Empire of the Sun

by J. G. Ballard

  ‘Jamie! Never say that…You aren’t going to kill Amah or anyone else.’ His father unclenched his hands, and Jim realized how exhausted he was. Often it seemed to Jim that his father was trying to remain too calm, burdened by the threats to his firm from the communist labour unions, by his work for the British Residents’ Association, and by his fears for Jim and his mother. As he listened to the war news he became almost lightheaded. A fierce affection had sprung up between his parents, which he had never seen before. His father could be angry with him, while taking a keen interest in the smallest doings of Jim’s life, as if he believed that helping his son to build his model aircraft was more important than the war. For the first time he was totally uninterested in school-work. He pressed all kinds of odd information on Jim – about the chemistry of modern dyestuffs, his company’s welfare scheme for the Chinese mill-hands, the school and university in England to which Jim would go after the war, and how, if he wished, he could become a doctor. All these were elements of an adolescence which his father seemed to assume would never take place.

  Sensibly, Jim decided not to provoke his father, nor to mention the Frankels’ mysterious room in the Hongkew ghetto, the problems of psychic bidding and the missing soundtrack inside his head. He would never threaten Amah again. They were going to a party, and he would try to cheer his father and think of some way of stopping the Germans at the gates of Moscow.

  Remembering the artificial snow that Yang had described in the Shanghai film studios, Jim took his seat in the Packard. He was glad to see that Amherst Avenue was filled with the cars of Europeans leaving for their Christmas parties. All over the western suburbs people were wearing fancy dress, as if Shanghai had become a city of clowns.

  2

  Beggars and Acrobats

  Pierrot and pirate, his parents sat silently as they set off for Hungjao, a country district five miles to the west of Shanghai. Usually his mother would caution Yang to avoid the old beggar who lay at the end of the drive. But as Yang swung the heavy car through the gates, barely pausing before he accelerated along Amherst Avenue, Jim saw that the front wheel had crushed the man’s foot. This beggar had arrived two months earlier, a bundle of living rags whose only possessions were a frayed paper mat and an empty Craven A tin which he shook at passers-by. He never moved from the mat, but ferociously defended his plot outside the taipan’s gates. Even Boy and Number One Coolie, the houseboy and the chief scullion, had been unable to shift him.

  However, the position had brought the old man little benefit. There were hard times in Shanghai that winter, and after a week-long cold spell he was too tired to raise his tin. Jim worried about the beggar, and his mother told him that Coolie had taken a bowl of rice to him. After a heavy snowfall one night in early December the snow formed a thick quilt from which the old man’s face emerged like a sleeping child’s above an eiderdown. Jim told himself that he never moved because he was warm under the snow.

  There were so many beggars in Shanghai. Along Amherst Avenue they sat outside the gates of the houses, shaking their Craven A tins like reformed smokers. Many displayed lurid wounds and deformities, but no one noticed them that afternoon. Refugees from the towns and villages around Shanghai were pouring into the city. Wooden carts and rickshaws crowded Amherst Avenue, each loaded with a peasant family’s entire possessions. Adults and children bent under the bales strapped to their backs, forcing the wheels with their hands. Rickshaw coolies hauled at their shafts, chanting and spitting, veins as thick as fingers clenched into the meat of their swollen calves. Petty clerks pushed bicycles loaded with mattresses, charcoal stoves and sacks of rice. A legless beggar, his thorax strapped into a huge leather shoe, swung himself along the road through the maze of wheels, a wooden dumb-bell in each hand. He spat and swiped at the Packard when Yang tried to force him out of the car’s way, and then vanished among the wheels of the pedicabs and rickshaws, confident in his kingdom of saliva and dust.

  When they reached the Great Western Road exit from the International Settlement they found a queue of cars on both sides of the checkpoint. The Shanghai police had given up any attempt to control the crowds. The British officer stood on the turret of his armoured car, smoking a cigarette as he gazed over the thousands of Chinese pressing past him. Now and then, as if to keep up appearances, the Sikh NCO in a khaki turban reached down and lashed the backs of the Chinese with his bamboo rod.

  Jim gazed up at the police. He was fascinated by the gleaming Sam Brownes of these sweating and overweight men, by their alarming genitalia that they freely exposed whenever they wanted to urinate, and by the polished holsters that held all their manliness. Jim wanted to wear a holster himself one day, feel the enormous Webley revolver press against his thigh. Among the shirts in his father’s wardrobe Jim had found a Browning automatic pistol, a jewel-like object resembling the interior of his parents’ cinecamera which he had once accidentally opened, exposing hundreds of feet of film. It was hard to imagine those miniature bullets killing anyone, let alone the tough communist labour organizers.

  By contrast, the Mausers worn by the senior Japanese NCOs were even more impressive than the Webleys. The wooden holsters hung to their knees, almost like rifle-scabbards. Jim watched the Japanese sergeant at the checkpoint, a small but burly man who used his fists to drive back the Chinese. He was almost overwhelmed by the peasants struggling with their carts and rickshaws. Jim sat beside Yang in the front of the Packard, holding tight to his balsa aircraft as he waited for the sergeant to draw his Mauser and fire a shot into the air. But the Japanese were careful with their ammunition. Two soldiers cleared a space around a peasant woman whose cart they had overturned. Bayonet in hand, the sergeant slashed open a sack of rice which he scattered around the woman’s feet. She stood shaking and crying in a sing-song voice, surrounded by the lines of polished Packards and Chryslers with their European passengers in fancy dress.

  Perhaps she had tried to smuggle a weapon through the checkpoint? There were Kuomintang and communist spies everywhere among the Chinese. Jim felt sorry for the peasant woman, whose sack of rice was probably her only possession, but at the same time he admired the Japanese. He liked their bravery and stoicism, and their sadness which struck a curious chord with Jim, who was never sad. The Chinese, whom Jim knew well, were a cold and often cruel people, but in their superior way they stayed together, whereas every Japanese was alone. All of them carried photographs of their identical families, little formal prints, as if the entire Japanese Army had been recruited only from the patrons of arcade photographers.

  On his cycle journeys around Shanghai – trips of which his parents were unaware – Jim spent hours at the Japanese checkpoints, now and then managing to ingratiate himself with a bored private. None of them would ever show him their weapons, unlike the British Tommies in the sandbagged blockhouses along the Bund. As the Tommies lay in their hammocks, oblivious of the waterfront life around them, they would let Jim work the bolts of their Lee-Enfields and ream out the barrels with the pull-throughs. Jim liked them, and their weird voices full of talk about a strange, inconceivable England.

  But if war came, could they beat the Japanese? Jim doubted it, and he knew that his father doubted it too. In 1937, at the start of the war against China, two hundred Japanese marines had come up the river and dug themselves into the beaches of black mud below his father’s cotton mill at Pootung. In full view of his parents’ suite in the Palace Hotel, they had been attacked by a division of Chinese troops commanded by a nephew of Madame Chiang. For five days the Japanese fought from trenches that filled waist-deep with water at high tide, then advanced with fixed bayonets and routed the Chinese.

  The queue of cars moved through the checkpoint, carrying groups of Americans and Europeans already late for their Christmas parties. Yang edged the Packard to the barrier, whistling with fear. In front of them was a Mercedes tourer emblazoned with swastika pennants, filled with impatient young Germans. But the Japanese searched the interior with the same tho
roughness.

  Jim’s mother held his shoulder. ‘Not now, dear. It might frighten the Japanese.’

  ‘That wouldn’t frighten them.’

  ‘Jamie, not now,’ his father repeated, adding with rare humour: ‘You might even start the war.’

  ‘Could I?’ The thought intrigued Jim. He lowered his aircraft from the window. A Japanese soldier was running the bayonet of his rifle across the windshield, as if cutting an invisible web. Jim knew that he would next lean through the passenger window, venting into the Packard’s interior his tired breath and that threatening scent given off by all Japanese soldiers. Everyone then sat still, as the slightest move would produce a short pause followed by violent retribution. The previous year, when he was ten, Jim had nearly given Yang a heart attack by pointing his metal Spitfire into the face of a Japanese corporal and chanting ‘Ra-ta-ta-ta-ta…’ For almost a minute the corporal had stared at Jim’s father without expression, nodding slowly to himself. His father was physically a strong man, but Jim knew that it was the kind of strength that came from playing tennis.

  This time Jim merely wanted the Japanese to see his balsa aircraft; not to admire it, but to acknowledge its existence. He was older now, and liked to think of himself as the copilot of the Packard. Aircraft had always interested Jim, and especially the Japanese bombers that had devastated the Nantao and Hongkew districts of Shanghai in 1937. Street after street of Chinese tenements had been levelled to the dust, and in the Avenue Edward VII a single bomb had killed a thousand people, more than any other bomb in the history of warfare.

  The chief attraction of Dr Lockwood’s parties, in fact, was the disused airfield at Hungjao. Although the Japanese controlled the open countryside around the city, their forces were kept busy patrolling the perimeter of the International Settlement. They tolerated the few Americans and Europeans who lived in the rural districts, and in practice there was rarely a Japanese soldier to be seen.

  When they arrived at Dr Lockwood’s isolated house Jim was relieved to find that the party was not going to be a success. There were only a dozen cars in the drive, and their chauffeurs were hard at work polishing the dust from the fenders, eager for a quick getaway. The swimming-pool had been drained, and the Chinese gardener was quietly removing a dead oriole from the deep end. The younger children and their amahs sat on the terrace, watching a troupe of Cantonese acrobats climb their comical ladders and pretend to disappear into the sky. They turned into birds, unfurled crushed paper wings and danced in and out of the squealing children, then leapt on to each other’s backs and transformed themselves into a large red cockerel.

  Jim steered his balsa plane through the verandah doors. As the adults’ world continued above his head he made a circuit of the party. Many of the guests had decided not to appear in costume, as if too nervous of their real roles to cast themselves in disguise. The gathering reminded Jim of the all-night parties at Amherst Avenue which lasted to the next afternoon, when distracted mothers in crumpled evening gowns wandered by the swimming-pool, pretending to look for their husbands.

  The conversation fell away when Dr Lockwood switched on the short-wave radio. Glad to see everyone occupied, Jim stepped through a side door on to the rear terrace of the house. He watched the line of weeding women move across the lawn. There were twenty Chinese women, dressed in black tunics and trousers, each on a miniature stool. They sat shoulder to shoulder, weeding knives flashing at the grass, while keeping up an unstoppable chatter. Behind them Dr Lockwood’s lawn lay like green shantung.

  ‘Hello, Jamie. Cogitating again?’ Mr Maxted, father of his best friend, emerged from the verandah. A solitary but amiable figure in a sharkskin suit, who faced reality across the buffer of a large whisky and soda, he stared down his cigar at the weeding women. ‘If all the people in China sat in a line they would stretch from the North to the South Pole. Have you thought of that, Jamie?’

  ‘They could weed the whole world?’

  ‘If you want to put it like that. I hear you’ve resigned from the cubs.’

  ‘Well…’ Jim doubted if there was any point in explaining to Mr Maxted why he had left the wolf-cubs, an act of rebellion he had decided upon simply to test its result. To his disappointment, Jim’s parents had been surprisingly unmoved. He thought of telling Mr Maxted that not only had he left the cubs and become an atheist, but he might become a communist as well. The communists had an intriguing ability to unsettle everyone, a talent Jim greatly respected.

  However, he knew that Mr Maxted would not be shocked by this. Jim admired Mr Maxted, an architect turned entrepreneur who had designed the Metropole Theatre and numerous Shanghai nightclubs. Jim often tried to imitate his raffish manner, but soon found that being so relaxed was exhausting work. Jim had little idea of his own future – life in Shanghai was lived wholly within an intense present – but he imagined himself growing up to be like Mr Maxted. Forever accompanied by the same glass of whisky and soda, or so Jim believed, Mr Maxted was the perfect type of the Englishman who had adapted himself to Shanghai, something that Jim’s father, with his seriousness of mind, had never really done. Jim always enjoyed the drives with Mr Maxted, when he and Patrick sat in the front seat of the Studebaker and embarked on unpredictable journeys through an afternoon world of empty nightclubs and casinos. Mr Maxted drove the Studebaker himself, a trick of behaviour that seemed exciting and even faintly disreputable to Jim. He and Patrick would play the untended roulette wheels with Mr Maxted’s money, under the tolerant smiles of the White Russian bar-girls darning their silk stockings, while Mr Maxted sat in the office with the owner, moving around other piles of banknotes.

  Perhaps, in return, he should take Mr Maxted on his secret expedition to Hungjao Airfield?

  ‘Don’t miss the film show, Jamie. I rely on you to keep me up to date with the latest news in military aviation…’

  Jim watched Mr Maxted sway along the tiled verge of the empty swimming-pool, curious to see if he would fall in. If Mr Maxted was always accidentally falling into swimming-pools, as indeed he always was, why did he only fall into them when they were filled with water?

  3

  The Abandoned Aerodrome

  Pondering the answer, Jim stepped from the terrace. He ran across the lawn past the weeding women, sailing his aircraft over their heads. The women ignored him, their knives stabbing at the grass, but Jim always felt a faint shiver of horror when he strayed too close to them. He could visualize what would happen if he fainted in their path.

  At the south-west corner of the estate was Dr Lockwood’s radio mast. A section of the wooden fence had been displaced by the stay-wires, and Jim stepped through the gap on to the edge of an untended field. A burial tumulus rose from the wild sugar-cane at its centre, and the rotting coffins projected from the loose earth like a chest of drawers.

  Jim set out across the field. As he passed the tumulus he stopped to peer into the lidless coffins. The yellowing skeletons were embedded in the rain-washed mud, as if these poor peasants had been laid out on pallets of silk. Once again Jim was struck by the contrast between the impersonal bodies of the newly dead, whom he saw every day in Shanghai, and these sun-warmed skeletons, every one an individual. The skulls intrigued him, with their squinting eye-sockets and quirky teeth. In many ways these skeletons were more alive than the peasant-farmers who had briefly tenanted their bones. Jim felt his cheeks and jaw, trying to imagine his own skeleton in the sun, lying here in this peaceful field within sight of the deserted aerodrome.

  Leaving the burial mound and its family of bones, Jim crossed the field to a line of stunted poplars. He climbed a wooden stile on to the floor of a dried-out rice-paddy. The leathery carcass of a water buffalo lay in the shade under the hedge, but otherwise the landscape was empty, as if all the Chinese in the Yangtze basin had left the countryside for the refuge of Shanghai. Holding the balsa aircraft over his head, Jim ran along the floor of the paddy towards an iron building that stood on a ridge of higher ground a hundred yards
to the west. Overgrown by nettles and sugar-cane, the remains of a concrete road passed a ruined gatehouse and then gave way to an open sea of wild grass.

  This was the aerodrome at Hungjao, a place of magic for Jim, where the air ran with dreams and excitements. There was the galvanized hangar, but little else remained of this military airfield from which Chinese fighters had attacked the Japanese infantry columns advancing on Shanghai in 1937. Jim stepped into the waist-high grass. Like the water in the sea at Tsingtao, below the warm surface was a cool world touched by mysterious currents. The bright December wind buffeted the grass, patterns swirled around him like the slipstreams of invisible aircraft. Listening carefully, Jim could almost hear the sounds of their engines turning.

  He launched the balsa model into the wind, and caught it as it returned to his hand. Already he was bored with this model glider. Where he now played, Chinese and Japanese pilots had stood in their flying suits, fastened their goggles over their eyes before taking off for the attack. Jim waded through the deeper grass that rose to his shoulders. The thousands of blades seethed around his velvet trousers and silk shirt, as if trying to identify this miniature aviator.

  A shallow ditch formed the southern edge of the airfield. Lying in the deep nettles was the fuselage of a single-engined Japanese fighter, perhaps shot down while trying to land on the grass runway. The wings, propeller and tail section had been removed, but the cockpit remained intact, the rusting metal of the seat and controls blanched by the rain. Through the open radiator shutters Jim could see the cylinders of the engine that had pulled this aircraft and its pilot through the sky. The once burnished metal was now as rough as brown pumice, like the hulls of the rusting U-boats beached in the cove below the German forts at Tsingtao. But for all its rust this Japanese fighter still belonged to the sky. For months Jim had been trying to devise a way of persuading his father to take it back to Amherst Avenue. At night it could lie beside his bed, lit by the newsreels inside his head.