Luther, in spite of his frequent threats and urgings, was not immediately to be induced to make common cause with the politicians. In January, 1530, Johann Brenz penned a memorandum in which, in terms of the utmost decision, he denies the lawfulness of resisting the Emperor, whereas on Christmas Day, 1529, in a similar memorandum requested of him by the Elector, Luther expresses himself most ambiguously. He, indeed, just hints at the unlawfulness of such resistance, but qualifies this admission by such words as the following: “There must be no resistance unless actual violence is done, or dire necessity compels”; “without a Council and without a hearing” there must be no war against the Emperor; before this, however, much water is likely to flow under the bridge, and God may easily find means of establishing peace; “hence my opinion is that the project of taking the field should be abandoned for the nonce, unless further cause or necessity should arise.”
In a letter to George, Margrave of Brandenburg, written on March 6, 1530, with the object of winning him over to the war party, Philip of Hesse declared that he had seen “in Luther’s own writings to the Elector, that he sanctioned the latter’s resisting the Emperor.” This probably refers to the above memorandum which lies to-day in the Hessian archives at Marburg, the original of which seems to have been submitted to Philip; it may, however, have been some other letter since lost, or possibly the 1528 memorandum in which Luther speaks of the lawfulness of repelling the anticipated attack of the Catholic Princes.
To take up arms in the cause of the Evangel was certainly not in accordance with Luther’s previous teaching, however much he may himself have occasionally disregarded it. Owing to a certain mystical confidence in his cause, he could not bring himself to believe that things would ever come to be settled by force of arms. The Elector Johann, unlike Philip of Hesse, again began to hesitate. On January 27, 1530, he instructed the Wittenberg Faculty to let him have, within three weeks, the views of its lawyers. These counsellors declared in favour of the lawfulness of such a war against the Emperor, basing their view on two considerations, viz. that as an appeal had been made to a Council the Emperor could not in the meantime insist upon submission in matters of religion, and that, on his election at Frankfurt, it had been agreed that all the Princes and Estates should retain their customary rights. In spite of this, the lawyers consulted were not in favour of having forthwith recourse to open resistance, but suggested the exercise of patience and restraint. Luther and Melanchthon replied only on March 6, 1530. What strikes one in Luther’s reply is that “he has nothing personal to say on the relations between Emperor and Prince; this was a serious omission. All he sees is the individual Christian — in this case the sovereign — and his fidelity to the faith.... He is still unable to believe in a coming disaster, for this his God will surely not permit.”
His categorical declaration, in the memorandum of March 30, 1530, against the lawfulness of resistance, is of greater importance, for it is the last of the kind. After this the change already foreseen was to take place.
With an express appeal to his three advisers, Jonas, Bugenhagen and Melanchthon, Luther explains to the Elector, that armed resistance “can in no way be reconciled with Scripture.” Quite candidly he lays stress on the unfavourable prospects of resistance and the evil consequences which must attend success. Having taken the step, we should, he says, “be forced to go further, to drive away the Emperor and make ourselves Emperor.” “In the confusion and tumult which would ensue everyone would want to be Emperor, and what horrible bloodshed and misery would that not cause.”
In principle, it will be observed, the letter left open a loophole in the event of a more favourable condition of the Protestant cause supervening, i.e. should it be possible to arrive at the desired result by some quieter and safer means, and without deposing the Emperor. None the less noteworthy are, however, the biblical utterances to which Luther again returns: “A Christian ought to be ready to suffer violence and injustice, more particularly from his own ruler,” otherwise “there would be no authority or obedience left in the world.” He would fain uphold, against all law, “whether secular or Popish,” the truth, that “authority is of Divine institution.” Hence the Princes must quietly submit to all the Emperor does; “Each one must answer for himself and maintain his belief at the risk of life and limb, and not drag the Princes with him into danger.” “The matter must be committed to God.” Hence the memorandum culminates in the exhortation to sacrifice “life and limb,” i.e. to endure martyrdom. This memorandum of Luther’s was kept secret. At any rate the apparently heroic renunciation of all recourse to arms, together with the reference — reminiscent of his earlier mysticism — to the Christian’s vocation to suffer violence and injustice, make of this memorandum a remarkable document not to be matched by any other writing of Luther at that time. Though there is little doubt that the sight of the comparatively helpless and critical position of the new party had its effect here, yet, beyond this, there is a psychological connection between the standpoint voiced in the memorandum and Luther’s attitude after the inward change which occurred in him whilst yet a monk. His perfectly just injunction not to withstand the Emperor, he rests partly on the mystic theories he had imbibed at that time, partly on his early erroneous views concerning the rights of the authorities as guardians of outward, public order. In his enthusiasm for his cause he clings to that presumptuous confidence in a special Divine guidance, which had inspired him from the beginning of his career. “The call of a singular spirit and faith,” which he considered necessary in the case of the Elector Frederick (see above, ), he hears quite clearly within himself, though as yet this call does not urge him to advocate armed resistance to the Emperor, but merely inspires him blindly to confide in his cause and to exhort others to “martyrdom.”
Simultaneously Melanchthon sent to the Elector a memorandum of his own, which, apart from being clearer in language and thought, closely resembles Luther’s and betrays the same deficiencies.
The Change of 1530; Influence of the Courts.
In that same year, 1530, after his return to Wittenberg from the Coburg on the termination of the Diet of Augsburg, a notable change took place in Luther’s public attitude towards the question of the employment of force. This change we can follow step by step.
The fact that the lawyers attached to the Court had, in view of the circumstances, altered their minds, weighed strongly with Luther. Confronted with the measures of retaliation announced by the Diet, and more hopeful regarding the prospects of resistance now that the Protesters were joining forces, the councillors of the Saxon Electorate, with Chancellor Brück at their head, were inclined to the opinion that whatever sentences the Reichsgericht might pronounce in virtue of the Imperial edict of Augsburg might safely be disregarded, which, of course, was tantamount to a commencement of resistance. They were very anxious concerning the consequences of the decrees of Augsburg, as these involved the restitution of all the property and rights of the Church, which had been appropriated by the secular power in the name of religion. Johann, Elector of Saxony, for a while continued to regard resistance as unlawful. On reaching Nuremberg, on his return journey from Augsburg, he said to Luther’s friend there, Wenceslaus Link: “Should one of my neighbours, or anyone else, attack me on account of the Evangel, I should resist him with all the force at my command, but should the Emperor come and attack me, he is my liege lord and I must yield to him, and what were more honourable than to be exterminated on account of the Word of God?” Gradually, however, he was brought over to the new standpoint of his councillors. The example of the Landgrave of Hesse, who belonged to the war party and was very hopeful of the results of a league, had great weight with him, and likewise his determination not to surrender to the executors of the Imperial edict the Church property which had been confiscated. The innovations which, in the beginning, had seemed a work of high-minded idealists, were now pushed forward by many of the Princes, for motives of the very lowest, viz. to avoid making restitution of property
which had been unlawfully distrained. On unevangelical motives such as these it was that the theory of submission to the secular power, in particular to the Emperor, announced by Luther in such grandiloquent language, was to suffer shipwreck.
Philip of Hesse, who was aware of the weak points in Luther’s previous declarations on the subject, was the first to attempt to bring about a change in his views.
He entered into communication with Luther in October, 1530, and sent him a “writing,” together with a “Christian admonition,” to encourage him and his theologians, in whom, during the Diet, he thought he had detected a certain tendency to waver. Luther replied, on October 15, in a very devout letter, assuring the Landgrave that he had “received both the writing and the admonition with pleasure and gladness.” “I beg to thank Your Highness for your good and earnest counsel”; he and his, as time went on, were “even less disposed to yield” and reckoned on the help of God.
Philip, in his next letter a week later, came at once to the crucial point, the question of resistance. He reminded Luther of the memorandum in which he had said, they must indeed not “commence the war, but that if they were attacked they might defend themselves” ( f.). Philip, without further ado, explains his plans against the Emperor. The Emperor, he says with perfect frankness, “took the oath to his Princes at his election, just as much as they did to him.... Hence, if the Emperor does not keep his oath to us, he reduces himself to the rank of any other man, and must no longer be regarded as a real Emperor, but as a mere breaker of the peace.” The “most important of the Electors and Estates” had not agreed to the Reichstagsabschied. Hence there was hope of triumphing over the Emperor. In his letter to Luther, he even makes use of comparisons from the Bible, just as Luther himself was in the habit of doing, and this he did again at a later date when seeking Luther’s sanction for his bigamy. “God in the Old Testament did not forsake His people or allow the country to perish which trusted in Him.” He had come to the aid of the Bohemians and of “many other too, against Emperors and such-like, who treated their subjects with unjust violence.” This being so, he requests Luther for his “advice and opinion” whether force may not be used, seeing that “His Majesty is determined to re-establish the devil’s doctrine.”
Luther now saw himself obliged openly to avow his standpoint, all the more as a similar request had reached him from the Elector, in this case possibly a verbal one. He left the Landgrave to wait and replied first to the Elector, though only by word of mouth, so as not to commit himself irretrievably on so delicate a matter. What his reply exactly was is not known. At the end of October he had to go to Torgau for a conference on the subject with the Elector’s legal advisers and possibly those of other Princes. Melanchthon and Jonas accompanied him, and the negotiations were protracted and lively.
During these negotiations Luther replied from Torgau, on October 28, to the letter from the Landgrave referred to above, though in general and evasive terms. He says, he hopes no blood will be shed, but, in the event of things going so far, he had told the Elector his opinion on resistance, and of this the Landgrave would hear in due season; that it would be dangerous for him, as an ecclesiastic, to put this into writing, for many reasons. Hence for the nonce he was determined to express himself only verbally on this tiresome question.
In what direction his thoughts were then turning may be gathered from what he says to the Landgrave in the same letter concerning his writings; the latter had asked him, he says, for a controversial booklet, “as a consolation for the weak”; he intended “in any case to publish a booklet shortly ... admonishing all consciences, that no subject was bound to render obedience should His Imperial Majesty persist”; and in which he will prove that the Emperor’s demands are “blasphemous, murderous and diabolical” — still, the booklet was not to be termed “seditious.” He here is referring either to the “Auff das vermeint Edict” or to the “Warnunge.” We have already spoken of the revolutionary character of the language he used in these tracts published in the early part of 1531, and, subsequently, in the reply “Widder den Meuchler zu Dresen.” What he was there to advocate goes far beyond the limits of mere passive resistance.
He was at first unwilling to declare his views at Torgau. Not to contradict what he had previously said, he protested that the question did not concern him, since, as a theologian, his business was to teach Christ only. As regards secular matters, he could only counsel compliance with the law and, on the matter of forcible resistance to the Emperor, that any action taken should be conformable to the “written laws.” “But what these laws were he neither knew nor cared.”
The assembled lawyers were, however, loath to leave Torgau without having reached an understanding, and submitted another statement to Luther and his colleagues, requesting their opinion on it. In this document they had sought to prove, from sources almost exclusively canonical, that it was lawful to resist the Emperor by force, because “he proceeds and acts contrary to law,” not being a judge in matters of religion, and that, even if he were such a judge, he had no right to do anything on account of the appeal to a Council. They urged that it was necessary to “obey God and evangelical truth rather than men,” and that the Emperor was “no more than a private individual so far as the ‘cognition’ and ‘statution’ of this matter went ... nor does the ‘execution’ come within his province.” For the sake of the salvation of souls the Emperor was not to be regarded as “judge in the matter of our faith,” for his “injustice is undeniable, manifest, patent and notorious, yea, more than notorious.”
The councillors chose to deal with the matter chiefly from the point of view of canon law, as is shown by their misquotations from such well-known canonists as Panormitanus, Innocent IV., Felinus, Baldus de Ubaldis and the Archidiaconus (Baisius). In spite of this they calmly assumed the truth of the proposition, condemned in canon law, of the subordination of Pope to Council and of the right of appealing from Pope to Council. They took it for granted that Luther’s doctrines had not yet been finally rejected by the Church, and, in contradiction with actual fact, declared that the Augsburg Reichstagsabschied “admitted and allowed” that Luther’s doctrines, seeing that they were supposed to have been condemned by previous Councils, should come up for discussion at the next. As a matter of fact the Reichstagsabschied contained nothing of the sort “concerning doctrines of faith.”
This document was submitted to the theologians before they left Torgau, and their embarrassment was reflected in their written reply. Luther agreed with his friends that the only way out of the difficulty was to put the whole thing on the shoulders of the lawyers. He and his party declared that they stood altogether outside the question, since the councillors had already decided independently of them in favour of armed resistance, on the ground of the secular, Imperial laws. As for the reasons alleged from canon law, he refused to take them into consideration. Later on he was glad to be able to appeal to this subterfuge, and declared that he “had given no counsel.”
At this time, however, Luther, Melanchthon and Jonas put their signatures to a memorandum in which they sought to protect themselves by certain assurances which make a painful impression on the reader.
It was true that hitherto they had taught, so they say, “that the [secular] authorities must on no account be resisted,” but, they had been unaware “that the authorities’ own laws, which we have always taught must be diligently obeyed, sanctioned this.” They had also taught, “that the secular laws must be allowed to take their own course, because the Gospel teaches nothing against the worldly law.” “Accordingly, now that the doctors and experts in the law have proved that our present case is such that it is lawful to resist the authorities, we, for our part, ‘cannot disprove this from Scripture, when self-defence is called for, even though it should be against the Emperor himself.’” They then come to the question of arming. This they declare to be distinctly practical and advisable, especially as “any day other causes may arise where it would be essential to be r
eady to defend oneself, not merely from worldly motives, but from duty and constraint of conscience.” It was necessary “to be ready to encounter a power which might suddenly arise.”
The Landgrave of Hesse was then making great preparations for war, with an eye on Würtemberg, where, as he admitted publicly, he wished forcibly to re-instate Duke Ulrich, a friend to the religious innovations.
The theologians of the Margraviate of Brandenburg, unlike those of Wittenberg, were opposed to resistance. They replied then, or somewhat later, concerning the views put forward by the lawyers, that it was a question of the supreme secular Majesty, not of a judge who was subservient to a higher secular sword, hence that the lawyers’ suppositions could not stand. Little heed was however paid to their objection. On the other hand the proposal made by the legal consulters, that further representations should be made to the Emperor regarding the execution of the Reichstagsabschied, was described by the theologians as “not expedient,” though it might be further discussed at the Nuremberg Conference on November 11 (Martinmas).
Instead, it was for November 13 that a summons, dispatched by Saxony on October 31, invited a conference to meet at Nuremberg to discuss the matter, and take the steps which eventually led to the formation of the defensive League of Schmalkalden. At first it was proposed, that, after the Nuremberg conference, another should be held at Schmalkalden on November 28, though as a matter of fact the only meeting held commenced at Schmalkalden on December 22.
Only now did it become apparent that Luther and his theologians had, at least in the opinion of the Saxon politicians, expressed themselves privately much more openly in favour of resistance than would appear from the above memorandum. The envoys from the Saxon Electorate appealed with great emphasis to the opinion of the Wittenberg divines, in order to show the lawfulness of the plan of armed resistance and the expediency of the proposed League. Armed with this authority they openly “defied our ministers,” wrote Lazarus Spengler of Nuremberg, to Veit Dietrich on February 20, 1531. Spengler, like the Nuremberg Councillors and those of Brandenburg, was opposed to resistance and to the League. He was surprised that “Dr. Martin should so contradict himself.” The fact is that he was the only person to whom Luther’s previous memorandum of March, 1530, had been communicated.
Collected Works of Martin Luther Page 669