Fig. 3.3: This figurine from Lefkandi on the island of Euboea, painted with the bold geometric designs characteristic of the Greek Dark Age (compare fig. 3.2), depicts a centaur, a mythological creature with a man’s head and torso on the body of a horse. Myths told stories featuring such half-human / half-animal beings to explore the boundaries between culture and nature. Marie Mauzy / Art Resource, NY.
In the eighth century B.C., the Greeks began to record their own versions of these myths in writing. The poetry of Hesiod reveals how religious myth, as well as the economic changes and social values of the time, contributed to the feeling of community that underlay the gradual emergence of new political structures in Greece. Living in the region of Boeotia in central Greece, Hesiod employed myth to reveal the divine origin of justice. His Theogony details the birth of the race of gods over several generations from primordial Chaos (“void” or “vacuum”) and Earth, the mother of Sky and numerous other children. Hesiod explained that when Sky began to imprison his siblings, Earth persuaded her fiercest male offspring, Kronos, to overthrow him by violence because “[Sky] first contrived to do shameful things” (Theogony, line 166). When Kronos later began to swallow up all his own children, Kronos’s wife Rhea had their son Zeus overthrow his father by force in retribution for his evil deeds. These vivid stories, which had their origins in Near Eastern myths, like those of the Mesopotamian Epic of Creation (Pritchard, Ancient Near Eastern Texts, pp. 60–99), carried the message that existence, even for gods, entailed struggle, sorrow, and violence. Even more significantly for social and political developments in Greece, however, they showed that a concern for justice had also been a component of the divine order of the universe from the beginning.
Hesiod identified Zeus as the source of justice in all human affairs, a marked contrast to the portrayal of Zeus in Homeric poetry as primarily concerned only with the fate of his favorite warriors in battle. Hesiod presents justice as a divine quality that will assert itself to punish evildoers: “Zeus ordained this law for men, that fishes and wild beasts and birds should eat each other, for they have no justice; but to human beings he has given justice, which is far the best” (Works and Days, lines 276–280). In the Dark Age society of Hesiod’s day, men dominated the distribution of justice, exercising direct control over their family members and household servants. Others outside their immediate households would become their followers by acknowledging their status as leaders. A powerful man’s followers would grant him a certain amount of authority because, as the followers were roughly equal in wealth and status among themselves, they needed a figure invested with authority to settle disputes and organize defense against raids or other military threats. In anthropological terms, such leaders operated as chiefs of bands. A chief had authority to settle arguments over property and duties, oversaw the distribution of rewards and punishments in a system of retributive justice, and often headed the religious rituals deemed essential to the security of the group.
At the same time, a chief had only limited power to coerce recalcitrant or rebellious members of his band to respect his decisions and commands. When choices affecting the entire group had to be made, his leadership depended on being capable of forging a consensus by persuading members of the band about what to do. Hesiod describes how an effective chief exercised leadership: “When wise leaders see their people in the assembly get on the wrong track, they gently set matters right, persuading them with soft words” (Theogony, lines 88–90). In short, a chief could only lead his followers where they were willing to go, and only by the use of persuasion, not compulsion. The followers expected to gather in an assembly of them all to settle important matters by implementing what they regarded as just retribution. These expectations of persuasion and justice lived on after the Dark Age as fundamental principles contributing to the creation of the political structures undergirding the organization of Greek city-states composed of free citizens, not subjects.
Chiefs were of course not immune to misuse of their status and ability to persuade others to do their will, and it seems likely that friction became increasingly common between leaders and their poorer followers in the late Dark Age. A story from Homer provides a fictional illustration of the kind of behavior that could have generated such friction in the period during which the city-state began to emerge. When Agamemnon, the arrogantly self-important leader of the Greek army besieging Troy, summoned the troops to announce a decision to prolong the war, then in its tenth year, an ordinary soldier named Thersites spoke up in opposition, fiercely criticizing Agamemnon for his greedy and unjust behavior. Thersites had the right and the opportunity to express his opinion because Agamemnon led the Greeks as a Dark Age chief led a band, which required that all men’s opinions be heard with respect in a common assembly. It was thus in front of Agamemnon’s assembled followers that Thersites excoriated the leader as inexcusably selfish. “Let’s leave him here to digest his booty,” Thersites shouted to his fellow soldiers in the ranks. In response, Odysseus, another chief, immediately rose to support Agamemnon, saying to Thersites, “If I ever find you being so foolish again, may my head not remain on my body if I don’t strip you naked and send you back to your ship crying from the blows I give you.” Odysseus thereupon beat down Thersites with a blow to his back, which drew blood (Iliad 2, lines 211–277).
At the conclusion of this episode, The Iliad describes the assembled soldiers as approving Odysseus’s violent suppression of Thersites, who is portrayed as an unattractive personality and ugly man (these two characteristics went together in Greek thought). For the city-state to be created as a political institution in which all free men had a share, this complacent attitude of the mass of men had to change in the real world. Ordinary men had to insist that they deserved equitable treatment, according to the definition of equity valid in their society, even if members of the social elite were to remain in leadership positions, while the rank and file themselves remained as subordinates to the elite leaders in war and their social inferiors in peace.
Hesiod reveals that by the eighth century B.C. a state of heightened tension concerning the implementation of justice in the affairs of everyday life had indeed developed between chiefs and peasants (the free proprietors of small farms, who might own a slave or two, oxen to work their fields, and other movable property of value). Peasants’ ownership of property made them the most influential group among the men, ranging from poor to moderately well-off, who made up the bands of followers of elite chiefs in late Dark Age Greece. Assuming the perspective of a peasant farming a smallholding, the poet insisted that the divine origin of justice should be a warning to “bribe-devouring chiefs” who settled disputes among their followers and neighbors “with crooked judgments” (Works and Days, lines 263–264). The outrage evidently felt by peasants at receiving unfair treatment in the settlement of disputes served as yet another stimulus for the gradual movement toward new forms of political organization, those of the city-state.
FOUR
The Archaic Age
During the Archaic Age the Greeks fully developed the most widespread and influential of their new political forms, the city-state (polis). The term archaic, meaning “old-fashioned” and designating Greek history from approximately 750 to 500 B.C., stems from art history. Scholars of Greek art, employing criteria about what is beautiful, which today are no longer seen as absolute, judged the style of works from this period as looking more old-fashioned than the more-naturalistic art of the fifth and fourth centuries B.C. Art historians judged the sculpture and architecture from the following time period as setting what they saw as the classic standard of beauty and therefore named it the Classical Age. They thought that Archaic Age sculptors, for example, who created freestanding figures that stood stiffly, staring straight ahead in imitation of Egyptian statuary, were less developed than the artists of the Classical Age, who depicted their subjects in more-varied and active poses.
The question of the merits of its statues aside, the Archaic Age saw the
gradual culmination of developments in social and political organization in ancient Greece that had begun much earlier in the Dark Age and that led to the emergence of the Greek city-state. Organized on the principle of citizenship, the city-state included in its population free male citizens, free female citizens, and their children, alongside noncitizen but free resident foreigners and nonfree slaves. Individuals and the community as a state both owned slaves. The Greek citystate was thus a complex community made up of people of very different legal and social statuses. Certainly one of its most remarkable characteristics was the extension of citizenship and a certain share of political rights to even the poorest freeborn local members of the community. Explaining how this remarkable development happened remains a central challenge for historians. Since these principles are taken for granted in many contemporary democracies, it can be easy to overlook how unusual—and frankly astonishing—they were in antiquity. Although poverty could make the lives of poor citizens as physically deprived as those of slaves, their having the status of citizen was a distinction that gave an extra meaning to the personal freedom that set them apart from the enslaved inhabitants of the city-state and the foreign residents there. In my judgment, the importance of citizenship in the city-state ranks as a wonder of the history of ancient Greece.
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c. 800 B.C.: Greek trading contacts with Al Mina in Syria.
c. 775 B.C.: Euboeans found trading post on the island of Ischia in the Bay of Naples.
Before 750 B.C.: Phoenicians found colonies in western Mediterranean, such as at Cadiz (in modern Spain).
c. 750–700 B.C.: Oracle of Apollo at Delphi already famous.
c. 750–500 B.C.: The Greek Archaic Age.
c. 750 B.C.: Greek city-states beginning to organize spatially, socially, and religiously.
c. 750–550 B.C.: Greek colonies founded all around the Mediterranean region.
c. 700–650 B.C.: Hoplite armor for infantry becoming much more common in Greece.
c. 600 and after: Chattel slavery becomes increasingly common in Greece.
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THE CHARACTERISTICS OF THE CITY-STATE
Polis, the Greek term from which we take the modern term politics, is usually translated as “city-state” to emphasize its difference from what we today normally think of as a city. As in many earlier states in the ancient Near East, the polis, territorially speaking, included not just an urban center, often protected by stout walls, but also countryside for some miles around, inhabited by residents living in villages from large to small. Members of a polis, then, could live in the town at its center and also in communities or single farmhouses scattered throughout its rural territory. In Greece, these people made up a community of citizens embodying a political state, and it was this partnership among citizens that represented the distinctive political characteristic of the polis. Only men had the right to political participation, but women still counted as members of the community legally, socially, and religiously.
The members of a polis constituted a religious association obliged to honor the state’s patron god as well as the other gods of Greece’s polytheistic religion. Each polis identified a particular god as its special protector, for example, Athena at Athens. Different communities could choose the same deity as their protector: Sparta, Athens’s chief rival in the Classical period, also had Athena as its patron divinity. The community expressed official obedience and respect to the gods through cults, which were regular systems of religious sacrifices, rituals, and festivals paid for by public funds and overseen by citizens serving as priests and priestesses. The central activity in a city-state’s cult was the sacrifice of animals to demonstrate to the gods as divine protectors the respect and piety of the members of the polis and to celebrate communal solidarity by sharing the roasted meat.
A polis had political unity among its urban and rural settlements of citizens and was independent as a state. Scholars disagree about the deepest origins of the Greek polis as a community whose members self-consciously assumed a common and shared political identity. Since by the Archaic Age the peoples of Greece had absorbed many innovations in technology, religious thought, and literature from other peoples throughout the eastern Mediterranean region and the Near East, it has been suggested that Greeks might have been influenced also by earlier political developments elsewhere, for example, as in the city-kingdoms on Cyprus or the cities of Phoenicia. It is difficult to imagine, however, how political, as opposed to cultural, precedents might have been transmitted to Greece from the East. The stream of Near Eastern traders, crafts specialists, and travelers to Greece in the Dark Age could more easily bring technological, religious, and artistic ideas with them than political systems. One Dark Age condition that certainly did affect the formation of the city-state was the absence of powerful imperial states in Greece. The political extinction of Mycenaean civilization had left a vacuum of power that made it possible for small, independent city-states to emerge without being overwhelmed by large states.
What matters most is that the Greek city-state was organized politically on the concept of citizenship for all its indigenous free inhabitants. This concept did not come from the Near East, where rulers ruled subjects; prudent rulers took advice from their subjects and delegated responsibilities to them in the state, but their people were not citizens in the Greek sense. The distinctiveness of citizenship as the organizing principle for the reinvention of politics in this period in Greece was that it assumed in theory certain basic levels of legal equality, especially the expectation of equal treatment under the law and the right to speak one’s mind freely on political matters, with the exception that different regulations could apply to women in certain areas of life, such as acceptable sexual behavior and the control of property. The general legal (though not social) equality that the Greek city-state provided was not dependent on a citizen’s wealth. Since pronounced social differentiation between rich and poor had characterized the history of the ancient Near East and Greece of the Mycenaean Age and had once again become common in Greece by the late Dark Age, it is remarkable that a notion of some sort of legal equality, no matter how incomplete it may have been in practice, came to serve as the basis for the reorganization of Greek society in the Archaic Age. The polis based on citizenship remained the preeminent form of political and social organization in Greece from its earliest definite appearance about 750 B.C., when public sanctuaries serving a community were first attested archaeologically, until the beginning of the Roman Empire eight centuries later. The other most common new form of political organization in Greece was the “league” or “federation” (ethnos), a flexible form of association over a broad territory that was itself sometimes composed of city-states.
The most famous ancient analyst of Greek politics and society, the fourth-century B.C. philosopher Aristotle, insisted that the emergence of the polis had been the inevitable result of the forces of nature at work. “Humans,” he said, “are beings who by nature live in a polis” (Politics 1253a2–3). Anyone who existed self-sufficiently outside the community of a polis, Aristotle only half-jokingly maintained, must be either a beast or a god (Politics 1253a29). In referring to nature, Aristotle meant the combined effect of social and economic forces. But the geography of Greece also influenced the process by which this novel way of organizing human communities came about. The severely mountainous terrain of the mainland meant that city-states were often physically separated by significant barriers to easy communication, thus reinforcing their tendency to develop politically in isolation and not to cooperate with one another despite their common language and gods, the main components of the identity that Greeks in different places believed they all shared.
City-states could also exist next to one another with no great impediments to travel between them, as in the plains of Boeotia. A single Greek island could be home to multiple city-states maintaining their independence from one another: The large island of Lesbos in the eastern Aegean Sea was home to five dif
ferent city-states. Since few city-states controlled enough arable land to grow food sufficient to feed a large body of citizens, polis communities no larger than several hundred to a couple of thousand people were normal even after the population of Greece rose dramatically at the end of the Dark Age. By the fifth century B.C., Athens had grown to perhaps forty thousand adult male citizens and a total population, including slaves and other noncitizens, of several hundred thousand people, but this was a rare exception to the generally small size of Greek city-states. A population as large as that of Classical Athens at its height could be supported only by the regular importation of food from abroad, which had to be financed by trade and other revenues.
EARLY GREEK COLONIZATION
Some Greeks had emigrated from the mainland eastward across the Aegean Sea to settle in Ionia (the western coast of Anatolia and islands close offshore) as early as the ninth century B.C. Starting around 750 B.C., however, Greeks began to settle even farther outside the Greek homeland. Within two hundred years of this date, Greeks had established “colonies” in areas that are today southern France, Spain, Sicily, southern Italy, and along North Africa and the coast of the Black Sea. It is important to remember that the contemporary word colonization implies “colonialism,” meaning the imposition of political and social control by an imperial power on subject populations. Early Greek “colonization” was not the result of imperialism in the modern sense, as there were no empires in Greece in this period. Greek colonies were founded by private entrepreneurs seeking new commercial opportunities for trade and by city-states hoping to solve social problems or improve their economic influence incrementally by establishing new communities of citizens in foreign locations.
Eventually the Greek world included hundreds of newly founded trading settlements and emerging city-states. The desire to own farmland and the revival of international trade in the Mediterranean in the Archaic Age probably provided the most important incentives for Greeks to leave their homeland. That is, the drive to improve one’s life financially was most likely the first and most powerful inducement motivating Greeks to make the difficult choice to emigrate, despite the clear and serious dangers in relocating to unfamiliar and often-hostile places. In any case, greater numbers of Greeks began to move abroad permanently beginning in the mid-eighth century B.C. By this date, the population explosion in the late Dark Age had caused a scarcity of land available for farming, the most desirable form of wealth in Greek culture. The disruptions and depopulation of the Dark Age originally had left much good land unoccupied, and families could send their offspring out to take possession of unclaimed fields. Eventually, however, this supply of free land was exhausted, producing tensions in some city-states through competition for land to farm. Emigration helped solve this problem by sending men without land to foreign regions, where they could acquire their own fields in the territory of colonies founded as new city-states.
Ancient Greece Page 9
