The Rise and Fall of the Third Chimpanzee

by Jared Diamond

  A much more controversial question is whether technology also makes genocide psychologically easier today, as Konrad Lorenz has argued. His reasoning goes as follows. As humans evolved from apes, we depended increasingly for our food on killing animals. However, we also lived in societies of more and more individuals, between whom cooperation was essential. Such societies could not maintain themselves unless we developed strong inhibitions about killing fellow humans. Throughout most of our evolutionary history, our weapons operated only at close quarters, so it was enough that we be inhibited from looking another person in the face and killing him/her. Modern push-button weapons bypassed these inhibitions by enabling us to kill without even seeing our victims’ faces. Technology thus created the psychological prerequisites for the white-collar genocides of Auschwitz and Treblinka, of Hiroshima and Dresden.

  I am uncertain whether this psychological argument really contributed significantly to the modern ease of genocide. The past frequency of genocide seems to have been at least as high as today’s, though practical considerations limited the number of victims. To understand genocide further, we must leave dates and numbers and inquire about the ethics of killing.

  *

  That our urge to kill is restrained by our ethics almost all the time is obvious. The puzzle is: what unleashes it?

  Today, while we may divide the world’s people into ‘us’ and ‘them’, we know that there are thousands of types of ‘them’, all differing from each other as well as from us in language, appearance, and habits. To waste words on pointing this out seems silly: we all know it from books and television, and most of us also know it from first-hand experience of travel. It is hard to transfer ourselves back into the frame of mind prevailing throughout much of human history, described in Chapter Thirteen. Like chimpanzees, gorillas, and social carnivores, we lived in band territories. The known world was much smaller and simpler than it is today; there were only a few known types of ‘them’, one’s immediate neighbours.

  For example, in New Guinea until recently, each tribe maintained a shifting pattern of warfare and alliance with each of its neighbours. A person might enter the next valley on a friendly visit (never quite without danger) or on a war raid, but the chances of being able to traverse a sequence of several valleys in friendship were negligible. The powerful rules about treatment of one’s fellow ‘us’ did not apply to ‘them’, those dimly understood, neighbouring enemies. As I walked between New Guinea valleys, people who themselves practised cannibalism and were only a decade out of the Stone Age routinely warned me about the unspeakably primitive, vile, and cannibalistic habits of the people whom I would encounter in the next valley. Even Al Capone’s gangs in twentieth-century Chicago made a policy of hiring out-of-town killers, so that the assassin could feel that he was killing one of ‘them’ rather than of ‘us’.

  The writings of classical Greece reveal an extension of this tribal territorialism. The known world was larger and more diverse, but ‘us’ Greeks were still distinguished from ‘them’ barbarians. Our word ‘barbarian’ is derived from the Greek barbaroi, which simply means non-Greek foreigners. Egyptians and Persians, whose level of civilisation was like that of the Greeks, were nevertheless barbaroi. The ideal of conduct was not to treat all men equally, but instead to reward one’s friends and to punish one’s enemies. When the Athenian author Xenophon wanted to express the highest praise for his admired leader Cyrus, Xenophon related how Cyrus always repaid his friends’ good turns more generously, and how Cyrus retaliated on his enemies’ misdeeds more severely (for example, by gouging out their eyes or cutting off their hands).

  Humans, like the Mungi and Scratching Rock hyena clans, practised a dual standard of behaviour, with strong inhibitions about killing one of ‘us’, but a green light to kill ‘them’ when it was safe to do so. Genocide was acceptable under this dichotomy, whether one considers the dichotomy as an inherited animal instinct or as a uniquely human ethical code. We all still acquire in childhood our own arbitrary dichotomous criteria for respecting or scorning other humans. I recall a scene at Goroka airport in the New Guinea highlands, when my Tudawhe field assistants were standing awkwardly in torn shirts and bare feet, and an unshaven, unwashed white man with a strong Australian accent and hat crumpled over his eyes approached. Even before he had begun to sneer at the Tudawhes as ‘black bums, they won’t be fit to run this country for a century’, I had begun to think to myself, ‘Dumb Aussie redneck, why doesn’t he go home to his goddamn sheep dip.’ There it was, a blueprint for genocide: I scorning the Australian, and he scorning the Tudawhes, based on collective characteristics taken in at a glance.

  With time, this ancient dichotomizing has become increasingly unacceptable as a basis for an ethical code. Instead, there has been some tendency towards paying at least lip-service to a universal code – that is, one stipulating similar rules for treating different peoples. Genocide conflicts directly with a universal code.

  Despite this ethical conflict, numerous modern perpetrators of genocide have managed to take unabashed pride in their accomplishments. When Argentina’s General Julio Argentino Roca opened the pampas for white settlement by ruthlessly exterminating the Araucanian Indians, a delighted and grateful Argentinian nation elected him president in 1880. How do today’s practitioners of genocide wriggle out of the conflict between their actions and a universal code of ethics? They resort to one of three types of rationalizations, all of which are variations on a simple psychological theme, ‘Blame the victim!’

  Firstly, most believers in a universal code still consider self-defence justified. This is a usefully elastic rationalization, because ‘they’ can invariably be provoked into some behaviour adequate to justify self-defence. For instance, the Tasmanians delivered an excuse to genocidal white colonists by killing an estimated total of 183 colonists over thirty-four years, while being provoked by a far greater number of mutilations, kidnappings, rapes, and murders. Even Hitler claimed self-defence in starting the Second World War, and he went to the trouble of faking a Polish attack on a German border post.

  Possessing the ‘right’ religion or race or political belief, or claiming to represent progress or a higher level of civilization, is a second traditional justification for inflicting anything, including genocide, on those possessing the wrong principle. When I was a student in Munich in 1962, unrepentant Nazis still explained to me matter-of-factly that the Germans had had to invade Russia, because the Russian people had adopted Communism. My fifteen field assistants in New Guinea’s Fakfak Mountains all looked pretty similar to me, but eventually they began explaining to me which of them were Moslems and which were Christians, and why the former (or the latter) were irredeemably lower humans. There is an almost universal hierarchy of scorn, according to which literate peoples with advanced metallurgy (for instance, white colonialists in Africa) look down on herders (such as Tutsi, Hottentots), who look down on farmers (such as Hutu), who look down on nomads or hunter-gatherers (such as Pygmies, Bushmen).

  Finally, our ethical codes regard animals and humans differently. Hence modern perpetrators of genocide routinely compare their victims to animals in order to justify the killings. Nazis considered Jews to be subhuman lice; the French settlers of Algeria referred to local Moslems as ratons (rats); ‘civilized’ Paraguayans described the Aché hunter-gatherers as rabid rats; Boers called Africans bobbejaan (baboons); and educated northern Nigerians viewed Ibos as subhuman vermin. The English language is rich in animal names used as pejoratives: you pig (ape, bitch, cur, dog, ox, rat, swine).

  All three types of ethical rationalizations were employed by Australian colonists to justify exterminating Tasmanians. However, my fellow Americans and I can obtain a better insight into the rationalization process by focusing on the case that we have been trained from childhood to rationalize: our not-quite-complete extermination of American Indians. A set of attitudes that we absorb goes roughly as follows.

  To begin with, we do not discuss the India
n tragedy much – not nearly as much as the genocide of the Second World War in Europe, for instance. Our great national tragedy is instead viewed as the Civil War. Insofar as we stop to think about white versus Indian conflict, we consider it as belonging to the distant past, and we describe it in military language, such as the Pequod War, Great Swamp Fight, Battle of Wounded Knee, Conquest of the West, and so on. Indians, in our view, were warlike and violent even towards other Indian tribes, masters of ambush and treachery. They were famous for their barbarity, notably for the distinctively Indian practices of torturing captives and scalping enemies. They were few in number and lived as nomadic hunters, especially bison hunters. The Indian population of the US as of 1492 is traditionally estimated at one million. This figure is so trivial, compared to the present US population of 250 million, that the inevitability of whites occupying this virtually empty continent becomes immediately apparent. Many Indians died from smallpox and other diseases. The aforementioned attitudes guided the Indian policy of the most admired US presidents and leaders from George Washington onwards (see quotations at the end of this chapter).

  These rationalizations rest on a transformation of historical facts. Military language implies declared warfare waged by adult male combatants. Actually, common white tactics were sneak attacks (often by civilians) on villages or encampments to kill Indians of any age and either sex. Within the first century of white settlement, governments were paying scalp bounties to semi-professional killers of Indians. Contemporary European societies were at least as warlike and violent as Indian societies, when one considers the European frequency of rebellions, class wars, drunken violence, legalized violence against criminals, and total war including destruction of food and property. Torture was exquisitely refined in Europe: think of drawing and quartering, burning at the stake, and the rack. While the pre-contact Indian population of North America is the subject of widely varying opinions, plausible recent estimates are about eighteen million, a population not reached by white settlers of the US till around 1840. Although some Indians in the US were semi-nomadic hunters without agriculture, most were settled farmers living in villages. Disease may well have been the biggest killer of Indians, but some of the epidemics were intentionally transmitted by whites, and the epidemics still left plenty of Indians to kill by more direct means. It was only in 1916 that the last ‘wild’ Indian in the US (the Yahi Indian known as Ishi) died, and frank and unapologetic memoirs by the white killers of his tribe were still being published as recently as 1923.

  In short, Americans romanticize the white/Indian conflict as battles of grown men on horseback, fought by US cavalry and cowboys against fierce nomadic bison-hunters able to offer strong resistance. The conflict is more accurately described as one race of civilian peasant farmers exterminating another. We Americans remember with outrage our own losses at the Alamo (circa 200 dead), on the battleship U.S.S. Maine (260 dead), and at Pearl Harbor (about 2,200 dead), the incidents that galvanized our support for the Mexican War, Spanish-American War, and the Second World War respectively. Yet these numbers of dead are dwarfed by the forgotten losses that we inflicted on the Indians. Introspection shows us how, in rewriting our great national tragedy, we like so many modern peoples reconciled genocide with a universal code of ethics. The solution was to plead self-defence and overriding principle, and to view the victims as savage animals

  Opposite page: ISHI, the last surviving Indian of the Yahi tribe of northern California. The photograph on the opposite page shows him, starving and terrified, on 29 August 1911, the day that he emerged from forty-one years of hiding in a remote canyon. Most of his tribe was massacred by white settlers between 1853 and 1870. In 1870 the sixteen survivors of the final massacre went into concealment in the Mount Lassen wilderness and continued to live as hunter-gatherers. In November 1908, when the survivors had dwindled to four, surveyors stumbled upon their camp and took all their tools, clothes, and winter food supplies, with the result that three of the Yahis (Ishi’s mother, his sister, and an old man) died. Ishi remained alone for three more years until he could stand it no longer and walked out to white civilization, expecting to be lynched there. In fact, he was employed by the University of California Museum at San Francisco and died of tuberculosis in 1916. The photograph is from the archives of the Lowie Museum of Anthropology, University of California, Berkeley.

  *

  Our rewriting of American history stems from the aspect of genocide that is of greatest practical importance in preventing it – its psychological effects on killers, victims, and third parties. The most puzzling question involves the effect, or rather the apparent non-effect, on third parties. On first thought, one might expect that no horror could grip public attention as much as the intentional, collective, and savage killing of many people. In reality, genocide rarely grips the public’s attention in other countries, and even more rarely are interrupted by foreign intervention. Who among us paid much attention to the slaughter of Zanzibar’s Arabs in 1964, or of Paraguay’s Aché Indians in the 1970s?

  Contrast our lack of response to these and all the other instances of genocide in recent decades with our strong reaction to the sole two cases of modern genocide that remain vivid in our imagination, that of the Nazis against the Jews and (much less vivid for most people) that of the Turks against the Armenians. These cases differ in three crucial respects from the genocide we ignore: the victims were whites, with whom other whites identify; the perpetrators were our war enemies whom we were encouraged to hate as evil (especially the Nazis); and there are articulate survivors in the US, who go to much effort to force us to remember. Thus, it takes a rather special constellation of circumstances to get third parties to focus on genocide.

  The strange passivity of third parties is exemplified by that of governments, whose actions reflect collective human psychology. While the United Nations in 1948 adopted a Convention on Genocide that declared it a crime, the UN has never taken serious steps to prevent, halt, or punish it, despite complaints lodged before the UN against on-going genocide in Bangladesh, Burundi, Cambodia, Paraguay, and Uganda. To a complaint lodged against Uganda at the height of Idi Amin’s terror, the UN Secretary-General responded only by asking Amin himself to investigate. The United States is not even among the nations that ratified the UN Convention on Genocide.

  Is our puzzling lack of response because we did not know, or could not find out, about on-going genocide? Certainly not: many cases of genocide of the 1960s and 1970s received detailed publicity at the time, including those in Bangladesh, Brazil, Burundi, Cambodia, East Timor, Equatorial Guinea, Indonesia, Lebanon, Paraguay, Rwanda, Sudan, Uganda, and Zanzibar. (The casualties in Bangladesh and Cambodia each topped a million.) For example, in 1968 the Brazilian government filed criminal charges against 134 of the 700 employees of its Indian Protection Service for their acts in exterminating Amazonian Indian tribes. Among the acts detailed in the 5,115-page Figueiredo Report by Brazil’s attorney general, and announced at a press conference by Brazil’s minister of the interior, were the following: killing of Indians by dynamite, machineguns, arsenic-laced sugar, and intentionally introduced smallpox, influenza, tuberculosis, and measles; kidnapping of Indian children as slaves; and the hiring of professional killers of Indians by land development countries. Accounts of the Figueiredo report appeared in the American and British press, but failed to stimulate much reaction.

  One might thus conclude that most people simply do not care about injustice done to other people, or regard it as none of their business. This is undoubtedly part of the explanation, but not all of it. Many people care passionately about some injustices, such as apartheid in South Africa; why not also about genocide? This question was addressed poignantly, to the Organization of African States, by Hutu victims of the Tutsi in Burundi, where somewhere between 80,000 and 200,000 Hutu were killed in 1972.

  Tutsi apartheid is established more ferociously than the apartheid of Vorster, more inhumanly than Portuguese colonialism. Outside of
Hitler’s Nazi movement, there is nothing to compete with it in world history. And the peoples of Africa say nothing. African heads of state receive the executioner Micombero [President of Burundi, a Tutsi] and clasp his hand in fraternal greeting. Sirs, heads of state, if you wish to help the African peoples of Namibia, Zimbabwe, Angola, Mozambique, and Guinea–Bissau to liberate themselves from their white oppressors, you have no right to let Africans murder other Africans… . Are you waiting until the entire Hutu ethnic group of Burundi is exterminated before raising your voices?

  To understand this lack of reaction of third parties, we need to appreciate the reaction of surviving victims. Psychiatrists who have studied witnesses of genocide, such as Auschwitz survivors, describe the effects on them as ‘psychological numbing’. Most of us have experienced the intense and lasting pain that comes when a loved friend or relative dies a natural death, out of sight. It is virtually impossible for us to imagine the multiplied intensity of pain when one is forced to watch at close hand many loved friends and relatives being killed with extreme savagery. For the survivors, there is a shattering of the implicit belief system under which such savagery was forbidden; a sense of stigma that one must indeed be worthless to have been singled out for such cruelty; and a sense of guilt at surviving, when one’s companions died. Just as intense physical pain numbs us, so does intense psychological pain – there is no other way to survive and remain sane. For myself, these reactions were personified in a relative who survived two years in Auschwitz, and who remained practically unable to cry for decades afterwards.