by Neil Shubin
Twenty years later, I’m still digging in the dirt and cracking rocks. I’m also collecting DNA and looking at its role in development. Debates usually begin as either-or scenarios. Over time, all-or-nothing positions give way to a more realistic approach. Fossils and the geological record remain a very powerful source of evidence about the past; nothing else reveals the actual environments and transitional structures that existed during the history of life. As we’ve seen, DNA is an extraordinarily powerful window into life’s history and the formation of bodies and organs. Its role is particularly important where the fossil record is silent. Large parts of bodies—soft tissues, for example—simply do not fossilize readily. In these cases, the DNA record is virtually all we have.
Extracting DNA from bodies is incredibly easy, so easy you can do it in your kitchen. Take a handful of tissue from some plant or animal—peas, or steak, or chicken liver. Add some salt and water and pop everything in a blender to mush up the tissue. Then add some dish soap. Soap breaks up the membranes that surround all the cells in the tissue that were too small for the blender to handle. After that, add some meat tenderizer. The meat tenderizer breaks up some of the proteins that attach to DNA. Now you have a soapy, meat-tenderized soup, with DNA inside. Finally, add some rubbing alcohol to the mix. You’ll have two layers of liquid: soapy mush on the bottom, clear alcohol on top. DNA has a real attraction to alcohol and will move into it. If a goopy white ball appears in the alcohol, you’ve done everything right. That goop is the DNA.
You are now in a position to use that white glop to understand many of the basic connections we have with the rest of life. The trick, on which we spend countless hours and dollars, comes down to comparing DNA’s structure and function in different species. Here is the counterintuitive bit. By extracting DNA from any tissue, say the liver, of different species, you can actually decipher the history of virtually any part of our body, including our sense of smell. Locked inside that DNA, whether it comes from liver, blood, or muscle, is much of the apparatus we use to detect odors in our environment. Recall that all our cells contain the same DNA; what differs is which bits of DNA are active. The genes involved in the sense of smell are present in all of our cells, although they are active only in the nasal area.
As we all know, odors elicit impulses in our brains that can have a profound impact on the way we perceive our world. A whiff might lead us to recall the schoolrooms of our childhood or the musty coziness of our grandparents’ attic, each occasion bringing long-buried feelings to the surface. More essentially, smells can help us to survive. The smell of tasty food gets us hungry; the smell of sewage makes us feel ill. We are hardwired to avoid rotten eggs. Want to sell your home? It would be far better to have bread baking in the oven than cabbage boiling on the stovetop when prospective buyers come by. We collectively invest vast sums in our sense of smell: in 2005 the perfume industry generated $24 billion of business in the United States alone. All of this attests to how deeply embedded our sense of smell is inside of us. It is also very ancient.
Our sense of smell allows us to discriminate among five thousand to ten thousand odors. Some people can detect the odor molecules in a green bell pepper at a concentration of less than one part per trillion. That is like picking out one grain of sand from a mile-long beach. How do we do that?
What we perceive as a smell is our brain’s response to a cocktail of molecules floating in the air. The molecules that we ultimately register as an odor are tiny, light enough to be suspended in the air. As we breathe or sniff, we suck these odor molecules into our nostrils. From there, the odor molecules go to an area behind our nose where they are trapped by the mucous lining of our nasal passages. Inside this lining is a patch of tissue containing millions of nerve cells, each with little projections into the mucous membrane. When the molecules in the air bind to the nerve cells, signals are sent to our brain. Our brain records these signals as a smell.
The molecular part of smelling works like a lock-and-key mechanism. The lock is the odor molecule; the key is the receptor on the nerve cell. A molecule captured by the mucous membranes in our nose interacts with a receptor on the nerve cell. Only when the molecule attaches to the receptor is a signal sent to our brain. Each receptor is tuned to a different kind of molecule, so a particular odor might involve lots of molecules and, accordingly, lots of receptors sending signals to our brains.
The best analogy for smell comes from music: a chord. A chord is made up of several notes acting together as one. In the same way, an odor is the product of signals from lots of receptors keyed to different odor molecules. Our brain perceives these different impulses as one smell.
Molecules (enlarged many, many times) from a flower waft through the air. These molecules attach to receptors inside the lining of our nasal cavities. Once the molecules attach, a signal is sent to our brain. Each smell is composed of many different molecules attaching to different receptors. Our brain integrates these signals as we perceive a smell.
As in fish, amphibians, reptiles, mammals, and birds, much of our sense of smell is housed inside our skull. Like the other animals, we have one or more holes through which we bring air inside, and then a set of specialized tissues where the chemicals in the air can interact with neurons. We can trace the patterns of these holes, spaces, and membranes from fish to man and find a general pattern. The most primitive living animals with skulls, jawless fish such as lampreys and hagfish, have a single nostril that leads to a sac inside the skull. Water goes into this blind sac, and it is there that smelling takes place; the main difference from us being that lampreys and hagfish extract odors from water instead of air. Our closest fish relatives have an arrangement somewhat like ours: the water enters a nostril and ultimately goes to a cavity linked with the mouth. Fish like lungfish or Tiktaalik have two kinds of nostrils: an external one and an internal one. In this, they are a lot like us. Sit with your mouth closed and breathe. Air enters an external nostril and travels through your nasal cavities to enter the back of your throat via internal passageways. Our fish ancestors had internal and external nostrils, too, and to nobody’s surprise these are the same fish that have arm bones and other features in common with us.
Our sense of smell contains a deep record of our history as fish, amphibians, and mammals. A major breakthrough in understanding this occurred in 1991 when Linda Buck and Richard Axel discovered the large family of genes that give us our sense of smell.
Nasal openings and the flow of odor molecules from jawless fish to man.
Buck and Axel used three major assumptions to design their experiments. First, they came up with a reasoned hypothesis, based on work done in other laboratories, about what the genes that make odor receptors might have looked like. Experiments showed that odor receptors have a characteristic structure with a number of molecular loops that help them convey information across a cell. This was a big clue, because Buck and Axel could then search the genome of a mouse for every gene that makes this structure. Second, they assumed that the genes for these receptors had to have a very specific activity—they should be active only in the tissues involved with smell. This makes sense: if something is involved in smelling, then it should be restricted to the tissues specialized for that purpose. Third—and this last was a big assumption—Axel and Buck reasoned that there wasn’t only one or even a small number of these genes, there had to be lots of them. This hypothesis was based on the fact that many different kinds of chemicals can stimulate different smells. If there was a one-to-one match between each chemical type and a receptor/ gene specialized for it, then there had to be many, many genes. But, given the data they had at the time, this needn’t have been true.
Buck and Axel’s three assumptions were borne out perfectly. They found genes that had the characteristic structure of the receptor they were looking for. They found that all of these genes were active only in the tissues involved in smelling, the olfactory epithelium. And finally, they found a huge number of these genes. It was a home run. T
hen, Buck and Axel discovered something truly astounding: fully 3 percent of our entire genome is devoted to genes for detecting different odors. Each of these genes makes a receptor for an odor molecule. For this work, Buck and Axel shared the Nobel Prize in 2004.
Following Buck and Axel’s success, people started fishing around for olfactory receptor genes in other species. It turns out that such genes are a living record of some major transitions in the history of life. Take the water-to-land transition, over 365 million years ago. There are two kinds of smelling genes: one is specialized for picking up chemical scents in the water, the other specialized for air. The chemical reaction between odor molecule and receptor is different in water and air, hence the need for slightly different receptors. As we’d expect, fish have water-based receptors in their nasal neurons, mammals and reptiles have air-based ones.
This discovery helps us make sense of the state of affairs in the most primitive fish alive on the planet today—the jawless fish such as lampreys and hagfish. It turns out that these creatures have, unlike more advanced fish and mammals, neither “air” nor “water” genes; rather, their receptors combine both types. The implication is clear: these primitive fish arose before the smelling genes split into two types.
Jawless fish reveal another very important point: they have a very small number of odor genes. Bony fish have more, and still more are seen in amphibians and reptiles. The number of odor genes has increased over time, from relatively few in primitive creatures such as jawless fish, to the enormous number seen in mammals. We mammals, with over a thousand of these genes, devote a huge part of our entire genetic apparatus just to smelling. Presumably, the more of these genes an animal has, the more acute its ability to discern different kinds of smells. In this light, our large number of odor genes makes sense—mammals are highly specialized smelling animals. Just think of what effective trackers dogs can be.
But where do all our extra odor genes come from? Did they just pop out of the blue? How this expansion happened seems obvious when we look at the structure of the genes. If you compare the odor genes of a mammal with the handful of odor genes in a jawless fish, the “extra” genes in mammals are all variations on a theme: they look like copies, albeit modified ones, of the genes in jawless fish. This means that our large number of odor genes arose by many rounds of duplication of the small number of genes present in primitive species.
This leads us to a paradox. Humans devote about 3 percent of our genome to odor genes, just like every other mammal. When geneticists looked at the structure of the human genes in more detail, they found a big surprise: fully three hundred of these thousand genes are rendered completely functionless by mutations that have altered their structure beyond repair. (Other mammals do use these genes.) Why have so many odor genes if so many of them are entirely useless?
Dolphins and whales, of all creatures, offer an insight to help us answer this question. Like all mammals, dolphins and whales have hair, breasts, and a three-boned middle ear. Their mammalian history is also recorded in their smelling genes: lacking fish-like water-specialized genes, cetaceans have mammalian air-specialized genes. The mammalian history of whales and dolphins is even written in the DNA of their odor perception apparatus. But there is an interesting puzzle: dolphins and whales no longer use their nasal passages to smell. What are these genes doing? The former nasal passage has been modified into a blowhole, which is used in breathing, not in smelling. This has had a remarkable effect on the smelling genes: all of a cetacean’s odor genes are present, but not one is functional.
What has happened to the smell genes of dolphins and whales also happens in many other species’ genes. Mutations crop up in genomes from generation to generation. If a mutation knocks out the function of a gene, the result can be dangerous, or even lethal. But what happens if a mutation knocks out the function of a gene that does nothing? There is a lot of mathematical theory that says the obvious: such mutations will just silently get passed on from generation to generation. This is exactly what appears to have happened in dolphins. Their smell genes are no longer needed, given the blowhole, so the mutations that knocked out their function just accumulate over time. The genes have no use, but they remain present in the DNA as silent records of evolution.
But humans do have a sense of smell, so why have so many of our odor genes been knocked out? Yoav Gilad and his colleagues answered this question by comparing genes among different primates. He found that primates that develop color vision tend to have large numbers of knocked-out smell genes. The conclusion is clear. We humans are part of a lineage that has traded smell for sight. We now rely on vision more than on smell, and this is reflected in our genome. In this trade-off, our sense of smell was deemphasized, and many of our olfactory genes became functionless.
We carry a lot of baggage in our noses—or, more precisely, in the DNA that controls our sense of smell. Our hundreds of useless olfactory genes are left over from mammal ancestors who relied more heavily on the sense of smell to survive. In fact, we can take these comparisons deeper still. Like photocopies that lose their fidelity as they are repeatedly copied, our olfactory genes get more dissimilar as we compare ourselves to successively more primitive creatures. Our genes are similar to primates’, less similar to other mammals’, less similar still to reptiles’, amphibians’, fishes’, and so on. That baggage is a silent witness to our past; inside our noses is a veritable tree of life.
CHAPTER NINE
VISION
Only once in my entire career have I found the eye of a fossil creature. I wasn’t in the field on an expedition, I was in the back room of a mineral shop in a small town in northeast China. My colleague Gao Keqin and I were studying the earliest known salamanders, beautiful fossils collected from Chinese rocks about 160 million years old. We had just finished a collecting trip to some sites Gao knew about. The locations were secret, because these salamander fossils have serious monetary value for the farmers who typically find them. What makes them special is that impressions of the soft tissue, such as gills, guts, and the notochord, are often preserved. Private collectors love them because fossils of this quality are exceedingly rare. By the time we ended up at the mineral shop, Gao and I had already collected a number of really beautiful ancient salamanders of our own from his sites.
This particular mineral dealer had gotten his hands on one of the best salamander fossils of all time. Gao wanted us to see it and spent the better part of a day trying to work the deal. The whole visit had a terrifically illicit feel. Gao spent several hours smoking cigarettes with the gentleman, speaking and gesturing in Chinese. Clearly there was some bartering going on, but not knowing Chinese I had no idea what offers were being put on the table. After lots of headshaking and ultimately a big handshake, I was permitted to go to the back room and look at a fossil on the dealer’s desk. It was a stunning sight: the body of a larval salamander, no more than three inches long. In it, I could see impressions of the whole animal, all the way down to the little shells it ate as its last meal. And, for the first and only time in my career, I was staring at the eye of an ancient fossil animal.
Eyes rarely make it into the fossil record. As we’ve seen, the best candidates for preservation as fossils are the hard parts of the animals—bones, teeth, and scales. If we want to understand the history of eyes, then we can use an important fact to our advantage. There is a remarkable diversity of organs and tissues that animals use to capture light, from simple photoreceptor organs in invertebrate animals to the compound eyes of various insects and our own camera-type eye. How do we put this variation to use in understanding how our ability to see developed over time?
The history of our eyes is a lot like that of a car. Take a Chevy Corvette, for example. We can trace the history of the model as a whole—the Corvette—and the history of each of its parts. The ’Vette has a history, beginning with its origins in 1953 and continuing through the different model designs each year. The tires used on the ’Vette also have a history, a
s does the rubber used in making them. This supplies a great analogy for bodies and organs. Our eyes have a history as organs, but so do eyes’ constituent parts, the cells and tissues, and so do the genes that make those parts. Once we identify these multiple layers of history in our organs, we understand that we are simply a mosaic of bits and pieces found in virtually everything else on the planet.
Much of the processing of the images we see actually happens inside our brains: the role of the eye is to capture light in a way that it can be carried to the brain for processing as an image. Our eyes, like those of every creature with a skull and backbone, are like little cameras. After light from the outside enters the eye, it is focused on a screen at the back of the eyeball. Light travels through several layers as it traverses this path. First it passes through the cornea, a thin layer of clear tissue that covers the lens. The amount of light that enters the eye is controlled by a diaphragm, called the iris, which dilates and contracts by the action of involuntary muscles. The light then passes through the lens, which, as a camera does, focuses the image. Tiny muscles surround the lens; as these muscles contract, they change the lens’s shape, thus focusing images from near and far. A healthy lens is clear and made up of special proteins that give it its distinctive shape and light-gathering properties. These proteins, known as lens crystallins, are exceptionally long-lived, allowing the lens to continue functioning as we age. The screen on which all of the light is projected, the retina, is loaded with blood vessels and light receptors. These light receptors send signals to our brain that we then interpret as images. The retina absorbs the light via sensitive light-gathering cells. There are two types of such cells: one is very sensitive to light, the other less so. The more sensitive cells record only in black and white; the less sensitive cells record in color. If we look around the animal world, we can assess whether animals are specialized for daylight or night by looking at the percentages of each type of light-sensing cell in their eyes. In humans these cells make up about 70 percent of all the sensory cells in our body. That is a clear statement about how important vision is to us.
