The Rise and Fall of the Third Chimpanzee

by Jared Diamond

  Some South African caves occupied around 100,000 years ago provide us – for the first time in human evolution – with detailed information about what people actually were eating. Our confidence stems from the fact that the African caves are full of stone tools, animal bones with cut-marks from stone tools, and human bones, but few or no bones of carnivores like hyenas. Thus, it is clear that people, not hyenas, brought the bones to the caves. Among the bones are many of seals and penguins, as well as shellfish such as limpets. Hence Middle Stone Age Africans are the first people for whom there is even a hint that they exploited the seashore. However, the caves contain very few remains of fish or flying seabirds, undoubtedly because people still lacked the fishhooks and nets needed to catch fish and birds.

  The mammal bones from the caves include those of quite a few medium-sized species, among which those of eland, an antelope, predominate by far. Eland bones in the caves represent eland of all ages, as if people had somehow managed to capture a whole herd and kill every individual. At first, the relative abundance of eland among hunters’ prey is surprising, since the caves’ environment 100,000 years ago was much as it is today and since eland is now one of the least common large animals in the area. The secret to the hunters’ success with eland probably lay in the fact that eland are rather tame, not dangerous, and easy to drive in herds. This suggests that hunters occasionally managed to drive a whole herd over a cliff, explaining why the distribution of eland age groups among the cave kills is like that in a living herd. In contrast, remains of more dangerous prey such as Cape buffalo, pigs, elephants, and rhinos yield a very different picture. Buffalo bones in the caves are mainly of very young or very old individuals, while pigs, elephants, and rhinos are virtually unrepresented.

  Middle Stone Age Africans can be considered big-game hunters, but only barely. They either avoided dangerous species entirely or confined themselves to old, weak animals or babies. Those choices reflect sound prudence on the hunters’ part, since their weapons were still spears, for thrusting, rather than bows and arrows. Along with drinking a strychnine cocktail, poking an adult rhinoceros or Cape buffalo with a spear ranks as one of the most effective means of suicide that I know. Nor could the hunters have succeeded often at driving eland herds over a cliff, since elands were not exterminated but continued to coexist with hunters. As with earlier peoples and modern stone-age hunters, I suspect that plants and small game made up most of the diets of these not-so-great Middle Stone Age hunters. They were definitely more effective than chimpanzees, but not up to the skill of modern Bushmen and Pygmies.

  Thus, the scene that the human world presented from around 100,000 to somewhat before 50,000 years ago was this. Northern Europe, Siberia, Australia, the oceanic islands, and the whole New World were still empty of people. In Europe and Western Asia lived the Neanderthals; in Africa, people increasingly like us moderns in their anatomy; and in Eastern Asia, people unlike either the Neanderthals or Africans but known from only a few bones. All three of these populations were, at least initially, still primitive in their tools, behaviour, and limited innovativeness. The stage was set for the Great Leap Forward. Which among these three contemporary populations would take that leap?

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  The evidence for an abrupt rise is clearest in France and Spain, in the Late Ice Age around 40,000 years ago. Where there had previously been Neanderthals, anatomically fully modern people (often known as Cro-Magnons, from the French site where their bones were first identified) now appear. Had one of those gentlemen or ladies strolled down the Champs Élysées in modern attire, he or she would not have stood out from the Parisian crowds in any way. As dramatic to archaeologists as the Cro-Magnons’ skeletons are their tools, which are far more diverse in form and obvious in function than any in the earlier archaeological record. The tools suggest that modern anatomy had at last been joined by modern innovative behaviour.

  Many of the tools continued to be of stone, but they were now made from thin blades struck off a larger stone, thereby yielding ten times more cutting edge from a given quantity of raw stone than previously obtainable. Standardized bone and antler tools appeared for the first time. So did unequivocal compound tools of several parts tied or glued together, such as spear points set in shafts or axe-heads fitted on to wooden handles. Tools fall into many distinct categories whose function is often obvious, such as needles, awls, mortars and pestles, fishhooks, net-sinkers, and rope. The rope (used in nets or snares) accounts for the frequent bones of foxes, weasels, and rabbits at Cro-Magnon sites, while the rope, fishhooks, and net-sinkers explain the bones of fish and flying birds at contemporary South African sites.

  Sophisticated weapons for safely killing dangerous large animals at a distance now appear – weapons such as barbed harpoons, darts, spear-throwers, and bows and arrows. South African caves occupied by people now yield bones of such vicious prey as adult Cape buffalo and pigs, while European caves were full of bones of bison, elk, reindeer, horse, and ibex. Even today, hunters armed with high-powered telescopic rifles find it hard to bag some of these species, which must have required highly skilled communal hunting methods based on detailed knowledge of each species’ behaviour.

  Several types of evidence testify to the effectiveness of Late Ice Age people as big-game hunters. Their sites are much more numerous than those of earlier Neanderthals or Middle Stone Age Africans, implying more success at obtaining food. Numerous species of big animals that had survived many previous ice ages became extinct towards the end of the last Ice Age, suggesting that they were exterminated by human hunters’ new skills. These likely victims include the mammoths of North America (Chapter Eighteen), Europe’s woolly rhino and giant deer, southern Africa’s giant buffalo and giant Cape horse, and Australia’s giant kangaroos (Chapter Nineteen). Thus, the most brilliant moment of our rise already contained the seeds of what may yet prove a cause of our fall.

  Improved technology now allowed humans to occupy new environments, as well as to multiply in previously occupied areas of Eurasia and Africa. Australia was first reached by humans around 50,000 years ago, implying watercraft capable of crossing stretches of water as much as sixty miles wide between eastern Indonesia and Australia. The occupation of northern Russia and Siberia by at least 20,000 years ago depended on many advances: tailored clothing, whose existence is reflected in eyed needles, cave paintings of parkas, and grave ornaments marking outlines of shirts and trousers; warm furs, indicated by fox and wolf skeletons minus the paws (removed in skinning and found in a separate pile); elaborate houses (marked by postholes, pavements, and walls of mammoth bones), with elaborate fireplaces; and stone lamps to hold animal fat and light the long Arctic nights. The occupation of Siberia and Alaska in turn led to the occupation of North America and South America around 11,000 years ago (Chapter Eighteen).

  Whereas Neanderthals obtained their raw materials within a few miles of home, Cro-Magnons and their contemporaries throughout Europe practised long-distance trade, not only for raw materials for tools but also for ‘useless’ ornaments. Tools of high-quality stone such as obsidian, jasper, and flint are found hundreds of miles from where those stones were quarried. Baltic amber reached southeastern Europe, while Mediterranean shells were carried to inland parts of France, Spain, and the Ukraine. I saw very similar patterns in modern stone-age New Guinea, where cowry shells prized as decorations were traded up to the highlands from the coast, bird-of-paradise plumes were traded back down to the coast, and obsidian for stone axes was traded out from a few highly valued quarries.

  WORLD CONQUEST

  This map illustrates stages in the spread of our ancestors from their African origins to conquer the world. Numbers stand for estimated number of years before the present. Further discoveries of older archaeological sites may well show that some regions, such as Siberia or the Solomon Islands, were colonized earlier than the estimated dates shown here.

  The evident aesthetic sense reflected in the Late Ice Age trade in ornaments relates to
the achievements for which we most admire the Cro-Magnons – their art. Best known, of course, are the rock paintings from caves like Lascaux, with stunning polychrome depictions of now-extinct animals, but equally impressive are the bas-reliefs, necklaces and pendants, fired-clay ceramic sculptures, Venus figurines of women with enormous breasts and buttocks, and musical instruments ranging from flutes to rattles.

  Unlike Neanderthals, few of whom lived past the age of forty, some Cro-Magnon skeletons indicate survival to sixty years of age. Many Cro-Magnons, but few Neanderthals, lived to enjoy their grandchildren. Those of us accustomed to getting our information from the printed page or television will find it hard to appreciate how important even just one or two elderly people are in a pre-literate society. In New Guinea villages it often happens that younger men lead me to the oldest person in the village when I stump them with a question about some uncommon bird or fruit. For example, when I visited Rennell Island in the Solomons in 1976, many islanders told me what wild fruits were good to eat, but only one old man could tell me what other wild fruits could be eaten in an emergency to avoid starvation. He remembered that information from a cyclone that had hit Rennell in his childhood (around 1905), destroying gardens and reducing his people to a state of desperation. One such person in a pre-literate society can thus spell the difference between death and survival for the whole society. Hence the fact that some Cro-Magnons survived twenty years longer than any Neanderthal probably played a big role in Cro-Magnon success. As we shall see in Chapter Seven, living to an older age required not only improved survival skills but also some biological changes, possibly including the evolution of human female menopause.

  I have described the Great Leap Forward as if all those advances in tools and art appeared simultaneously 40,000 years ago. In fact, different innovations appeared at different times. Spear–throwers appeared before harpoons or bows and arrows, while beads and pendants appeared before cave paintings. I have also described the changes as if they were the same everywhere, but they were not. ‘Among Late Ice Age Africans, Ukrainians, and French, only the Africans made beads out of ostrich eggs, only the Ukrainians built houses out of mammoth bones, and only the French painted woolly rhinos on cave walls.

  These variations of culture in time and space are totally unlike the unchanging monolithic Neanderthal culture. They constitute the most important innovation that came with our rise to humanity: namely, the capacity for innovation itself. To us today, who cannot picture a world in which Nigerians and Latvians in 1991 have virtually the same possessions as each other and as the Romans in 50 BC, innovation is utterly natural. To Neanderthals, it was evidently unthinkable.

  Despite our instant sympathy with Cro-Magnon art, their stone tools and hunter-gatherer lifestyle make it hard for us to view them as other than primitive. Stone tools evoke cartoons of club-waving cavemen uttering grunts as they drag a woman off to their cave. We can form a more accurate impression of Cro-Magnons if we imagine what future archaeologists will conclude after excavating a New Guinea village site from as recently as the 1950s. The archaeologists will find a few simple types of stone axes. Virtually all other material possessions were made of wood and will have perished. Nothing will remain of the multi-storey houses, beautifully woven baskets, drums and flutes, outrigger canoes, and world-quality painted sculpture. There will be no trace of the village’s complex language, songs, social relationships, and knowledge of the natural world.

  New Guinea material culture was until recently ‘primitive’ (that is, stone-age) for historical reasons, but New Guineans are fully modern humans. New Guineans whose fathers lived in the Stone Age now pilot aeroplanes, operate computers, and govern a modern state. If we could carry ourselves back 40,000 years in a time machine, I expect that we would find Cro-Magnons to be equally modern people, capable of learning to fly a jet plane. They made stone and bone tools only because no other tools had yet been invented; that is all that they had the opportunity to learn.

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  It used to be argued that Neanderthals evolved into Cro-Magnons within Europe. That possibility now seems increasingly unlikely. The last Neanderthal skeletons from around 40,000 years ago were still ‘full-blown’ Neanderthals, while the first Cro-Magnons appearing in Europe at the same time were already anatomically fully modern. Since anatomically modern people were already present in Africa and the Near East tens of thousands of years earlier, it seems much more likely that anatomically modern people invaded Europe from that direction than that they evolved within Europe.

  What happened when invading Cro-Magnons met the resident Neanderthals? We can be certain only of the end result: within a short time, no more Neanderthals. The conclusion seems to me inescapable that Cro-Magnon arrival somehow caused Neanderthal extinction. Yet many archaeologists recoil at this conclusion and invoke environmental changes instead. For example, the Encyclopaedia Britannica’s fifteenth edition concludes its entry for Neanderthals with the sentence, ‘The disappearance of the Neanderthals, although it cannot yet be fixed in time, was probably the result of being creatures of an interglacial period unable to avoid the ravages of another Ice Age.’ In fact, Neanderthals thrived during the last Ice Age, and suddenly disappeared over 30,000 years after its start and an equal time before its end.

  My guess is that events in Europe at the time of the Great Leap Forward were similar to events that have occurred repeatedly in the modern world, whenever a numerous people with more advanced technology invades the lands of a much less numerous people with less advanced technology. For instance, when European colonists invaded North America, most North American Indians proceeded to die of introduced epidemics; most of the survivors were killed outright or driven off their land (Chapter Sixteen); some of the survivors adopted European technology (horses and guns) and resisted for some time; and many of the remaining survivors were pushed on to lands that Europeans did not want, or else intermarried with Europeans (Chapter Fifteen). The displacement of Aboriginal Australians by European colonists, and of southern African San populations (Bushmen) by invading iron-age Bantu-speakers, followed a similar course.

  By analogy, I guess that Cro-Magnon diseases, murders, and displacements did in the Neanderthals. If so, then the Cro-Magnon/ Neanderthal transition was a harbinger of what was to come, when the victors’ descendants began squabbling among themselves. It may at first seem paradoxical that Cro-Magnons prevailed over the far more muscular Neanderthals, but weaponry rather than strength would have been decisive. Similarly, it’s not gorillas that are now threatening to exterminate humans in Central Africa, but vice versa. People with huge muscles require lots of food, and they therefore gain no advantage if slimmer, smarter people can use tools to do the same work.

  Like the Great Plains Indians of North America, some Neanderthals may have learned some Cro-Magnon ways and resisted for a while. This is the only sense I can make of a puzzling culture called the Châtelperronian, which coexisted in Western Europe along with a typical Cro-Magnon culture (the so-called Aurignacian culture) for a short time after Cro-Magnons arrived. Châtelperronian stone tools are a mixture of typical Neanderthal and Cro-Magnon tools, but the bone tools and art typical of Cro-Magnons are usually lacking. The identity of the people who produced Châtelperronian culture was debated by archaeologists, until a skeleton unearthed with Châtelperronian artifacts at Saint-Césaire in France proved to be Neanderthal. Perhaps, then, some Neanderthals managed to master some Cro-Magnon tools and hold out longer than their fellows.

  What remains unclear is the outcome of the interbreeding experiment posed in science-fiction novels. Did some invading Cro-Magnon men mate with some Neanderthal women? No skeletons that could reasonably be considered Neanderthal/Cro-Magnon hybrids are known. If Neanderthal behaviour was as relatively rudimentary, and Neanderthal anatomy as distinctive, as I suspect, few Cro-Magnons may have wanted to mate with Neanderthals. Similarly, although humans and chimps continue to coexist today, I am not aware of any matings. While Cro-Magnons
and Neanderthals were not nearly as different, the differences may still have been a mutual turn-off. And if Neanderthal women were geared for a twelve-month pregnancy, a hybrid foetus might not have survived. My inclination is to take the negative evidence at face value, to accept that hybridization occurred rarely if ever, and to doubt that living people of European descent carry any Neanderthal genes.

  So much for the Great Leap Forward in Western Europe. The replacement of Neanderthals by modern people occurred somewhat earlier in Eastern Europe, and still earlier in the Near East, where possession of the same area apparently shifted back and forth between Neanderthals and modern people from 90,000 to 60,000 years ago. The slowness of the transition in the Near East, compared to its speed in Western Europe, suggests that the anatomically modern people living around the Near East before 60,000 years ago had not yet developed the modern behaviour that ultimately let them drive out the Neanderthals.

  Thus, we have a tentative picture of anatomically modern people arising in Africa over 100,000 years ago, but initially making the same tools as Neanderthals and having no advantage over them. By perhaps 60,000 years ago, some magic twist of behaviour had been added to the modern anatomy. That twist (of which more in a moment) produced innovative, fully modern people who proceeded to spread westward into Europe, quickly supplanting Europe’s Neanderthals. Presumably, those modern people also spread east into Asia and Indonesia, supplanting the earlier people there of whom we know little. Some anthropologists think that skull remains of those earlier Asians and Indonesians show traits recognizable in modern Asians and Aboriginal Australians. If so, the invading moderns may not have exterminated the original Asians without issue, as they did the Neanderthals, but instead interbred with them.

  Two million years ago, several proto-human lineages had coexisted side by side until a shake-up left only one. It now appears that a similar shake-up occurred within the last 60,000 years, and that all of us alive in the world today are descended from the winner of that upheaval. What was the last missing ingredient whose acquisition helped our ancestor to win?