The Dreams That Stuff is Made of

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The Dreams That Stuff is Made of Page 23

by Stephen Hawking


  To each stationary state of an atom corresponds a whole complex of parameters which specify the probability of transition from this state to another. There is no direct relation between the radiation classically emitted by an orbiting electron and those parameters defining the probability of emission; nevertheless Bohr’s principle of correspondence enables a specific term of the Fourier expansion of the classical path to be assigned to each transition of the atom, and the probability for the particular transition follows qualitatively similar laws as the intensity of those Fourier components. Although therefore in the researches carried out by Rutherford, Bohr, Sommerfeld and others, the comparison of the atom with a planetary system of electrons leads to a qualitative interpretation of the optical and chemical properties of atoms, nevertheless the fundamental dissimilarity between the atomic spectrum and the classical spectrum of an electron system imposes the need to relinquish the concept of an electron path and to forego a visual description of the atom.

  The experiments necessary to define the electron-path concept also furnish an important aid in revising it. The most obvious answer to the question how the orbit of an electron in its path within the atom could be observed namely, will perhaps be to use a microscope of extreme resolving power. But since the specimen in this microscope would have to be illuminated with light having an extremely short wavelength, the first light quantum from the light source to reach the electron and pass into the observer’s eye would eject the electron completely from its path in accordance with the laws of the Compton effect. Consequently only one point of the path would be observable experimentally at any one time.

  In this situation, therefore, the obvious policy was to relinquish at first the concept of electron paths altogether, despite its substantiation by Wilson’s experiments, and, as it were, to attempt subsequently how much of the electron-path concept can be carried over into quantum mechanics.

  In the classical theory the specification of frequency, amplitude, and phase of all the light waves emitted by the atom would be fully equivalent to specifying its electron path. Since from the amplitude and phase of an emitted wave the coefficients of the appropriate term in the Fourier expansion of the electron path can be derived without ambiguity, the complete electron path therefore can be derived from a knowledge of all amplitudes and phases. Similarly, in quantum mechanics, too, the whole complex of amplitudes and phases of the radiation emitted by the atom can be regarded as a complete description of the atomic system, although its interpretation in the sense of an electron path inducing the radiation is impossible. In quantum mechanics, therefore, the place of the electron coordinates is taken by a complex of parameters corresponding to the Fourier coefficients of classical motion along a path. These, however, are no longer classified by the energy of state and the number of the corresponding harmonic vibration, but are in each case associated with two stationary states of the atom, and are a measure for the transition probability of the atom from one stationary state to another. A complex of coefficients of this type is comparable with a matrix such as occurs in linear algebra. In exactly the same way each parameter of classical mechanics, e.g. the momentum or the energy of the electrons, can then be assigned a corresponding matrix in quantum mechanics. To proceed from here beyond a mere description of the empirical state of affairs it was necessary to associate systematically the matrices assigned to the various parameters in the same way as the corresponding parameters in classical mechanics are associated by equations of motions. When, in the interest of achieving the closest possible correspondence between classical and quantum mechanics, the addition and multiplication of Fourier series were tentatively taken as the example for the addition and multiplication of the quantum-theory complexes, the product of two parameters represented by matrices appeared to be most naturally represented by the product matrix in the sense of linear algebra - an assumption already suggested by the formalism of the Kramers-Ladenburg dispersion theory.

  It thus seemed consistent simply to adopt in quantum mechanics the equations of motion of classical physics, regarding them as a relation between the matrices representing the classical variables. The Bohr-Sommerfeld quantum conditions could also be re-interpreted in a relation between the matrices, and together with the equations of motion they were sufficient to define all matrices and hence the experimentally observable properties of the atom.

  Born, Jordan, and Dirac deserve the credit for expanding the mathematical scheme outlined above into a consistent and practically usable theory. These investigators observed in the first place that the quantum conditions can be written as commutation relations between the matrices representing the momenta and the coordinates of the electrons, to yield the equations (pr , momentum matrices; qr , coordinate matrices):

  By means of these commutation relations they were able to detect in quantum mechanics as well the laws which were fundamental to classical mechanics: the invariability in time of energy, momentum, and angular momentum.

  The mathematical scheme so derived thus ultimately bears an extensive formal similarity to that of the classical theory, from which it differs outwardly by the commutation relations which, moreover, enabled the equations of motion to be derived from the Hamiltonian function.

  In the physical consequences, however, there are very profound differences between quantum mechanics and classical mechanics which impose the need for a thorough discussion of the physical interpretation of quantum mechanics. As hitherto defined, quantum mechanics enables the radiation emitted by the atom, the energy values of the stationary states, and other parameters characteristic for the stationary states to be treated. The theory hence complies with the experimental data contained in atomic spectra. In all those cases, however, where a visual description is required of a transient event, e.g. when interpreting Wilson photographs, the formalism of the theory does not seem to allow an adequate representation of the experimental state of affairs. At this point Schrödinger’s wave mechanics, meanwhile developed on the basis of de Broglie’s theses, came to the assistance of quantum mechanics.

  In the course of the studies which Mr. Schrödinger will report here himself he converted the determination of the energy values of an atom into an eigenvalue problem defined by a boundary-value problem in the coordinate space of the particular atomic system. After Schrödinger had shown the mathematical equivalence of wave mechanics, which he had discovered, with quantum mechanics, the fruitful combination of these two different areas of physical ideas resulted in an extraordinary broadening and enrichment of the formalism of the quantum theory. Firstly it was only wave mechanics which made possible the mathematical treatment of complex atomic systems, secondly analysis of the connection between the two theories led to what is known as the transformation theory developed by Dirac and Jordan. As it is impossible within the limits of the present lecture to give a detailed discussion of the mathematical structure of this theory, I should just like to point out its fundamental physical significance. Through the adoption of the physical principles of quantum mechanics into its expanded formalism, the transformation theory made it possible in completely general terms to calculate for atomic systems the probability for the occurrence of a particular, experimentally ascertainable, phenomenon under given experimental conditions. The hypothesis conjectured in the studies on the radiation theory and enunciated in precise terms in Born’s collision theory, namely that the wave function governs the probability for the presence of a corpuscle, appeared to be a special case of a more general pattern of laws and to be a natural consequence of the fundamental assumptions of quantum mechanics. Schrödinger, and in later studies Jordan, Klein, and Wigner as well, had succeeded in developing as far as permitted by the principles of the quantum theory de Broglie’s original concept of visualizable matter waves occurring in space and time, a concept formulated even before the development of quantum mechanics. But for that the connection between Schrödinger’s concepts and de Broglie’s original thesis would certainly have seemed a looser one
by this statistical interpretation of wave mechanics and by the greater emphasis on the fact that Schrödinger’s theory is concerned with waves in multidimensional space. Before proceeding to discuss the explicit significance of quantum mechanics it is perhaps right for me to deal briefly with this question as to the existence of matter waves in three-dimensional space, since the solution to this problem was only achieved by combining wave and quantum mechanics.

  A long time before quantum mechanics was developed Pauli had inferred from the laws in the Periodic System of the elements the well-known principle that a particular quantum state can at all times be occupied by only a single electron. It proved possible to transfer this principle to quantum mechanics on the basis of what at first sight seemed a surprising result: the entire complex of stationary states which an atomic system is capable of adopting breaks down into definite classes such that an atom in a state belonging to one class can never change into a state belonging to another class under the action of whatever perturbations. As finally clarified beyond question by the studies of Wigner and Hund, such a class of states is characterized by a definite symmetry characteristic of the Schrödinger eigenfunction with respect to the transposition of the coordinates of two electrons. Owing to the fundamental identity of electrons, any external perturbation of the atom remains unchanged when two electrons are exchanged and hence causes no transitions between states of various classes. The Pauli principle and the Fermi-Dirac statistics derived from it are equivalent with the assumption that only that class of stationary states is achieved in nature in which the eigenfunction changes its sign when two electrons are exchanged. According to Dirac, selecting the symmetrical system of terms would lead not to the Pauli principle, but to Bose-Einstein electron statistics.

  Between the classes of stationary states belonging to the Pauli principle or to Bose-Einstein statistics, and de Broglie’s concept of matter waves there is a peculiar relation. A spatial wave phenomenon can be treated according to the principles of the quantum theory by analysing it using the Fourier theorem and then applying to the individual Fourier component of the wave motion, as a system having one degree of freedom, the normal laws of quantum mechanics. Applying this procedure for treating wave phenomena by the quantum theory, a procedure that has also proved fruitful in Dirac’s studies of the theory of radiation, to de Broglie’s matter waves, exactly the same results are obtained as in treating a whole complex of material particles according to quantum mechanics and selecting the symmetrical system of terms. Jordan and Klein hold that the two methods are mathematically equivalent even if allowance is also made for the interaction of the electrons, i.e. if the field energy originating from the continuous space charge is included in the calculation in de Broglie’s wave theory. Schrödinger’s considerations of the energy-momentum tensor assigned to the matter waves can then also be adopted in this theory as consistent components of the formalism. The studies of Jordan and Wigner show that modifying the commutation relations underlying this quantum theory of waves results in a formalism equivalent to that of quantum mechanics based on the assumption of Pauli’s exclusion principle.

  These studies have established that the comparison of an atom with a planetary system composed of nucleus and electrons is not the only visual picture of how we can imagine the atom. On the contrary, it is apparently no less correct to compare the atom with a charge cloud and use the correspondence to the formalism of the quantum theory borne by this concept to derive qualitative conclusions about the behaviour of the atom. However, it is the concern of wave mechanics to follow these consequences.

  Reverting therefore to the formalism of quantum mechanics; its application to physical problems is justified partly by the original basic assumptions of the theory, partly by its expansion in the transformation theory on the basis of wave mechanics, and the question is now to expose the explicit significance of the theory by comparing it with classical physics.

  In classical physics the aim of research was to investigate objective processes occurring in space and time, and to discover the laws governing their progress from the initial conditions. In classical physics a problem was considered solved when a particular phenomenon had been proved to occur objectively in space and time, and it had been shown to obey the general rules of classical physics as formulated by differential equations. The manner in which the knowledge of each process had been acquired, what observations may possibly have led to its experimental determination, was completely immaterial, and it was also immaterial for the consequences of the classical theory, which possible observations were to verify the predictions of the theory. In the quantum theory, however, the situation is completely different. The very fact that the formalism of quantum mechanics cannot be interpreted as visual description of a phenomenon occurring in space and time shows that quantum mechanics is in no way concerned with the objective determination of space-time phenomena. On the contrary, the formalism of quantum mechanics should be used in such a way that the probability for the outcome of a further experiment may be concluded from the determination of an experimental situation in an atomic system, providing that the system is subject to no perturbations other than those necessitated by performing the two experiments. The fact that the only definite known result to be ascertained after the fullest possible experimental investigation of the system is the probability for a certain outcome of a second experiment shows, however, that each observation must entail a discontinuous change in the formalism describing the atomic process and therefore also a discontinuous change in the physical phenomenon itself. Whereas in the classical theory the kind of observation has no bearing on the event, in the quantum theory the disturbance associated with each observation of the atomic phenomenon has a decisive role. Since, furthermore, the result of an observation as a rule leads only to assertions about the probability of certain results of subsequent observations, the fundamentally unverifiable part of each perturbation must, as shown by Bohr, be decisive for the non-contradictory operation of quantum mechanics. This difference between classical and atomic physics is understandable, of course, since for heavy bodies such as the planets moving around the sun the pressure of the sunlight which is reflected at their surface and which is necessary for them to be observed is negligible; for the smallest building units of matter, however, owing to their low mass, every observation has a decisive effect on their physical behaviour.

  The perturbation of the system to be observed caused by the observation is also an important factor in determining the limits within which a visual description of atomic phenomena is possible. If there were experiments which permitted accurate measurement of all the characteristics of an atomic system necessary to calculate classical motion, and which, for example, supplied accurate values for the location and velocity of each electron in the system at a particular time, the result of these experiments could not be utilized at all in the formalism, but rather it would directly contradict the formalism. Again, therefore, it is clearly that fundamentally unverifiable part of the perturbation of the system caused by the measurement itself which hampers accurate ascertainment of the classical characteristics and thus permits quantum mechanics to be applied. Closer examination of the formalism shows that between the accuracy with which the location of a particle can be ascertained and the accuracy with which its momentum can simultaneously be known, there is a relation according to which the product of the probable errors in the measurement of the location and momentum is invariably at least as large as Planck’s constant divided by 4π . In a very general form, therefore, we should have

  where p and q are canonically conjugated variables. These uncertainty relations for the results of the measurement of classical variables form the necessary conditions for enabling the result of a measurement to be expressed in the formalism of the quantum theory. Bohr has shown in a series of examples how the perturbation necessarily associated with each observation indeed ensures that one cannot go below the limit set by the uncertainty relations. He contends th
at in the final analysis an uncertainty introduced by the concept of measurement itself is responsible for part of that perturbation remaining fundamentally unknown. The experimental determination of whatever space-time events invariably necessitates a fixed frame - say the system of coordinates in which the observer is at rest - to which all measurements are referred. The assumption that this frame is “fixed” implies neglecting its momentum from the outset, since “fixed” implies nothing other, of course, than that any transfer of momentum to it will evoke no perceptible effect. The fundamentally necessary uncertainty at this point is then transmitted via the measuring apparatus into the atomic event.

  Since in connection with this situation it is tempting to consider the possibility of eliminating all uncertainties by amalgamating the object, the measuring apparatuses, and the observer into one quantum-mechanical system, it is important to emphasize that the act of measurement is necessarily visualizable, since, of course, physics is ultimately only concerned with the systematic description of space-time processes. The behaviour of the observer as well as his measuring apparatus must therefore be discussed according to the laws of classical physics, as otherwise there is no further physical problem whatsoever. Within the measuring apparatus, as emphasized by Bohr, all events in the sense of the classical theory will therefore be regarded as determined, this also being a necessary condition before one can, from a result of measurements, unequivocally conclude what has happened. In quantum theory, too, the scheme of classical physics which objectifies the results of observation by assuming in space and time processes obeying laws is thus carried through up to the point where the fundamental limits are imposed by the unvisualizable character of the atomic events symbolized by Planck’s constant. A visual description for the atomic events is possible only within certain limits of accuracy - but within these limits the laws of classical physics also still apply. Owing to these limits of accuracy as defined by the uncertainty relations, moreover, a visual picture of the atom free from ambiguity has not been determined. On the contrary the corpuscular and the wave concepts are equally serviceable as a basis for visual interpretation.

 

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