First published in Great Britain in 2012 by
PEN & SWORD MILITARY
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Copyright © Stephen English 2012
9781783034550
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Table of Contents
Title Page
Copyright Page
Preface
Introduction
Chapter 1 - Payment and Remuneration
Chapter 2 - The Archaic Period
Chapter 3 - The Fifth Century
Chapter 4 - The Ten Thousand
Chapter 5 - The Fourth Century
Chapter 6 - The Rise of Macedon
Chapter 7 - The West: Syracuse and Carthage
Notes
Bibliography
Index
Preface
I first had the idea for writing this book several years ago whilst I was writing my book on the army of Alexander the Great. It struck me at that time that perhaps the best general works on mercenaries were those of Parke and Griffith published in 1933 and 1935 respectively. A great deal of scholarship on various aspects of mercenary service has appeared since that time, but a re-examination was somewhat overdue.
The subject is of interest to me, and I hope others, because it is intimately linked with the development of warfare throughout the ancient world; the gradual and sometimes painful move from armies consisting of largely untrained citizen hoplites to the highly trained and effective field army of Alexander.
As a final note of introduction, I should say what this book is intended to be and what it is not. It is not an exhaustive academic examination of every reference to mercenary soldiers in the surviving sources; that would be an enormous undertaking. This work is intended to be an accessible narrative of mercenaries and their activities from the Archaic period in Greece to the death of Alexander the Great.
By way of acknowledgements, there are a number of people who helped in various ways with the writing and production of this book. I would like to thank Elizabeth for her never-wavering love and support, and for her unending patience; Phil Sidnell and the team at Pen & Sword for making this book, and my earlier three, possible; David Stanford, my copy editor, for his tireless and outstanding work, going above and beyond what I could ever have expected; and my family for their continuing encouragement and support. Finally, I would like to thank Peter Rhodes for reading an earlier rough draft of this work and for the many helpful comments he made; it is undoubtedly a better work for his insightful input.
Finally, I would say that this work owes a great debt to the many scholars who have come before me, and to the body of work that they have produced. I hope that in some small way I can add to that work. Despite the various people who have seen, read and helped with the production of this book, any remaining errors are entirely my own.
Any dates within this work are BC unless otherwise indicated.
Introduction
What is a mercenary? It would seem prudent (and indeed, an obvious place to start this investigation) to attempt to answer that question. We cannot, after all, chart the rise of the mercenary soldier to a position of great prominence in the military affairs of the ancient world without understanding who and what they were.
One of the earliest modern authorities on Greek mercenaries, Griffith, stated that ‘the professional soldiers of the ancient world were mercenaries.’1 This view seems to be an attempt to develop that held by the other great early scholar of the Greek mercenary soldier, Parke, whose view was that the history of the mercenary was the history of the development of the soldier from amateur to professional.2 As we will see, mercenary service did indeed lead to an increase in professionalism throughout the period of the ancient world, but the view of Griffith does not do justice to the complexity of the situation.
Professional soldiers (and defining that term is not necessarily easy) certainly existed in the ancient world, and they would generally not have considered themselves as mercenaries. The Spartans, for example, were either professional or very close to it, but they certainly were not mercenaries; nor were the Theban Sacred Band or the pezhetairoi of Alexander the Great. We can easily conclude that professionalism does not automatically confer the status of ‘mercenary’.
Another oft-used aspect of military service, that some have taken to be a defining feature of mercenary service, is that of payment.3 Mercenaries were certainly paid; that was (and remains) the raison d’etre for the individual soldier. As with the status of professionalism, however, the mere fact of payment did not automatically make a soldier a mercenary. For example, perhaps from as early as the Persian Wars, rowers in the Athenian navy were paid for their service.4 The Macedonian soldiers in the armies of Philip and Alexander were also paid, but again, neither the Athenians nor the Macedonians in these examples would have been considered (or called) mercenaries in the ancient world.
Therefore, in order to get to the heart of what a mercenary was in the ancient world, I think we must look at a modern parallel. Modern warfare changed markedly from the end of the Second World War to the modern period. The Geneva Convention, which was written in 1949, shortly after the end of the Second World War, did not really address the issue of mercenary service, as it had not been a feature of that great conflict. The Geneva Protocol, in 1977, however, rectified that omission because of the increasing prevalence of the mercenary soldier on the modern battlefields of the world.5
Article 47 of the Geneva Protocol defines a mercenary as someone who:6
is specially recruited locally or abroad in order to fight in an armed conflict;
does in fact take a direct part in the hostilities;
is motivated to take part in the hostilities by the desire for private gain and, in fact, is promised, by or on behalf of a party to the conflict, material compensation substantially in excess of that promised or paid to combatants of similar ranks and functions in the armed forces of that party;
is neither a national of a party to the conflict nor a resident of territory controlled by a party to the conflict;
is not a member of the armed forces of a party to the conflict;
has not been sent by a state which i
s not a party to the conflict on official duty as a member of its armed forces.
Not all of the elements of the definition of the Geneva Protocol are relevant to the study of the ancient world, but it is an excellent starting point. From this, we can say that the key point is that mercenaries were paid, but to remember as well that the reverse does not hold. Therefore, we need to say that not all soldiers who were paid were mercenaries, but all mercenaries were paid. In which case, mercenaries fought without a political imperative. Soldiers in a national army will fight for many reasons, but they will often centre around concepts of duty, loyalty and patriotism, besides those of career and personal advancement. Mercenaries would have felt no such compunction (although we will return to this point shortly); they fought because they were being paid to do so.
This does not mean, however, that they would simply fight for the highest bidder; once they took service in an army they tended to remain loyal for the length of their service with that employer, rather than tout their services from general to general, as we may otherwise expect.
The major feature of the Geneva Protocol definition of a mercenary that does not apply to the ancient world is the concept of active service in a conflict. Many mercenaries did, of course, see active service, but there are several examples of cases in which they did not, and yet the troops involved were certainly mercenaries, those on garrison duty being the prime example. We will see during our discussion of the reign of Alexander the Great that his mercenaries were largely employed in two ways: as part of a reserve heavy infantry line in the set-piece battles (where they frequently did very little of the actual fighting unless the Persians were to break through) or as garrison troops in the major cities of the ever expanding empire.
Mercenaries in the ancient world were typically foreigners. They were frequently, although not exclusively, Greeks, fighting in whatever conflict was active at the time, and for whomever could afford to pay them. Persia and Egypt were often ready employers of professional mercenaries, as were Carthage and Syracuse.
The concept of political imperative is a very interesting one in the ancient world, particularly in relation to the status of being a foreigner. The resident aliens in Athens (metics) were undoubtedly foreigners, and were paid for their service to the state. Metics who fought for the state did so after volunteering, which would seem to place them outside of the realms of the mercenary.
Considering the evidence, I think we can come to a basic definition of mercenaries in the ancient world:
They were paid.
They fought without a political imperative.
They were typically foreigners and usually had no personal interest in the conflict.
The major drawback with the definition is the third point; there were examples where soldiers whom we would likely call mercenaries took up arms against an individual or a state, but not directly for their home state. Consider, for example, the Greek mercenaries fighting in Persian service against Philip and particularly Alexander. Many of them had a significant political and personal desire to see the Macedonians defeated, and to see Greece free once more. Thousands of them fought, as foreigners for pay, against the Macedonians. They may well have held significant political views but they were not compelled to fight for Persia; they chose to do so, and I think that is the key issue in considering the status of those men.
The Greeks did attempt to stop Greeks fighting for Persia, or anyone else, but with little evident success. The League of Corinth, established by Philip and continued by Alexander, issued a decree essentially outlawing a Greek from taking up arms against another Greek. This was a direct attempt to stop Greek mercenary infantry fighting for Persia. Philip knew that those troops would be his biggest obstacle in any future invasion of Persia, and he was attempting to legislate to remove the problem. We will see the numbers of Greeks in Persian service declining throughout the period of Alexander’s conquests, but I will argue this had very little to do with the decree, and was simply because Darius was not an attractive paymaster once Alexander began the conquest of Persia. Darius’ access to the sources of Greek mercenaries was also limited shortly after the invasion of 334, and on top of this Alexander hired mercenaries in huge numbers.
The definition above leads us to the very interesting question of when does mercenary service end? In other words, when does a mercenary stop being a mercenary? The major time when this would occur was when they were no longer employed by a paymaster. Perhaps the most famous example of this is the march of the 10,000. Once Cyrus was killed, they no longer had any hope of being paid and their status as mercenaries should therefore have changed. What we call them at that point does not seem overly important, perhaps unemployed mercenaries or bandits; either way they were then simply a very large band of soldiers in a foreign land trying to get home (and seeking a new paymaster, of course).7 Their actions would tend to label them as bandits as they lived off the land and pillaged what they needed to survive, through necessity. Though plundering would not have been new to them, nor to most mercenaries, plunder, or its promise, was often a significant part of the incentive package for mercenaries. In fact, on many occasions in the ancient world, mercenaries derived their salary entirely from plunder rather than through a regular wage, as we would understand it today.8 The distinction, therefore, between piracy and plunder on the one hand, and mercenary service on the other, is not one that can be kept completely clear.
In some ways, the ancient Greeks seemed a little uncomfortable with the concept of mercenary service, and as a result they never coined or used a single overarching word equivalent to our ‘mercenary’; they, in fact, created several words to describe mercenary service. The most commonly used Greek word at the start of the Classical period was epikouros, meaning something like ‘helper’. This was in the sense of a soldier who was fighting with (perhaps alongside) other soldiers, the soldiers of the city-state.
The multivalent Greek word xenos (for a foreigner) was also sometimes employed of mercenaries; its use began during the fifth century but certainly went beyond that. It was a word, however, that was also used to describe very many other types of individual, too. This is the term that Xenophon exclusively uses to describe the Greek mercenaries in the service of Cyrus the Younger in 401.
During the later fifth and into the fourth century, the term misthophoros, from misthos (wage) and phoros (bearer or carrier), becomes common, indicating one of the essential elements of mercenary service as discussed, although it did not exclusively refer to mercenary service. This was the most common term used by Greek historians writing during the Roman period to describe Greek mercenaries.9
There were occasionally derivatives of these, too; the Thracian mercenaries employed to help defeat a Spartan invasion at Lechaeum in 390 were called xenikon (foreign corps).10 Whichever term we choose to use, there does seem to have been a development from the Archaic period through to the fourth century; from epikouros to misthophoros.11 One other term that is used occasionally is stratiôtai, although this is more typically the base word for ‘soldier’ but has been variously translated as mercenary or professional soldier; either way, there is certainly a juxtaposition with the citizen soldier.
A Note on Sources
As historians we must be fully aware of the sources for the material we discuss, and indeed of their limitations. This section is not intended to be a comprehensive examination of those sources, but more of a brief overview to present the reader with a sense of where our information comes from. More information will be presented throughout the course of this work that will support and build upon what is said here in this introduction.
Mercenaries were not an invention of the fifth century; they are almost as old as warfare itself, although it is true to say that large-scale source evidence only starts to appear for the period of the fifth century and later. Having said this, we are not lacking entirely in earlier evidence. Diodorus and Herodotus both tell us of Greek mercenaries in the service of the Egyptian Pharaoh Psamme
tichus; Herodotus describing them in rather derogatory terms, whilst Diodorus is more neutral. Diodorus also makes a single reference to mercenaries in the service of Corinth in the seventh century. 12 We also know of mercenaries in the service of the Athenian tyrant Pisistratus and his sons in the late sixth century. The tradition in regard to Pisistratus’ use of mercenaries, and indeed their use by other autocrats and tyrants, is not a positive one. For example, Herodotus and Aristotle present a picture of armed mercenaries juxtaposed against an unarmed and disenfranchised populace.13 Herodotus makes frequent references to the tyrannical use of mercenaries, whilst Diodorus notes that this was not a phenomenon exclusive to Athens, but notes other autocrats who also employed mercenaries as a bodyguard, and thus as a basis of maintaining power.14
The fall of the Pisistratid tyranny in Athens saw a change in attitudes towards mercenaries. Prior to this they had been employed as the tyrants’ bodyguard and therefore had a prominent role in the tyranny. This being said, they were therefore heavily linked to that tyranny in the popular consciousness; mercenaries were the tools of the tyrant. This appears to have also been true beyond the boundaries of the Athenian polis.
In the early fourth century, we have information from a number of sources. In his Life of Agesilaus, Plutarch tells us of the shame felt by Spartans at their defeat to a body of mercenary peltasts led by Iphicrates. Plutarch notes:15
Whilst Agesilaus was in the Corinthian territories, having just taken the Heraeum, he was looking on while his soldiers were carrying away the prisoners and the plunder, when ambassadors from Thebes came to him to treat of peace. Having a great aversion for that city, and thinking it then advantageous to his affairs publicly to slight them, he took the opportunity, and would not seem either to see them or hear them speak. But as if on purpose to punish him in his pride, before they parted from him, messengers came with news of the complete slaughter of one of the Spartan divisions by Iphicrates, a greater disaster than had befallen them for many years, and that the more grievous because it was a choice regiment of full-armed Lacedaemonians overthrown by a parcel of mere mercenary targeteers.
Mercenaries in the Classical World- To the Death of Alexander Page 1
