Colonial Origins
Native Americans were early on subjected to a project of simple brutality at the hands of settlers, but later the US government fashioned a project of assimilation and pacification that was pseudoscientific and pseudohumanitarian in its discourse. The “civilization” program imposed upon the Cherokee served as an early example of this. “They must either change their mode of life, or they must die!” railed one anti-Cherokee US senator. 11 The Cherokee chose the former.
Something like modern counterinsurgency characterized wars against the Plains Indians during the 1860s and 1870s. The American army beat the Sioux in part by imitating them: small, light, mobile cavalry units replaced large infantry formations, cutting the army’s dependence on long, vulnerable supply trains. The mounted detachments worked closely with Indian scouts and mercenaries, typically from the Crow and Arikaras nations. At times, these small, mobile army units were bested or, in the case of General George A. Custer, annihilated.
The imitation of Indian methods was of course bolstered by the American military’s superior firepower, transportation, and communications—that is, by America’s industrial might. A crucial terrain of the warfare was economic. Native American hunting was restricted as the buffalo were exterminated, in part for their fur, in part to deny sustenance to the renegade bands that refused reservation life. Final victory over the Sioux came when Nelson Miles, out to avenge Custer, used the arrival of winter, which limited the Indians’ mobility and access to food, to force the Sioux onto reservations. Once confined there, the Indians were subjected to all the methods of modern statecraft: identification, regimentation, surveillance, religious indoctrination, wage labor, money, ledgers, fines, military courts, and jails. The reservations were “total institutions” as defined by sociologist Erving Goffman. And as such, they destroyed, or remade, Indian culture and subjectivity.
In New Mexico, as General George Crook pioneered the use of small counterguerrilla patrols to harass Geronimo’s Apache warriors, he also set up a system of mountaintop mirrors that communicated in a type of semaphore; this expanded his informational control over a wide area of intensely rugged terrain.12 Railroads, telegraphs, barbed wire, propaganda, ideological indoctrination, photography, legal legerdemain, fast-action repeating rifles, and Hotchkiss light field artillery all gave those brutal campaigns of subjugation a modern profile. Call it the prehistory of the Predator drone.
Thus, in the Indian wars, as in modern antiguerrilla campaigns, the military targeted civilians: attacking villages, burning crops, taking women and children hostage, and concentrating the refugee populations at military forts so as to better watch over them. Divide-and-conquer tribalism was also fomented to facilitate in-fighting and the creation of local Indian auxiliaries. Recall, Sitting Bull was killed by his own former warriors turned reservation police.13
A Doctrine Emerges
The plains wars produced no written doctrine or theory of pacification, but British officers, facing similar tasks at the end of the nineteenth century in the African, Indian, and Southeast Asian domains of the Crown, did write about their methods. As John A. Nagl lays out in his classic Learning to Eat Soup with a Knife: Counterinsurgency Lessons from Malaya and Vietnam, the British officers, far away from their government, were often unable to receive instruction. Thus, they had to apply themselves to the study and development of new tactics.
The first classic in this genre was The Defensive Duffers Drift by Major General Sir Ernest Swinton. A strange little volume, Duffers Drift describes Swinton’s experience as a young captain leading a British company in the Boer War. The book is arranged as a five-part dreamscape of interconnected and repeating nightmares. In each, the Boers trick and attack Swinton in new and more devious ways. Each nightmare is followed by a list of lessons, which grow more ruthless with each repetition of the cycle.14 Realizing that he is fighting not only guerrillas but a whole people, Swinton concludes, “There are no flanks, no rear, or, to put it otherwise, it is front all round.”15 From this he concludes, never trust the locals; detain them, burn their farms, and starve them out, the women and children included. Attack their social fabric, for that is what the guerillas depend on.
Later works include Charles Caldwell’s Small Wars: Their Principles and Practice and Charles Gwyn’s Imperial Policing. Both helped establish core features of counterinsurgency doctrine—minimal use of force, civilian and military coordination, development of proxy forces—but they lack the trippy, laudanum-laced quality of Duffers Drift.
Banana Wars
For American forces, small-war tactics matured considerably with the rise of the so-called banana wars. Between the late 1890s and the late 1930s, US military forces intervened in Chile, Haiti, Hawaii, Nicaragua, China, Panama, the Philippines, Cuba, Puerto Rico, Dominican Republic, and many other places. All of these conflicts were more or less irregular and asymmetrical and entailed controlling the civilian population rather than annihilating a conventional force.
The order of the day was measured violence, small-unit tactics, mobility, cultural and psychological warfare, and the modern methods of administration, regulation, and surveillance. Detainees, often civilians, were concentrated in camps; checkpoints and official identification documents controlled civilian movement. At times these campaigns involved destroying the enemy’s means of sustenance; burning whole villages was routine practice. Hungry civilians then became dependent on the food handouts, or “modern” economic-development programs, of the occupiers, and the areas of the guerrilla operations were effectively depopulated.16
Central to victory was the creation and training of local auxiliary forces. When the Marines pulled out, they wanted to count on the local constabulary, guardia civil, or gendarmerie to repress any reformist politicians, trade unionists, nationalists, or socialists who might seek to upset the existing order by taxing foreign business and redistributing wealth.17
This use of ethnic minorities to divide and conquer has been dubbed “ethnoliberation opportunism” by anthropologist Philippe Bourgeois. It occurs again and again in small wars—examples include the CIA’s use of mountain tribes in Laos during the Vietnam War; the arming of mujahideen mercenaries against the Soviets during the Afghan jihad of the 1980s; and now the development of Shia death squads and the Sunni based Safwa militia in Iraq.18 Cultivating these proxies almost always means cultivating criminals and fanatics. Their names from the Cold War include Brooklyn Rivera in Nicaragua, Joseph Savimbi in Angola, and Gulbuddin Hekmatyar in Afghanistan. These useful sociopaths are never easy to control and when they have served their purpose as proxies, they are let go to wander violently across the landscapes of their own societies.
The Manual
From the US Marine Corps’ banana wars in the Caribbean and Latin America came a book, the Small Wars Manual, published in 1940. By that point, the Marines had some experience to draw on. As the manual’s first edition noted, “The Marine Corps has landed troops 180 times in 37 countries from 1800 to 1934. Every year during the past 36 years since the Spanish-American War, the Marine Corps has been engaged in active operations in the field.”19 Small wars were constant and ongoing.
The Marines’ small-war methods tended to combine carrot and stick, terror and reconciliation. Violence was applied to dislodge the authority of the rebels or the offending government. The Marines burned crops and homes, took prisoners, and terrorized the common people. Smedley Butler said that his troops burned down most of northern Haiti. Official reports used subtler language to describe the same: “Troops in the field have declared and carried on what is commonly known as ‘open season,’ where care is not taken to determine whether or not the natives encountered are bandits or ‘good citizens’ and warehouses have been ruthlessly burned merely because they were unoccupied and native property otherwise destroyed.” 20 Once populations had submitted, however, they were permitted to return to their normal lives and economic activities.21
The Nation described it more bluntly:
“U.S. Marines landed in Haiti, seized the gold in the National Bank, took over the customs-houses, closed the legislative assembly, and refused payment of salaries to Haitian officials who refused to do the white man’s will.”22 Butler, a veteran of many small wars, put it even more directly: “I spent most of my time being a high-class muscle man for big business, for Wall Street and the bankers. In short I was a racketeer for capitalism.” Butler said he had “helped in the raping of a half dozen Central American republics for the benefit of Wall Street.”23
Cold War Proxies
In 1952 the US military created the Special Forces. With this development, counterinsurgency became further institutionalized and more clearly associated with a political doctrine of defending capitalism. A few years later, Ernesto Che Guevara published Guerrilla Warfare‚ which is similar to the Small Wars Manual in that it is full of practical, even commonsense advice: “Movement by night is another important characteristic of the guerrilla band, enabling it to advance its position for an attack and, where the danger of betrayal exists, to mobilize in new territory.”24 But Guerrilla Warfare also emphasizes the role of ideas and politics. For Guevara ideology is both means and end. According to him, only a self-consciously political insurgency can win: “The guerrilla fighter needs full help from the people of the area. This is an indispensable condition. This is clearly shown by considering the case of bandit gangs that operate in the region. They have all the characteristics of a guerrilla army, hegemony, respect for the leader, valor, knowledge of the ground and often very good understanding of the tactics to be employed. The only thing missing is the support of the people; and inevitably these gangs are captured and exterminated by public forces.”25 For Guevara, the military superiority of the guerrilla band is born of its relationship to political ideals: “We must come to the inevitable conclusion that the guerrilla fighter is a social reformer, that he takes up arms responding to the angry protests of the people against their oppression and that he fights in order to change the social system that keeps all his unarmed brothers in ignominy and misery.”26
Thus enters the struggle for hearts and minds. Indeed, it was President John F. Kennedy who first had Che’s book translated into English. Kennedy was intimately interested in counterinsurgency: at his behest the Special Forces first donned their eponymous green berets. It was a strange and unwitting tribute to Che, whose iconic image has him wearing a beret.
Before long the Special Forces were operating in Laos and Vietnam. The war in Indochina was marked by colossal violence—carpet bombing by B-52s; napalm; large, conventional-style engagements between the North Vietnamese army and American forces. But it also involved intense counterinsurgency, at the heart of which was the Strategic Hamlet Program, which entailed the destruction, then reconstitution, of pro-Vietcong civilian communities.
No country saw a more devastating counterinsurgency than Guatemala. Beginning in 1981, the military government of General Rios Mont combined a genocidal, scorched-earth campaign against civilians with a classic “secure-and-hold” development strategy called frijoles y fusiles, or “beans and bullets.” After destroying Indian villages and massacring many of their inhabitants, the military concentrated the surviving civilians in “model villages.” They forced male survivors to participate in civil patrols, lightly armed vigilante forces that served as the eyes and ears of the military—and often as their human shields. An estimated one hundred thousand civilians were murdered during the Guatemalan Civil War, the vast majority by government forces.
I had an opportunity to see this war firsthand, in 1988, when I hiked across the Ixill Triangle in the highlands war zone. The trails were littered with government and guerrilla propaganda—small handbills exhorting the people to join one side or the other. The area was still at war, but the guerrillas were in retreat. Everywhere we saw the methods of counterinsurgency: trails cleared of trees on all sides, air patrols, civilian militia checkpoints, burnt villages, and new ones under strict government control. In one model village, a company of Guatemalan soldiers was dug in around a helicopter landing pad on the highest point of the ridge. Later, in 1991, I traveled with, and reported on, the Resistencia Nacional, part of the Farabundo Martí National Liberation Front, or FMLN. The hills of Cabañas, El Salvador, bore similar physical and social scars.
Today, the Guatemalan highlands and the small towns of El Salvador remain violent, but instead of guerrilla operations and counterinsurgency, the plague is crime. The global average homicide rate is less than eight per one hundred thousand, but the UN Office on Drugs and Crime reports that in Central America the murder rate between 2003 and 2008 averaged sixty-one per one hundred thousand in Honduras; fifty-two per one hundred thousand in El Salvador; and forty-nine per one hundred thousand in Guatemala.27 One Latin American scholar writing in 2006 found that “crime rates have risen globally by an average of 50 per cent over the past 25 years, and the phenomenon is widely considered to contribute significantly to human suffering all over the world. This is particularly the case in Latin America, where violence has reached unprecedented levels due to rising crime and delinquency.”28
All three of those countries were sites of intense counterinsurgency from the late 1970s to the early 1990s, and the legacy of that is anomie: a weakened society, a social fabric frayed, resulting in a gun culture with large populations of unemployed men habituated to violence, discipline, secrecy, pack loyalty, brutality; trained in the arts of smuggling, extortion, robbery, and assassination. In other words, an invisible army of criminals occupies society. The political class is steeped in violence, and much of it sees society as a battlefield; enemies must be destroyed, social problems eliminated by force. Walls and armed guards dominate the landscape. The police are hooked on habits of torture, disappearance, and drug running.29
Meanwhile, relative deprivation defines the psychological terrain: these societies are more unequal than ever, and the revolutionaries and progressive social movements, in raising class-consciousness, have enlightened the masses about the inherent unfairness of the situation.30 The spectacle of modern media, in advertizing riches and fame, makes the common people aware of what they lack. All of this feeds criminogenic relative depravation.
Post–Cold War
Famously, the American defeat in Vietnam turned the US military away from the study of counterinsurgency, though the methods of irregular warfare remained part of the instruction for US proxy forces in El Salvador, the Philippines, Columbia and elsewhere. Counterinsurgency doctrine made a return after US Army Rangers got into trouble in Mogadishu, Somalia, in 1993, during a botched raid on the compound of Somali warlord Mohamed Farrah Aidid. After a Blackhawk helicopter was shot down in the city, a seat-of-the pants rescue mission eventually shot its way into, then back out of, the city but not without considerable loss of life—particularly for the Somali militiamen, eight to thirteen hundred of whom were killed—and a spectacular humiliation for the US Army.31
After that, the Pentagon began to think more seriously about how to fight irregulars in cities and failed states. Soon the RAND Corporation put out a study called “the urbanization of insurgency,” and a December 1997 National Defense Panel review “castigated the Army as unprepared for protracted combat in the near impassable, maze-like streets of povertystricken Third World cities. As a result, the four armed services, coordinated by the Joint Staff Urban Working Group, launched crash programs to master street-fighting under realistic third-world conditions.”32
In Iraq, I saw the new doctrine playing out in the streets of Baghdad, Fallujah, Summara, and Baquba. During one firefight, as I hid behind a parked car, my mind drifted back to the war game in Oakland. The shootout in Baghdad encapsulated the whole war—confusing and labor intensive, overly and dysfunctionally technological, and awkwardly urban. The US troops had more firepower than they could use, and they didn’t even know exactly where or who the enemy was. Civilians hid in every corner as bullets hissed past.
Greg Grandin’s Empire’s
Workshop: Latin America, the United States, and the Rise of the New Imperialism makes clear the links between counterinsurgency in Iraq and its antecedents in Central America. Grandin quotes an American counterinsurgency expert who describes the ferocity of US-funded and -trained forces in Central America as “going primitive.” As Grandin explains, “With the United States failing to defeat the [Iraq] rebels on its own, the Pentagon came to debate the ‘Salvadorian option,’ that is the use of local paramilitary forces otherwise known as death squads, to do the kind of dirty work that it was either unwilling or unable to do. It turned to men like James Steele, who in the 1980s led the Special Forces mission in El Salvador and worked with Oliver North to run weapons and supplies to the Nicaraguan Contras.”33
The Shia death squads of the government of Prime Minister Nouri al-Maliki are the result. Peter Maas of the New York Times Magazine tagged along with Steele and described the situation:Looking through the doors, I saw about 100 detainees squatting on the floor, hands bound behind their backs; most were blindfolded. To my right, outside the doors, a leather-jacketed security official was slapping and kicking a detainee who was sitting on the ground. . . . A few minutes after the interview started, a man began screaming in the main hall, drowning out the Saudi’s voice. “Allah!” he shouted. “Allah! Allah!” It was not an ecstatic cry; it was chilling, like the screams of a madman, or of someone being driven mad. “Allah!” he yelled again and again. The shouts were too loud to ignore. Steele left the room to find out what was happening. By the time he returned, the shouts had ceased. But soon, through the window behind me, I could hear the sounds of someone vomiting, coming from an area where other detainees were being held, at the side of the building.34
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