Three Kingdoms

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by Luo Guanzhong (Moss Roberts trans. )


  "If you abandon me like this," Tao Qian pleaded in tears, "I will lie unquiet in my grave with eyes unclosed." "Why not accept the inspector's offer on a trial basis, brother?" Lord Guan suggested. And Zhang Fei added, "It's not as if we were demanding his territory. He makes the offer of his own free will. What's the point of this stubborn refusal?" "Shall I dishonor myself for you?" Xuande asked adamantly.11 Tao Qian, seeing that no amount of persuasion would soften Xuande's determination, said, "Since you are set against my proposal, would you consider stationing your army nearby in Xiaopei? The place should suffice for your army's needs, and you can protect the province from there."12 Urged by the whole assembly, Xuande consented.

  The feasting ended. Zhao Zilong took his leave, and Xuande held the warrior's hands as he tearfully said good-bye. Governor Kong Rong and Tian Kai also left. Xuande and his brothers went to Xiaopei, where they repaired the fortifications and reassured the inhabitants.

  Returning from the siege of Xuzhou, Cao Cao was welcomed by Cao Ren, who told him that Lü Bu had grown powerful; that, assisted by Chen Gong, he had seized every strongpoint; that Juanzhou and Puyang were both lost; and that only Xun Wenruo and Cheng Yu's fierce and concerted resistance had saved the three counties, Juancheng, Dong'e, and Fanxian. "Lü Bu is all valor and no brain," remarked Cao. "I fear him not." He pitched camp and planned his counterattack.

  Lü Bu learned that Cao Cao and his troops had passed Tengxian on their way back; he discussed tactics with his two captains, Xue Lan and Li Feng. "I have been hoping to put your talents to use," said Lü Bu. "Now I want you to stay and defend Yanzhou with ten thousand men. I will go ahead and destroy Cao Cao myself." The two captains accepted the assignment, but Chen Gong tried to dissuade Lü Bu: "General, if you leave Yanzhou, where will you go?" "I will place my army at Puyang," replied Lü Bu, "to give us control of two legs of the tripod." "A serious error," Chen Gong argued. "Xue Lan will never hold Yanzhou. One hundred eighty li due south, in the treacherous roads of the Taishan district, we can set an ambush with as many as ten thousand troops. Now, Cao Cao knows Yanzhou is lost and will redouble his efforts to get here. If we wait until half his troops have passed, we can spring the ambush and capture him in one strike." But Lü Bu ignored Chen Gong's advice, saying, "I have a better plan for moving the army to Puyang. What do you know about it?" And he set out, leaving Xue Lan in charge of Yanzhou.

  When Cao Cao came to the Taishan district, Guo Jia warned him not to advance in case of ambush. Cao Cao smiled. "Lü Bu hasn't a plan in his head. Didn't he leave Xue Lan in Yanzhou and head for Puyang? He wouldn't think of setting an ambush," he said and sent Cao Ren ahead to surround Yanzhou city while he himself marched to Puyang to attack Lü Bu. In Puyang, Chen Gong, hearing of the approach of Cao Cao's troops, advised Lü Bu: "Cao Cao has come a long way; his men must be exhausted. Attack at once, before they regain their strength." "On this horse," retorted Lü Bu, "I have covered the length and breadth of the land. I'm not about to start worrying about Cao Cao! Let them pitch their camp—then I'll take care of him myself."

  Cao Cao camped near Puyang. The following day he arrayed his forces in the open field and surveyed those of Lü Bu. As the opposing lines filled out their positions, Lü Bu emerged, flanked by eight of his ablest generals: Zhang Liao (Wenyuan), a native of Mayi in Yanmen, backed by Hao Meng, Cao Xing, and Cheng Lian; and Zang Ba (Xuangao), a native of Huayin in the district of Taishan, backed by Wei Xu, Song Xian, and Hou Cheng. Above the troops, fifty thousand strong, drumbeats charged the air. Cao Cao shouted across to Lü Bu, "We have never been enemies. Why have you taken my land?" "The walled towns of Han," Lü Bu replied, "belong to all. Why to you alone?"13 Then he sent Zang Ba to give battle.

  From Cao Cao's side Yue Jin came forth. The riders tangled; their spears rose and locked. The warriors had reached the thirtieth bout when Xiahou Dun sped out to assist Yue Jin. Zhang Liao, eager for the kill, intercepted Dun. Lü Bu himself, in the heat of anger, galloped into the fray, his halberd poised. Cao Cao's generals, Xiahou Dun and Yue Jin, fled. Lü Bu pressed the slaughter, forcing Cao Cao's army to retreat some thirty to forty li. Lü Bu regathered his men, and Cao Cao returned to his camp to confer with his generals. "Today," said Yu Jin, "I noticed while surveying from a hilltop that their position west of Puyang is lightly guarded. Their leaders should be unprepared tonight after our defeat. If we can take that camp, Lü Bu's army will lose courage. This is our best chance." Cao Cao approved and led six generals—Cao Hong, Li Dian, Mao Jie, Lü Qian, Yu Jin, and Dian Wei—with twenty thousand picked cavalry and foot soldiers toward Lü Bu's camp.

  Under cover of night Cao Cao approached by side roads. Lü Bu was feasting his troops when Chen Gong said to him, "The west camp is a key position; what if Cao Cao attacks there?" "We taught him a lesson today," Lü Bu replied. "He won't be back that soon." "Cao Cao knows something of the art of war," Chen Gong answered. "We must guard against surprises." Convinced by Chen Gong's argument, Lü Bu selected Gao Shun, Wei Xu, and Hou Cheng to defend the western camp.

  At dusk, before the reinforcements from Lü Bu arrived, Cao Cao hit the camp from all sides and overran it. The defenders fled and Cao Cao occupied it. Toward the fourth watch Gao Shun's relief force fought its way in, and the two armies fell upon one another in a melee. Toward dawn drums rolled in the west as Lü Bu joined the fight, forcing Cao Cao to flee the camp. Gao Shun, Wei Xu, and Hou Cheng pursued him. From the front Lü Bu was closing in; Yu Jin and Yue Jin could not stop him. Cao Cao turned and headed north. Suddenly, generals Zhang Liao and Zang Ba emerged from behind a hill and attacked. Cao Cao had generals Lü Qian and Cao Hong offer battle, but they were defeated. Cao Cao changed course and fled west, but he was checked by four more of Lü Bu's commanders, Hao Meng, Cao Xing, Cheng Lian, and Song Xian. Cao Cao's commanders fought desperately. Cao Cao took the lead and charged the line as arrows, following a signal of beating sticks, pelted down around him. He could neither advance nor escape. "Who will save me?" he cried.

  From the body of his attendants Dian Wei rode up, an iron halberd in each hand. "Have no fear, master!" he shouted. Dian Wei dismounted and after putting away the two giant weapons, took a dozen small battle-axes and told his followers to warn him when the enemy was at ten paces. Then he strode ahead, braving the arrows. A score of Lü Bu's horsemen started after him. "Ten paces!" someone cried. "At five," said Dian Wei. "Five paces!" came the reply. Hurling his battle-axes rhythmically, Dian Wei brought down rider after rider. The pursuers scattered. Dian Wei remounted and slashed away with his halberds, and Lü Bu's generals broke before his charge. Dian Wei dispersed the enemy troops and rescued Cao Cao.14 The rest of Cao Cao's commanders, catching up, accompanied him back to camp. Suddenly, from behind, Lü Bu's shout rent the evening air; "Cao! You villain! Stop!" Cao Cao's men, completely exhausted, looked at one another helplessly, each hoping to run and save his neck. Indeed:

  No sooner had Cao Cao broken through the enemy lines,

  Than he was pursued again by a powerful foe.

  Had Cao Cao escaped only to be hunted down in flight?

  Read on.

  12

  Tao Qian Yields Xuzhou Three Times;

  Cao Cao Overwhelms Lü Bu in Battle

  The panicked Cao Cao was saved by Xiahou Dun, who had rushed to the southern front, intercepted Lü Bu, and engaged him. As night fell, a rainstorm finally forced them apart. Later, at camp, Cao Cao rewarded Dian Wei amply and gave him a command.

  Lü Bu returned to his base. "Here in Puyang," said his adviser Chen Gong, "lives the wealthy householder Tian. He heads the district's most influential house and has hundreds of servants. Have him write something like this to Cao: 'Lü Bu's cruelty has outraged our people. He will be moving the army to Liyang, leaving only Gao Shun behind. Waste no time getting here, and I shall work with you from within.' If Cao Cao takes the bait and enters the city, burn the gates. With an ambush outside, even if Cao Cao were strategist enough to plot the course of Heaven and earth, he couldn't esca
pe us." Lü Bu approved and set the plan in motion, telling Tian to send a man to Cao Cao's camp.

  Cao Cao was recovering from the defeat and pondering his next step when Lord Tian's message arrived:

  Lü Bu has gone to Liyang. The city is defenseless. We pray you, come as quickly as possible. We will be working from within. Look on the wall for a white flag bearing the word "Honor."

  "Heaven delivers Puyang into our hands," Cao Cao exclaimed. He rewarded the messenger and readied his army. Liu Ye, however, urged caution: "Lü Bu is foolish, all right. But Chen Gong is full of tricks. We must prepare for a trap. If you go, my lord, leave two-thirds of your men hidden outside the city and take the other third along. Otherwise ..." Following this advice, Cao Cao divided his forces into three and made his way to the wall around Puyang.1

  Cao was glad to see the white flag flying over the west gate among the other pennants. The gate opened at midday, and two generals, Hou Cheng of the rear army and Gao Shun of the forward army, came out to fight. Cao Cao sent Dian Wei against Hou Cheng, who, unable to resist, fled back toward the city. Dian Wei pursued him to the drawbridge. Gao Shun, too, fell back before Dian Wei and followed Hou Cheng into the city. In the confusion someone from Lü Bu's side slipped through to present Cao Cao a letter from the householder Tian. "At the first watch tonight," it read, "when gongs sound from the wall, advance. I will surrender the gate."

  Cao Cao directed Xiahou Dun to advance to the left and Cao Hong to the right, while he led Xiahou Yuan, Li Dian, Yue Jin, and Dian Wei into the city. "Let us go in first," said Li Dian. "I have to go myself," Cao Cao shouted, "or no one will advance." He led the army forward. It was near the first watch; the moon had not risen. Above the gate a conch began to blow amid a swelling clamor. Torches appeared on top of the gate as it opened, and the bridge was lowered over the moat. Cao galloped across and headed for the yamen. The streets were deserted. Cao sensed a trap and wheeled round, shouting to his men, "Pull out!" From the government building2 the bombards boomed as flames shot up by the four gates to the city. Gongs banged and drums sounded, and voices roared like a raging river or a storm-tossed sea.

  Lü Bu's generals—Zhang Liao from the east, Zang Ba from the west—caught Cao Cao in a deadly vise. With his men Cao made for the north gate, harassed on the way by more of Bu's commanders, Hao Meng and Cao Xing. Cao Cao turned and tried for the south gate, but Gao Shun and Hou Cheng blocked him. Cao Cao's faithful commander Dian Wei, gaze fixed and jaw set, pushed Gao Shun and Hou Cheng back through the south gate to the bridge but lost sight of Cao Cao. Dian Wei then turned and fought his way to the wall, where he discovered Li Dian. "Where is our lord?" asked Dian Wei. "I can't find him either," Li Dian answered. "Go out and rally a rescue force," Dian Wei said, "while I search further." Li Dian left. Bearing up against fierce opposition, Dian Wei looked on either side of the city wall. He came upon Yue Jin, who said, "Where is our master?" "I've looked all over," Dian Wei said. "Let's go in again," Yue Jin replied. The two men approached the gate. From the wall fiery missiles rained down. Yue Jin's horse balked, but Dian Wei, braving smoke and fire, forced his way in again and continued the search.

  Cao Cao, in fact, had seen Dian Wei battling through the south gate. Cut off by converging enemies, however, Cao Cao could not go out by the south gate and headed north once more. Through the blaze he saw Lü Bu riding from the opposite direction, his halberd pointed outward. Cao raised his hand to cover his face and laid on the whip. The horses passed each other closely. Lü Bu swung around and knocked his halberd against Cao's helmet. "Have you seen Cao Cao?" Lü Bu shouted. Cao pointed behind him. "There he goes. On the bay." And Lü Bu dashed in the direction Cao had indicated. Cao Cao turned round and fled east, finally meeting up with Dian Wei, who protected his lord and slashed a bloody path toward the east gate.

  By the gate the flames were intense. Lü Bu's men were throwing down clumps of bramble and straw, which were burning everywhere. Dian Wei used his halberd to sweep aside the burning piles as he plowed through the smoke and flame, followed by Cao Cao. But when they reached the gate, a fiery beam fell and struck the haunch of Cao's horse, causing the horse to fall. Cao pushed the beam away, singeing his arm, hair, and beard. Dian Wei rushed to the rescue, and Xiahou Yuan came on the scene. Together they lifted Cao up and got him through the gate. Dian Wei hacked out a route for their flight, Cao Cao rode behind Xiahou Yuan, and after heavy fighting the three made it back to camp by dawn.

  The generals at the base prostrated themselves before Cao Cao, solicitously expressing their concern, but Cao Cao only threw back his head and laughed. "I fell for that low-down trick!" he said. "But I'll make Lü Bu pay for it!" "The sooner the better," Guo Jia urged. "Let's give him a taste of his own medicine," Cao Cao said. "Spread the rumor that I died of my burns. Lü Bu will attack immediately. We'll ambush him in the Maling Hills when his troops are halfway across, and capture him then and there." "An excellent plan," Guo Jia replied.

  Accordingly, the troops put on mourning and made funeral preparations as if Cao Cao had died, and Lü Bu was duly informed that Cao Cao had perished in his camp of burns sustained during the battle at Puyang. Lü Bu lost no time assembling a force. He marched to the Maling Hills and near Cao Cao's camp was ambushed from all sides as the rolling drums echoed in the valleys. Lü Bu struggled free but lost many men. After this defeat he shut himself up in Puyang. Food was scarce: the harvest had been devoured by locusts, and throughout the northeast the price of grain rose to five thousand strings of cash per bushel.3 People were reduced to eating human flesh. Cao Cao removed to Juancheng to find food, and Lü Bu withdrew to Shanyang for the same reason. Both sides suspended hostilities.

  During the truce between Cao Cao and Lü Bu, Tao Qian, the sixty-two-year-old imperial inspector of Xuzhou, fell gravely ill. He summoned Mi Zhu and Chen Deng to discuss the province's future. "Cao Cao left us in peace," Mi Zhu said, "only because Lü Bu attacked his home base at Yanzhou. The fighting has died down with the famine, but Cao Cao will be back after the winter. Your Lordship twice offered Xuzhou to Liu Xuande, but he did not accept because you were still in good health. Under the present circumstances I doubt he will refuse again." On this advice Tao Qian called Xuande from Xiaopei to discuss the military situation. Xuande and his two brothers arrived and were shown into the inspector's bedchamber.

  Xuande expressed concern for the inspector's health. "I asked for you," Tao Qian began, "for only one reason. My condition is critical. I remain hopeful that you will demonstrate your concern for the districts of the Han by accepting the position of inspector here so that I may die in peace." "My lord," responded Xuande, "you have two sons. Shouldn't you hand on your office to them?" "Neither the elder, Shang, nor the younger, Ying," replied Tao Qian, "has the ability to assume the responsibility; they would require your guidance after my death in any event. Please do not leave the affairs of the province to them." "How could I alone," Xuande said, "undertake such a task?" "Sun Qian, styled Gongyou, from Beihai can serve as your lieutenant," Tao Qian answered. "And Mi Zhu," the inspector continued, turning to him, "you must serve Lord Liu well. He is an eminent man." Even after this appeal Xuande would not agree, but Tao Qian passed away before his eyes, his finger to his heart.

  After the mourning rituals, the seal and other tokens of authority were presented to Liu Xuande, but he declined them. The next day the common folk of Xuzhou crowded around the entrance to the inspector's residence and pleaded, "Lord Liu, unless you take charge, we can't live in peace." Xuande's brothers added their own exhortations. Finally Xuande consented to serve temporarily. He appointed Sun Qian and Mi Zhu his lieutenants and made Chen Deng a member of his staff. Xuande moved his army from Xiaopei to Xuzhou and issued a proclamation to calm the populace. Then he and his men donned mourning garb and completed the rituals for Tao Qian, who was interred somewhere on the plains of the Yellow River. His testament was forwarded to the court in Chang'an.

  In Juancheng, Cao Cao learned that Tao Qian had died an
d that Liu Xuande had succeeded him as inspector. "My father's death not answered for," he cried bitterly, "and he takes Xuzhou without effort, without spending half an arrow! I will kill the undeserving Liu Xuande first and then avenge my father by scourging Tao Qian's corpse." He ordered a date set for the invasion of Xuzhou, but his adviser, Xun Wenruo, remonstrated with him: "The Supreme Ancestor, founder of the Han, controlled the region within the passes. Guang Wu4 based himself in the region within the rivers. Both emperors struck deep roots in their respective base regions before expanding their rule over the realm so that when they advanced they could overpower their enemy and when they retreated they could defend themselves. Thus they eventually came to power. My lord, your original base was Yanzhou, by the Yellow and Ji rivers, a strategic part of the empire. This is your 'region within the passes,' your 'region within the rivers.' If you try to take Xuzhou, you will have to divide your forces. Leave too many behind and your attack must fail. Take too many along and Lü Bu will attack here. How will we ever get Yanzhou back? And where will you go, my lord, if you fail to capture Xuzhou? Tao Qian is dead, and Xuande holds Xuzhou. The people have accepted him and will fight for him. To risk Yanzhou for Xuzhou is to sacrifice what is important for what is not, the fundamental for the peripheral, something sure for something uncertain. Please reconsider."5

 

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