China and Japan

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by Ezra F. Vogel


  newspapers had a circulation of some 650,000, but several months after the

  incident readership had increased to more than one million. Most Japa nese

  families by then owned radios, and radio broadcasts and newspaper reports

  helped fan the flames of excitement over Japa nese advances in Manchuria.

  Even many liberal- minded Japa nese in both Manchuria and Japan who felt

  kindly toward China and the Chinese people did not oppose the Japanese-

  led Manchurian government, for they thought that Japan would not only

  protect the Japa nese living there but also provide enlightened leadership that

  would in turn create stability, develop the Manchurian economy, and en-

  hance the welfare of the Chinese people. Seiji Ozawa, for example, who was

  born in Shenyang in 1935, lived in Manchuria until 1944, and later became

  the longest- serving director of the Boston Symphony Orchestra (from 1973

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  to 2002), was named Seiji by his father, a dental school professor, in honor

  of Itagaki Sei shiro and Ishiwara Kan ji, who four years before Seiji was born

  were the main conspirators behind the Manchurian Incident.

  Through the 1930s Japan tightened its control over those who questioned

  Japa nese aggression. In 1931 Ishibashi Tanzan wrote in the journal he ed-

  ited that Japan should abandon its special rights in Manchuria, as it was

  not worth turning China and the Western nations into enemies. But by the

  late 1930s, as the Japa nese right wing was killing po liti cal leaders who op-

  posed them and the Japa nese military was establishing firm control over the

  national government, the vast majority of Japa nese intellectuals chose not

  to publicly criticize the Japa nese government.

  There was a huge gap between public opinion in Japan and public

  opinion about Japan in China and the Western countries. Most of the

  Western media by this time had become critical of the Japa nese government.

  In October 1932 when the Japa nese government recognized Manchuria as

  an in de pen dent country, only Japan’s future World War II allies Germany

  and Italy joined in recognizing it. Western officials criticized the military oc-

  cupation of Manchuria and worried that Japan had further territorial ambi-

  tions. From the 1880s until 1905, the interested public in England, Germany,

  France, and the United States generally held favorable impressions of Japan,

  which they regarded as the most modern civilized country in Asia, and they

  appreciated Japan’s contribution in putting down the Boxer Rebellion in

  1900. However, after Japan’s victory over the Rus sians in 1905, its issuance of

  the Twenty- One Demands in 1915, the continued presence of Japa nese

  troops in Manchuria after troops from other countries left in 1918, and the

  growth of the Japa nese Navy, the Western powers grew watchful and more

  worried. Japan’s activities in Manchuria further heightened their concern.

  Within months after the Manchurian Incident, members of the League

  of Nations or ga nized a commission, headed by Lord Bulwer- Lytton of

  England, to investigate Japa nese activities in Manchuria. The Lytton Com-

  mission, after spending six weeks in China, Japan, and Manchuria, wrote a

  report clearly stating that the Japa nese had invaded Manchuria and that

  there was no international legal basis for Japan’s territorial claims. The re-

  port was released in late 1932 and the League of Nations named Japan an

  aggressor nation. In early 1933 Japan withdrew from the League of Na-

  tions, maintaining its control over Manchuria.

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  The Colonization of Taiwan and Manchuria, 1895–1945

  Manchuria and Chinese Nationalism

  As Thomas Gottschang and Diana Lary conclude from their research,

  there was no large- scale anti- Japanese re sis tance in Manchuria, even

  among mi grant laborers.1 Compared with areas the Japa nese Army invaded

  during World War II, there was almost no fighting in Manchuria during

  its Japa nese occupation. Even during the Manchurian Incident of 1931, only

  a small number of people were directly involved. In many parts of China,

  university students played a major role in leading demonstrations against

  Japa nese aggression, but there were few university students in Manchuria

  and there were no labor unions. On December 9, 1935, when students in

  Beiping took to the streets advocating that China’s Communists and

  Nationalists should unite to oppose Japan, and students in many other

  cities took part in similar demonstrations, there were no demonstrations

  in Manchuria.

  There was some re sis tance to the Japa nese in Manchuria from Ma Zhan-

  shan, a local warlord in Heilongjiang, and from other local warlords, but as

  Rana Mitter concludes, despite the great publicity given to Ma’s heroism

  in resisting the Japa nese, his re sis tance was not carried out on a large scale

  and it did not last long. Ma Zhanshan behaved more like a local warlord

  defending his own turf than an anti- Japanese patriot promoting a national

  revolution, and in early 1932 he even cooperated with the Japa nese. A small

  group of Manchurian residents moved south, out of Manchuria, and formed

  the Northeast National Salvation Society in an effort to link Manchurian

  re sis tance to national goals, but they had little influence in either Manchuria

  or the nationalist movement.

  However, the Manchurian Incident became well known in other parts

  of China, especially among young intellectuals, in whom it stirred up anti-

  Japanese sentiment. As Parks Coble concludes, the negative sentiment gen-

  erated by Japa nese aggression was also turned into criticism of those offi-

  cials’ failure to resist the Japa nese. The failure of Zhang Xueliang to stand

  up to Japan after his father’s assassination gave his opponents an opportu-

  nity to criticize him for being weak in the face of the Japa nese. Chiang Kai-

  shek, long cautious about speaking out against the Japa nese because of

  their military strength, was constantly criticized by the Communists for his

  failure to stand up to Japan.

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  The Legacy of Colonization in Taiwan and Manchuria

  The Chinese in Taiwan and Manchuria who lived under Japa nese rule had

  learned how to live in what was then a modern society. They had become

  familiar with electric lighting, the radio, and the telephone, and they knew

  how to use banks. They had become familiar with trains and motor vehi-

  cles. Many had become literate under Japa nese teachers.

  People in Taiwan were introduced to a modern lifestyle through Japa-

  nese culture. A generation of people in Taiwan knew how to operate in Japa-

  nese culture, and a group of Japa nese people had become comfortable

  working in Taiwan. These connections would prove useful in carry ing out

  rapid economic development in Taiwan after the Chinese Civil War and in

  establishing po liti cal, economic, and personal relationships between Taiwan

  and Japan that would continue long after China’s Civil War between the

  Communists and Nationalists ended in 1949. These ties would also create

  difficulties in the relations
hip between Beijing and Tokyo.

  In Manchuria, many of the buildings erected by the Japa nese, such as

  those in the new capital of Xinjing (Changchun) and in the city of Dalian,

  remain today. The Kwantung Army headquarters is now the headquarters

  of the Jilin Provincial Committee of the Chinese Communist Party. Because

  many youths in Manchuria were educated in Japa nese schools between 1931

  and 1945, many of China’s Japan specialists after 1949—in business, gov-

  ernment, and academic life— came from China’s Northeast. They had ex-

  perienced Japa nese colonial rule, but unlike people in many other parts of

  China, they had not directly fought against the Japa nese. Because there were

  so many Japa nese people in Manchuria at the time, many of the Chinese

  living there under Japa nese rule had become familiar with the Japa nese

  through local businesses, schools, and workplaces, and therefore they had

  a more nuanced view of the Japa nese than those who had known them only

  as enemy soldiers. After the reform and opening of China in 1978, people

  in Manchuria were therefore more welcoming to the Japa nese than people

  in other parts of China, and many Japa nese also felt more comfortable in

  China’s Northeast than elsewhere.

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  chapter seven

  Po liti cal Disorder and the

  Road to War, 1911–1937

  . with Richard Dyck .

  Japan invaded China in 1937 not because of a well- organized long-

  term plan but because of a failure of military and po liti cal leadership. Japa-

  nese leaders made serious miscalculations, the greatest of which was the

  failure to recognize Chinese determination and per sis tence.

  The systems that had held each country together started changing fun-

  damentally at the same time, around 1911–1912, with the downfall of the

  Qing dynasty in China and the death of Emperor Meiji in Japan. Disorder

  followed and continued in both countries because the new systems inau-

  gurated in 1912, the Chinese Republic and the reign of Emperor Taisho, both

  failed to reestablish effective and stable systems of po liti cal rule. In the

  quarter of a century from 1912 to 1937, the growth of Japa nese investment

  and settlement in China, in addition to the increase in communication,

  travel, and trade, enabled relations between China and Japan to grow closer

  and more intertwined than ever before. Unfortunately, the disorder in both

  countries created forces that also made their relations more tense and ad-

  versarial, ultimately exceeding the capacity of their leaders to manage

  them peacefully.

  Disorder in China and the 1911 Revolution

  In 1911 the Qing dynasty fell because of its inability to cope with challenges

  at home and abroad and because of the growing opposition to the Man-

  chus as an outside group of rulers. However, the immediate events that led

  to the Qing’s downfall happened by accident. On October 9, 1911, in the Rus-

  sian concession of Hankou, now part of the city of Wuhan, a group of rebels

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  accidentally exploded a bomb. When the Russian police came to arrest

  them, the rebels resisted. The rebels took the local Manchu authorities by

  surprise and prevailed, sparking the 1911 Revolution. October 10 thus be-

  came the official date of the beginning of the Republic of China. Although

  some revolutionaries had been planning to overthrow the Qing dynasty,

  the 1911 Revolution was not a coordinated effort by a strong rebel organ-

  ization able to establish a new order; rather, it was a spark that set off the

  collapse of an old system that had already lost its base of support.

  Sun Yat- sen, who at the time of the revolution was in Denver raising

  money, promptly headed back to China. On the way, he stopped in Japan

  to consult with supporters he hoped would help finance his efforts to form

  a new government. Thus the “ father of the revolution” arrived in Shanghai

  in December, two months after the so- called revolution occurred. Yuan

  Shikai, who would eventually lead the new republic, was summoned from

  retirement not by the rebel side but by the Qing officials to prepare the Bei-

  yang Army in hopes of putting down the rebellion. There was no unified

  group ready to take leadership of the revolt and transform an accidental skir-

  mish into a movement, much less to create a new republic to replace the

  Qing. The main goal uniting the rebels was a desire to oust the Manchus,

  and once they succeeded they had neither po liti cal order nor a well- developed

  vision for the future.

  Britain and Japan were the two countries with the most commercial in-

  terests in China, and the events of October 1911 were communicated in-

  stantly to Tokyo and London by way of undersea telegraph lines. Wuhan

  was an impor tant inland treaty port on the Yangtze River. It had a large

  British population, and it was one of the ports through which coal and iron

  ore were transported to the Yawata Steel Works in Japan. The British and

  Japa nese, through the Anglo- Japanese Treaty, had pledged to cooperate in

  protecting their interests in China, so diplomats urgently launched a series

  of meetings in London, Tokyo, and Beijing to ensure that traffic on the

  Yangtze would not be interrupted by the Wuhan disturbance.

  As the drama unfolded, the two top contenders for China’s leadership

  were Yuan Shikai, the recently retired Qing general, and Sun Yat- sen, the

  publicist who had spent years overseas drumming up support to topple the

  Qing dynasty. Initially it was not clear if Yuan would align with the rebels

  or align with his former Manchu masters and try to craft a constitutional

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  Po liti cal Disorder and the Road to War, 1911–1937

  monarchy similar to that in Meiji Japan. Yuan had an advantage over Sun

  because he had commanded the Imperial Beiyang Army, and he also knew

  how to manipulate the British and the Japa nese by telling them what they

  wanted to hear. Yuan tried to win over the British with his plan to restore

  order along the Yangtze and maintain peace in Wuhan, Shanghai, and the

  other treaty ports. To the Japa nese ambassador in Beijing, he spoke of his

  loyalty to the emperor. And yet at the same time that Yuan was extolling

  the virtues of the monarchy to the Japa nese ambassador, he was negotiating

  with the Qing house hold for the child emperor’s abdication. Yuan was clever,

  and in his lust for power he covered all his bases.

  The loosely or ga nized Revolutionary Alliance met in Shanghai and

  named Sun as provisional president of the new republic, but Sun quickly

  realized that Yuan Shikai had the military’s support and in February 1912,

  after the Qing dynasty abdicated, he yielded the presidency to Yuan. Later,

  in 1913, Sun became dissatisfied and obtained the support of some troops

  to challenge Yuan, but his force was defeated and Sun sought asylum in

  Japan.

  Disorder in Japan Fol owing the Death of Emperor Meiji

  Emperor Meiji died in July 1912, at age sixty, ending an incredibly conse-

  quential forty- four year reign. In the last six months of his life, Meiji had

 
; received daily briefings on the revolution in China. In November 1911, in

  his last address to open the Diet, he expressed his deep concern about the

  disturbances in China and his hope that order would be restored and peace

  would prevail. When the Qing emperor abdicated in February 1912, ending

  2,000 years of imperial rule, it could not but have had an impact on a Japa-

  nese emperor whose ancestors for centuries had sent embassies to the em-

  perors of China. Knowing that he was nearing the end of his own life and

  having witnessed the passing of several of his advisers, it must have been

  disturbing to him in his final days as he was briefed on what was transpiring

  after the end of the imperial line in China.

  The changes that occurred with the death of Meiji were less dramatic

  than the fall of the Qing dynasty, and they came when Japan was already

  much further along in its modernization pro cess than China. Despite the

  po liti cal chaos at the top during the Taisho era (1912–1926), the changes

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  introduced under Emperor Meiji— Western- style bureaucracy, a cap i tal ist

  economy, Western- style factories, and a professional military— all sur-

  vived him. By the beginning of the Taisho period, not only were universi-

  ties and technical schools functioning but nearly 100 percent of Japa nese

  elementary- school- age children were in school.

  While the Meiji system had the appearance of a British- style constitu-

  tional monarchy, with a cabinet, prime minister, and parliament, strategic

  decisions during the Meiji period had actually been made by an oligarchy

  consisting of Meiji himself and the founding fathers, the genro. After much

  debate, the model that the genro had favored for the 1889 Constitution was

  not Britain’s constitution but the Prus sian constitution, which limited par-

  ticipation in decision making and placed the emperor at the center. Under

  the Meiji Constitution, the emperor had the authority to appoint and dis-

  miss ministers, determine the structure of the administration, convene and

  dismiss the Diet, appoint officers in the army and navy, declare war, make

  peace, and conclude treaties. In practice, the emperor was careful never to

  publicly display his powers, but always to work through the genro. Thus,

  the genro shielded the emperor from blame when policies failed, and the in-

 

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