Through a Window

by Jane Goodall

  Empathy and intuition can be of tremendous value as we attempt to understand certain complex behavioural interactions, provided that the behaviour, as it occurs, is recorded precisely and objectively. Fortunately I have seldom found it difficult to record facts in an orderly manner even during times of powerful emotional involvement. And "knowing" intuitively how a chimpanzee is feeling—after an attack, for example—may help one to understand what happens next. We should not be afraid at least to try to make use of our close evolutionary relationship with the chimpanzees in our attempts to interpret complex behaviour.

  Today, as in Darwin's time, it is once again fashionable to speak of and study the animal mind. This change came about gradually, and was, at least in part, due to the information collected during careful studies of animal societies in the field. As these observations became widely known, it was impossible to brush aside the complexities of social behaviour that were revealed in species after species. The untidy clutter under the ethological carpets was brought out and examined, piece by piece. Gradually it was realized that parsimonious explanations of apparently intelligent behaviours were often misleading. This led to a succession of experiments that, taken together, clearly prove that many intellectual abilities that had been thought unique to humans were actually present, though in a less highly developed form, in other, non-human beings. Particularly, of course, in the non-human primates and especially in chimpanzees.

  When first I began to read about human evolution, I learned that one of the hallmarks of our own species was that we, and only we, were capable of making tools. Man the Toolmaker was an oft-cited definition—and this despite the careful and exhaustive research of Wolfgang Kohler and Robert Yerkes on the tool-using and tool-making abilities of chimpanzees. Those studies, carried out independently in the early twenties, were received with scepticism. Yet both Kohler and Yerkes were respected scientists, and both had a profound understanding of chimpanzee behaviour. Indeed, Kohler's descriptions of the personalities and behaviour of the various individuals in his colony, published in his book The Mentality of Apes, remain some of the most vivid and colourful ever written. And his experiments, showing how chimpanzees could stack boxes, then climb the unstable constructions to reach fruit suspended from the ceiling, or join two short sticks to make a pole long enough to rake in fruit otherwise out of reach, have become classic, appearing in almost all textbooks dealing with intelligent behaviour in non-human animals.

  By the time systematic observations of tool-using came from Gombe those pioneering studies had been largely forgotten. Moreover, it was one thing to know that humanized chimpanzees in the lab could use implements: it was quite another to find that this was a naturally occurring skill in the wild. I well remember writing to Louis about my first observations, describing how David Graybeard not only used bits of straw to fish for termites but actually stripped leaves from a stem and thus made a tool. And I remember too receiving the now oft-quoted telegram he sent in response to my letter: "Now we must redefine tool, redefine Man, or accept chimpanzees as humans."

  There were, initially, a few scientists who attempted to write off the termiting observations, even suggesting that I had taught the chimps! By and large, though, people were fascinated by the information and by the subsequent observations of the other contexts in which the Gombe chimpanzees used objects as tools. And there were only a few anthropologists who objected when I suggested that the chimpanzees probably passed their tool-using traditions from one generation to the next, through observations, imitation and practice, so that each population might be expected to have its own unique tool-using culture. Which, incidentally, turns out to be quite true. And when I described how one chimpanzee, Mike, spontaneously solved a new problem by using a tool (he broke off a stick to knock a banana to the ground when he was too nervous to actually take it from my hand) I don't believe there were any raised eyebrows in the scientific community. Certainly I was not attacked viciously, as were Kohler and Yerkes, for suggesting that humans were not the only beings capable of reasoning and insight.

  The mid-sixties saw the start of a project that, along with other similar research, was to teach us a great deal about the chimpanzee mind. This was Project Washoe, conceived by Trixie and Alien Gardner. They purchased an infant chimpanzee and began to teach her the signs of ASL, the American Sign Language used by the deaf. Twenty years earlier another husband and wife team, Richard and Cathy Hayes, had tried, with an almost total lack of success, to teach a young chimp, Vikki, to talk. The Hayeses' undertaking taught us a lot about the chimpanzee mind, but Vikki, although she did well in IQ tests, and was clearly an intelligent youngster, could not learn human speech. The Gardners, however, achieved spectacular success with their pupil, Washoe. Not only did she learn signs easily, but she quickly began to string them together in meaningful ways. It was clear that each sign evoked, in her mind, a mental image of the object it represented. If, for example, she was asked, in sign language, to fetch an apple, she would go and locate an apple that was out of sight in another room.

  Other chimps entered the project, some starting their lives in deaf signing families before joining Washoe. And finally Washoe adopted an infant, Loulis. He came from a lab where no thought of teaching signs had ever penetrated. When he was with Washoe he was given no lessons in language acquisition—not by humans, anyway. Yet by the time he was eight years old he had made fifty-eight signs in their correct contexts. How did he learn them? Mostly, it seems, by imitating the behaviour of Washoe and the other three signing chimps, Dar, Moja and Tatu. Sometimes, though, he received tuition from Washoe herself. One day, for example, she began to swagger about bipedally, hair bristling, signing food! food! food! in great excitement. She had seen a human approaching with a bar of chocolate. Loulis, only eighteen months old, watched passively. Suddenly Washoe stopped her swaggering, went over to him, took his hand, and moulded the sign for food (fingers pointing towards mouth). Another time, in a similar context, she made the sign for chewing gum —but with her hand on his body. On a third occasion Washoe, apropos of nothing, picked up a small chair, took it over to Loulis, set it down in front of him, and very distinctly made the chair sign three times, watching him closely as she did so. The two food signs became incorporated into Loulis's vocabulary but the sign for chair did not. Obviously the priorities of a young chimp are similar to those of a human child! When news of Washoe's accomplishments first hit the scientific community it immediately provoked a storm of bitter protest. It implied that chimpanzees were capable of mastering a human language, and this, in turn, indicated mental powers of generalization, abstraction and concept-formation as well as an ability to understand and use abstract symbols. And these intellectual skills were surely the prerogatives of Homo sapiens. Although there were many who were fascinated and excited by the Gardners' findings, there were many more who denounced the whole project, holding that the data was suspect, the methodology sloppy, and the conclusions not only misleading, but quite preposterous. The controversy inspired all sorts of other language projects. And, whether the investigators were sceptical to start with and hoped to disprove the Gardners' work, or whether they were attempting to demonstrate the same thing in a new way, their research provided additional information about the chimpanzee's mind.

  And so, with new incentive, psychologists began to test the mental abilities of chimpanzees in a variety of different ways; again and again the results confirmed that their minds are uncannily like our own. It had long been held that only humans were capable of what is called "cross-modal transfer of information"—in other words, if you shut your eyes and someone allows you to feel a strangely shaped potato, you will subsequently be able to pick it out from other differently shaped potatoes simply by looking at them. And vice versa. It turned out that chimpanzees can "know" with their eyes what they "feel" with their fingers in just the same way. In fact, we now know that some other non-human primates can do the same thing. I expect all kinds of creatures have the same ability
.

  Then it was proved, experimentally and beyond doubt, that chimpanzees could recognize themselves in mirrors—that they had, therefore, some kind of self-concept. In fact, Washoe, some years previously, had already demonstrated the ability when she spontaneously identified herself in the mirror, staring at her image and making her name sign. But that observation was merely anecdotal. The proof came when chimpanzees who had been allowed to play with mirrors were, while anaesthetized, dabbed with spots of odourless paint in places, such as the ears or the top of the head, that they could see only in the mirror. When they woke they were not only fascinated by their spotted images, but immediately investigated, with their fingers, the dabs of paint.

  The fact that chimpanzees have excellent memories surprised no one. Everyone, after all, has been brought up to believe that "an elephant never forgets" so why should a chimpanzee be any different? The fact that Washoe spontaneously gave the name sign of Beatrice Gardner, her surrogate mother, when she saw her after a separation of eleven years was no greater an accomplishment than the amazing memory shown by dogs who recognize their owners after separations of almost as long—and the chimpanzee has a much longer life span than a dog. Chimpanzees can plan ahead, too, at least as regards the immediate future. This, in fact, is well illustrated at Gombe, during the termiting season: often an individual prepares a tool for use on a termite mound that is several hundred yards away and absolutely out of sight.

  This is not the place to describe in detail the other cognitive abilities that have been studied in laboratory chimpanzees. Among other accomplishments chimpanzees possess pre-mathematical skills: they can, for example, readily differentiate between more and less. They can classify things into specific categories according to a given criterion—thus they have no difficulty in separating a pile of food into fruits and vegetables on one occasion, and, on another, dividing the same pile of food into large versus small items, even though this requires putting some vegetables with some fruits. Chimpanzees who have been taught a language can combine signs creatively in order to describe objects for which they have no symbol. Washoe, for example, puzzled her caretakers by asking, repeatedly, for a rock berry. Eventually it transpired that she was referring to Brazil nuts which she had encountered for the first time a while before. Another language-trained chimp described a cucumber as a green banana, and another referred to an Alka-Seltzer as a listen drink. They can even invent signs. Lucy, as she got older, had to be put on a leash for her outings. One day, eager to set off but having no sign for leash, she signalled her wishes by holding a crooked index finger to the ring on her collar. This sign became part of her vocabulary. Some chimpanzees love to draw, and especially to paint. Those who have learned sign language sometimes spontaneously label their works, "This [is] apple"—or bird, or sweet-corn, or whatever. The fact that the paintings often look, to our eyes, remarkably unlike the objects depicted by the artists either means that the chimpanzees are poor draughtsmen or that we have much to learn regarding ape-style representational art!

  People sometimes ask why chimpanzees have evolved such complex intellectual powers when their lives in the wild are so simple. The answer is, of course, that their lives in the wild are not so simple! They use—and need—all their mental skills during normal day-to-day life in their complex society. They are always having to make choices—where to go, or with whom to travel. They need highly developed social skills—particularly those males who are ambitious to attain high positions in the dominance hierarchy. Low-ranking chimpanzees must learn deception—to conceal their intentions or to do things in secret—if they are to get their way in the presence of their superiors. Indeed, the study of chimpanzees in the wild suggests that their intellectual abilities evolved, over the millennia, to help them cope with daily life. And now, the solid core of data concerning chimpanzee intellect collected so carefully in the lab setting provides a background against which to evaluate the many examples of intelligent, rational behaviour that we see in the wild.

  It is easier to study intellectual prowess in the lab where, through carefully devised tests and judicious use of rewards, the chimpanzees can be encouraged to exert themselves, to stretch their minds to the limit. It is more meaningful to study the subject in the wild, but much harder. It is more meaningful because we can better understand the environmental pressures that led to the evolution of intellectual skills in chimpanzee societies. It is harder because, in the wild, almost all behaviours are confounded by countless variables; years of observing, recording and analysing take the place of contrived testing; sample size can often be counted on the fingers of one hand; the only experiments are nature's own, and only time—eventually—may replicate them.

  In the wild a single observation may prove of utmost significance, providing a clue to some hitherto puzzling aspect of behaviour, a key to the understanding of, for example, a changed relationship. Obviously it is crucial to see as many incidents of this sort as possible. During the early years of my study at Gombe it became apparent that one person alone could never learn more than a fraction of what was going on in a chimpanzee community at any given time. And so, from 1964 onwards, I gradually built up a research team to help in the gathering of information about the behaviour of our closest living relatives.

  3. THE RESEARCH CENTRE

  THE GOMBE STREAM Research Centre grew from small beginnings to become one of the most dynamic field stations for the study of animal behaviour in the world. The first two research assistants joined me in 1964. It was not long before we found that there was more work than we three could manage, even though Hugo, my husband, was there to help as well. And so we sought additional funds to employ additional students. Almost all of them fell under the spell of Gombe and repaid our faith in them by helping us to collect more and ever more information about the lives of the chimpanzees.

  By 1972 there were sometimes as many as twenty students, for by then we were studying not only chimpanzees, but baboons as well. There were graduate students from a variety of disciplines, mainly anthropology, ethology and psychology, from universities in the United States and Europe. And there were undergraduates too, from the interdisciplinary human biology programme at Stanford University and from the zoology department of the University of Dar es Salaam. The students slept in separate miniports—little aluminium huts hidden away among the trees near camp—but everyone gathered together in the mess for meals. This was a functional cement and stone building down on the beach, built by my old friend George Dove, at whose camp on the Serengeti Hugo and I had stayed when Grub was a baby.

  George had built offices, too, and a kitchen with a wood stove. And he had installed a generator so that we could have some electricity: this meant that we could work more easily at night and also enabled us to operate a deep freeze that made catering less of a nightmare. George even built a little stone house for us to use as a dark room.

  Life at the research centre was busy. In addition to the main business of observing the animals and collecting data, there were weekly seminars at which we discussed research findings and planned ever better ways of collating the information from the various studies. There was a spirit of cooperation among the students, a willingness to share data, that was, I think, quite unusual. It had not been easy to foster this generous attitude—initially many of the graduate students were, understandably, reluctant to contribute any of their precious data to a central information pool. But clearly this had to be done if we were to come to grips with the extraordinarily complex social organization of the chimpanzees and document as fully as possible their life histories. I was helped not only by many of the students themselves, but also by Dave Hamburg, head of the department of psychiatry at Stanford University. It was he who had brought in the human biology students. And although these young people seldom stayed more than six months at Gombe, they had been so well prepared before they arrived in Africa that their contributions were very valuable.

  Most important of all for the long-term future of
the research at Gombe, though we did not know it then, was the training of the Tanzanian field staff. From 1968, when one of the students fell over a cliff while following chimps, and tragically lost her life, it had become the custom for each student to be accompanied in the bush by a local Tanzanian. Then, if there was an accident, one of the two could go for help. Gradually these men had acquired knowledge that made their assistance invaluable: they knew all the chimpanzees by name and could identify them for newcomers, and they were experts at finding their way around the rugged terrain. By 1972 they had begun to collect data themselves—for example, marking the travel route of a target chimpanzee on a map, noting who he or she associated with during the day, and identifying the various food plants that were eaten. The graduate students relied quite heavily on this pool of data, and so they worked hard to ensure that the field assistants were well trained. From time to time I held seminars in Kiswahili, the language used across East Africa, during which we discussed various aspects of chimpanzee and baboon behaviour, and I talked about other non-human primates in different parts of the world. And so the field staff gradually became better informed, more interested and more enthusiastic.