The Tudors
Page 18
The scholars whom Henry had put to work searching for historical evidence of his supreme headship had turned up documents indicating that annates had originated as a way of providing the papacy with the means to defend itself against the barbarian invasions that followed the collapse of the Roman Empire. The transformation of such presumably temporary assistance into an eternal entitlement, the king and Cromwell now argued, was an example of how the bishops of Rome had, over the centuries, taken things to which they had no right. The annates bill was the most radical attack yet on the prerogatives of the church, and its introduction may have reflected Cromwell’s growing influence and his willingness to push the king to new extremes. As originally proposed, it would have required any bishop who paid first fruits to Rome to forfeit everything he owned and the income from his diocese for as long as he remained in office. It would have established a new procedure by which any bishop-elect whom the pope refused to approve could be consecrated by his archbishop or two other bishops, and it would have ordered that anything attempted by the pope in the way of retribution—anything up to and including excommunication, which had always been the papacy’s ultimate weapon—was to be ignored.
Such a bare-knuckles assault on ancient practice was too much for the bishops of 1532 to accept, and they along with several of the abbots who sat with them in the House of Lords declared themselves opposed. The bill was too much even for many in the Commons, where resistance proved formidable. Clearly rough tactics would be needed if the bill were to have any chance of passage. Henry showed himself ready to use them. He made three bullying visits to Commons, finally going so far as to order the members to divide themselves physically into two groups: those who supported his bill were to line up beside him on one side of the room and those opposed were to withdraw to the other. Even this exercise, intimidating as it must have been for country gentry, proved to be not enough. Henry did not secure passage until the proposal was considerably softened. Most important, it was made provisional: it would not take effect until Easter of the following year, and even then it would not become law unless Henry issued the letters of patent necessary for implementation.
The king’s position remained ambiguous. In its original form the annates measure had been without precedent, overturning every Englishman’s understanding of the kingdom’s connection to the see of Rome and imposing ruinous penalties on anyone who attempted to maintain the old ways. But by delaying implementation for a year, thereby giving the king ample opportunity to change his mind, Parliament left a door open for reconciliation with the pope. Probably the king accepted this compromise less because he still harbored hopes of reconciliation, or would have accepted reconciliation if it became possible, than because doing so was the only way of getting the needed majorities: Parliament had not yet been pummeled into docility. Cromwell at this point had neither won Henry’s full confidence nor brought Parliament under control, and he may have been trying to move faster than either king or Parliament was prepared to go. Henry, for his part, appears to have been adopting some but not all of Cromwell’s ideas, trying them out, measuring the reaction.
Even as the king hesitated, however, Cromwell was helping him to see Parliament in an entirely new light. In the first twenty years of his reign, Henry had followed his father’s example, doing his best to govern without Parliament, summoning it only in times of dire necessity. Wolsey had certainly favored this approach, all the more so as his money-raising expedients earned him the hatred of both houses. For two years Henry got little out of the Parliament first summoned in 1529, the one destined to be remembered as the Reformation Parliament. But then Cromwell, once his star had risen and his genius had ripened, showed him how to transform Parliament from a nuisance, an obstacle, into a tool of immense value. Together the two of them began using Parliament, at first almost against its will, to spread a canopy of legitimacy, of legal propriety, over their most radical initiatives. They maneuvered it into approving, or at least appearing to approve and sometimes even to initiate, the things they wanted done. By this means they could claim to be doing nothing beyond what the people of England wanted. It was in opening such new vistas to the king that Cromwell, a self-described onetime “ruffian” who even at the height of his power never lost the savage instincts of a backstreet knife-fighter, first showed himself to be one of the most brilliant political operators that England has ever produced.
Transforming Parliament required meticulous and skillful management. It required carrots and sticks—a balanced application of the Crown’s power to reward and its power to destroy. Above all, in the beginning especially, it required creating the illusion that Crown and Parliament were in agreement even when a majority in Commons could not be depended upon to vote with the king. Thus even more attention had to be paid than in the past to finding the right kinds of men to sit in positions of leadership in Commons, and to culling candidates who were not likely to conform. Luckily for Henry, Cromwell was not only as painstakingly careful a manager as Wolsey had ever been but also, where Parliament was concerned, far more adroit. He was also more ruthless and much less inhibited by established law and custom. Once again Henry had been blessed with a lieutenant into whose hands he could confidently place full responsibility for the achievement of his own most urgently desired objectives.
If Cromwell was still learning early in 1532, he was learning fast and becoming capable of dazzling moves. On March 18 Parliament formally presented to the king a document called the Supplication Against the Ordinaries (an “ordinary” being, in ecclesiastical parlance, a bishop or archbishop—someone with jurisdiction over church courts and administration). It was a supplication in the sense that, after making numerous complaints about the church hierarchy’s abuse of its rights in such areas as the handling of heresy cases, excommunication, and fees and tithes, it asked the king to take corrective action. It was radical in looking, contrary both to law and to tradition, to the Crown rather than to the church itself for correction of the alleged abuses. Although supposedly a spontaneous work of Commons, in actuality it was mainly Cromwell’s doing. (Several early drafts, all in Cromwell’s hand and dated before March 18, are among his surviving papers.) By having his allies in Commons offer the Supplication as an expression of popular discontent, Cromwell was able to raise Henry above the fray. Now the king, rather than attacking the church and challenging the traditions of the realm, was being called upon as an impartial judge. He was asked to consider the grievances of his people against a church that had, presumably, conducted itself so disgracefully as to give rise to deep and widespread unhappiness. Henry was no longer in the position of having to prod Parliament to act on his instructions; Parliament in presenting the Supplication had taken the initiative, and Henry was free to respond if and as he chose.
It was a neat trick, and Cromwell had pulled it off in spite of the fact that serious discontent with the church or its hierarchy was not widespread among the people or even dominant in the Commons. Resentment certainly existed, but with nothing like the intensity found in Germany, where a church immeasurably more entangled than England’s in secular politics had in many places made itself the object of burning popular hatred. Anticlericalism in England was centered mainly in London, especially among the lawyers and merchants of the city’s growing middle class. It was the representatives of these professions, together with Londoners serving as members for boroughs far from the city, who had pressed their complaints about the church in the Reformation Parliament’s first session at the end of 1529 and been satisfied with a small number of limited reforms. It was those same men who now, under Cromwell’s firm direction, asked the king to give his attention to the Supplication’s fresh complaints. By involving the speaker of the house—an appointee of the Crown—Cromwell was able to create the impression that the Supplication represented the thinking of the majority. In fact, the membership at large had been given no opportunity to express an opinion.
Henry forwarded the Supplication to convocation and in
vited it to respond. On the face of it, this was an eminently fair and reasonable thing to do. But it was also tactically astute. It put the hierarchy in the position of having to acknowledge the accusations of some of its most intemperate critics, and to dignify those accusations with a reply to the king.
Though the Supplication complained of many things, its focus was on the ecclesiastical courts. It echoed Henry’s claim to “imperial jurisdiction” (evidence of Cromwell’s domination of the drafting process), arguing that Englishmen could not be held to account by any authority beyond the cliffs of Dover. It thereby delivered a fresh challenge to the old idea of a universal church and to the leadership of the pope. Initially, possibly because it believed itself to be responding to Commons rather than to the Crown, convocation displayed a determination to yield no more ground. It delivered to the king a Defense of the Ordinaries, much of which was written by Stephen Gardiner, who was Henry’s secretary as well as bishop of Winchester. It offered one significant compromise, agreeing that during Henry’s lifetime any new laws passed by the hierarchy would be subject to royal approval. Otherwise it rejected all the Supplication’s complaints and claims. It reiterated the old idea, familiar to all, that the church had been given its authority by God and that not even a king—or an emperor, for that matter—could interpose himself between it and God. No part of this response could have surprised anyone; it was the settled orthodoxy of Catholic Europe. In saying anything else, Gardiner and his fellow bishops would have been repudiating beliefs that lay at the core of their clerical vocations. They would have been declaring unconditional surrender in their unwanted struggle with the king.
Nor should anyone have been surprised, however, that the king was unhappy with convocation’s response. But he held his fire, passing the Defense of the Ordinaries to the speaker of the House of Commons with the wry comment that “we think their answer will smally please you” and asking the bishops to amplify on some parts of what they had written. That was where things stood, with Commons and clergy apparently entering upon an exchange of arguments as sterile as the endless dispute over the divorce, when suddenly a thunderbolt fell.
It came on May 10 in the form of a royal demand surpassing anything the king had thus far attempted. Convocation was given not a question to discuss or a complaint to answer but an ultimatum, and it came not from Parliament but from the king himself. The churchmen were ordered to give formal assent to three things. They were, first, never again to enact ecclesiastical laws except with the approval of the Crown—and not just during Henry’s lifetime but ever. Second, all ecclesiastical laws then in effect were to be reviewed by a committee of thirty-two members, half clerical and half lay, all appointed by the king. Finally, even those laws found by the committee to be acceptable would remain without effect unless the king gave them his personal approval.
The climax had arrived at last: the moment, so long feared but so slow in coming, when the clergy were left with only two possible courses of action. They could stand up to the king, insisting on the rights that had been handed down to them through generations beyond numbering, or they could relinquish those rights forever.
Background
PARLIAMENT
THE FIRST THING TO BE UNDERSTOOD ABOUT PARLIAMENT in the time of the Tudors is that it had nothing to do with democracy and was a “representative” body—representative of a substantial part of England’s population—only in a sense so broad as to be practically meaningless.
Parliament under the Tudors remained what it had been since its origins three centuries before: an instrument of the Crown first, and then of regional, local, and commercial elites. It was closed to all but the king’s wealthiest and most influential subjects, with limited room for individuals who were neither wealthy nor powerful but enjoyed royal favor. It had always been a malleable institution, used for different purposes at different times, and in the sixteenth century it evolved into something radically if not at first obviously new. By using it to cast a cloak of legitimacy over Henry VIII’s unprecedented expansion of royal power, Thomas Cromwell not only established Parliament as an essential element in England’s government but laid the foundations upon which, a hundred years later, it would become more powerful than the Crown.
Parliament had grown out of simple political realities: even the most powerful rulers find it easier to govern if they have the support of their most important subjects, if they provide some mechanism through which such subjects can be involved in the formulation of policy, and if they at least pretend to have the consent of the people they tax. Even William the Conqueror, whose victory in 1066 made him literally the owner of virtually every square foot of England (even the greatest of his nobles were merely his “tenants in chief”), found it advantageous to create and confer with his Magnum Concilium, or Great Council. It was made up of the mightiest of William’s barons, the magnates, and its role was limited to settling disputes and managing whatever the king instructed it to manage. Its members—as well as the members of the Curia Regis or King’s Court, made up of individuals (often senior clergy) better qualified than warrior-barons to deal with challenging legal questions—were chosen by the king and could claim to represent no one beyond themselves and possibly their fellow lords. The existence of council and court signified very little beyond the obvious fact that William himself could not do everything.
Power as nearly total as William’s could never be sustained, and after a century and a half his great-great-great-grandson King John took a great fall in trying to sustain it. The result, famously, was his signing under duress of Magna Carta. Though not exactly the birth of liberty that it is often represented as being, it did shift power away from the Crown in favor of the higher nobility. It committed the king to levying or collecting no taxes except with the consent of his council. Thereafter meetings of the Great Council and the King’s Court began to include, if only occasionally, knights chosen by the leading families of every county. The idea of a Parliament (a “talking”) made up of the king and his council, the barons and bishops, and representatives of influential (meaning wealthy) families of less than noble rank gradually began to take shape. Any notion that the non-nobles represented the people at large, however, would be grossly anachronistic. Just to vote in parliamentary elections one had to own property worth at least forty shillings, a threshold so high that in some counties fewer than a dozen men qualified. To sit in Commons, a “knight of the shire” needed an annual income of £600, and “burgesses” or townsmen needed £300. These were enormous sums.
John’s son Henry III, too, found himself at war with the barons. The issue, as before and since, was money, and the conflict arose out of Parliament’s new importance as the vehicle for approving royal requests for taxes. The leader of the baronial party, Simon de Montfort (himself not only a magnate but married to the king’s sister) broke new ground in 1265 by summoning a Parliament without Henry’s approval. He invited each county to send four knights and each borough to send two burgesses, thereby placing the Commons on something approaching an equal footing with the baronial Great Council. His aim was to use wide participation as a way of building support, and to use Parliament as a medium to communicate with all parts of the kingdom. A generation later Henry III’s son Edward I (the first king since the Conquest, incidentally, to bear an Anglo-Saxon rather than a Norman name) followed Montfort’s example in recognizing Commons as a part of Parliament. His motive was not to weaken but to strengthen the Crown, using Parliament both to fund his wars and to demonstrate that he had the support of the kingdom.
As long as true feudalism lasted, with the barons able to function almost as little kings in their own domains and to demand military service of their subtenants, struggles for power were waged almost exclusively between the nobility and the king. The advantage shifted from one side to the other depending upon the personality of whoever happened to occupy the throne at any particular time. The main point of contention continued to be money: the kings’ military adventur
es imposed a heavy financial burden upon the nobles. Important precedents were set as nobles and Crown alike paid lip service to the role of Commons in their efforts to attract support. A turning point as important as Magna Carta came early in the reign of the weak and pleasure-seeking Edward II, when the baronial party took control and issued the Ordinances of 1311. Whereas Magna Carta had taken the form of a royal proclamation, thereby recognizing the authority of even a gravely weakened king, the Ordinances were issued as the work of the barons, who merely claimed to be acting with royal approval. Having been driven to rebellion by the costs of the first Edward’s wars and his son’s reckless generosity to his favorites, the barons reasserted their right to limit the collection of taxes and control appointments to important royal offices. Though Commons was given no active role in any of this, the Ordinances enhanced its legitimacy by requiring the king not only to summon a Parliament annually but to include the lower house. Edward II, when he later repudiated the Ordinances, did so on grounds that they had been enacted without the approval of Commons. Thus both the Ordinances themselves and the grounds on which they were set aside helped to entrench the Commons in the government.