would be wrenched apart and plunged into civil war, between three warring factions.16

  The next king a lamb? In the 1360s this seemed ridiculous, as no one doubted that the next king would be Edward’s son, Edward, the Black Prince. How could he be described as a lamb? He had won one of the most extraordinary battles in European history at Poitiers, capturing the king of France in the process. He had fought in the front line at the battle of Crécy in 1346 and carried on fighting when on his knees. No one on earth was less lamb-like than the Black Prince. To Englishmen this suggested that the prince would not inherit. There would be some calamity and he would die before his father. His successor – whoever that might be – would be the lamb. That in turn gave rise to rumours. Variations on the prophecy sprang up. In late 1361 the chronicler Froissart was at Berkhamsted, immediately after the prince’s marriage. Seated on a bench in the hall he overheard Sir Bartholomew Burghersh say to some of the queen’s ladies that ‘there was a book called the Brut, which many say contains the prophecies of Merlin. According to its contents, neither the prince of Wales nor the duke of Clarence [Edward III’s second surviving son] will wear the crown of England, but it will fall to the house of Lancaster.’17

  It is quite possible that the seeds of Richard and Henry’s rivalry lie within this ancestral antagonism between their two houses, and that it was exacerbated by the prophecies of political turmoil between them. In later years, Richard certainly took such prophecies very seriously.18 Obviously this does not mean that their actual hostility to one another was a result of prophetic writing: personal issues such as their shared royal identity were of an even greater importance. But even before they were born, prophecies were circulating about the house of Lancaster supplanting the line of primogeniture, and there was an ancestral precedent for just such a revolution. All of this adds up to a tension which could have gone one of two ways. Either Henry and Richard would be content to share the royal stage, and support each other, or they would look for separate identities of their own, reflecting their maternal ancestries and personal alliances. In short, the ancestral, moral and prophetic rivalry into which they were born was something which only a genuinely close personal friendship could have transcended, and that was something Henry and Richard never shared.

  *

  Henry and Richard did have one obvious thing in common: they were both grandsons of Edward III, the man regarded in the late fourteenth century as ‘Edward the Gracious’, the greatest king England had ever had.19 In life Edward had modelled himself on the legendary King Arthur, the paragon of chivalry, and after his death the enhanced character of the literary King Arthur was based on him.20 Although in his later years, in declining health, he had to weather some terrible criticism for his steadfast loyalty to his mistress (Alice Perrers), before the age of fifty he had earned the respect of the whole of Christendom. He had taken on the Scots and French in battle and defeated them both, capturing the kings of Scotland and France in 1346 and 1356 respectively. He had overseen the development of a method of fighting which for many years proved unbeatable, earning the nation a pre-eminent position in Europe. He had resisted papal intervention, recognised English as the language of the nation, overseen the development of parliamentary representation and introduced the modern system of local justice. Most of all, he had developed a new form of demonstrative nationalist kingship, in which the unity of nation and royal government was expressed through the king commanding nation and army alike, through building castles and palaces, living in splendour, directing taxation and fighting conflicts on foreign soil to protect the homeland. Perhaps the most eye-catching manifestation of this civil and military kingship was his position as head of the Knights of the Garter, the chivalric order which he had founded at Windsor Castle in 1349.21 Henry and Richard were not just the grandsons of a king: they were the grandsons of the most successful king Christendom had ever known.

  One of the reasons for the phenomenal success of Edward III as a military leader was his ability to command and inspire a band of knights who themselves were able to inspire men to run extraordinary risks. Foremost of all these knights was the man after whom Henry was named: his other grandfather, Duke Henry of Lancaster. In 1337 this Henry was created earl of Derby in a ceremony in which King Edward dramatically created six earls at once. In the early 1340s he became the king’s most respected friend and trusted commander. In 1345, having inherited the Lancastrian title, he set out for Gascony and began the campaign which was to change his life. He was stunningly successful. Battles at Montcuq, Bergerac and Auberoche secured him fame which was both lasting and far-reaching. His friends
hip with King Edward catapulted him even further into prominence. He became the chief English diplomat as well as the principal English commander in war. His piety and sincerity won him widespread admiration: he wrote a book of religious devotion – The Book of Holy Medicines – and once, having taken a solemn vow not to depart from the siege of Rennes until he had placed his standard on the battlements, refused to withdraw even when the king himself ordered him to do so. Instead, he negotiated with the garrison to let him into the castle alone so he could put up his standard on their battlements for a minute or two, in fulfilment of his vow. He was the very epitome of the chivalric knight, and it was quite possibly his garter which became the symbol of Edward’s great chivalric order.22

  Young Henry of Lancaster therefore could be very proud of both his grandfathers. Unlike Richard, whose maternal grandfather had died under the executioner’s axe in 1330, Henry’s maternal grandfather was no less a hero of the golden age of English chivalry than the king himself. He had been of royal blood too, being a great-grandson of Henry III. This gave young Henry a feeling of complete royalty: his lineage was royal on both sides. Moreover, being named after the great Duke Henry of Lancaster meant he did not need to draw attention to this other, maternal line of distinction; it was evident in his name. For this reason, although Henry and Richard were both grandsons of Edward III, this in itself does not fully explain their respective royal standings. It was not what they had in common which mattered; it was what made each of them unique.

  The varying degrees of royalty and dignity were equally to be noted in the boys’ respective parents. Richard’s father was the famous Black Prince, a great warrior – something to be proud of, one would have thought, except that Richard was so unlike his father that the associations may well have been a burden to him. His mother, Joan, ‘the Fair Maid of Kent’, was renowned for her colourful marital career. This involved having been married to two men at the same time in the 1340s, neither of whom was Richard’s father. Richard II himself in later years seems to have been very concerned by his legitimacy, for he kept a strongbox with all the papers and documents relating to his parents’ marriage, as well as his mother’s divorce documents.23 It was not just that his mother had already been bigamously married before marrying the prince, and had four surviving children by one previous husband, Sir Thomas Holland; the dispensation for her to marry the prince had not been properly formulated.24 It could be said that they had married illegally. Both of Richard’s parents’ legacies were burdensome, the one highlighting his distinct lack of military prowess, the other casting a shadow over his birth.

 

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