Bully for Brontosaurus

by Stephen Jay Gould

  Stories about beginnings come in only two basic modes. An entity either has an explicit point of origin, a specific time and place of creation, or else it evolves and has no definable moment of entry into the world. Baseball provides an interesting example of this contrast because we know the answer and can judge received wisdom by the two chief criteria, often opposed, of external fact and internal hope. Baseball evolved from a plethora of previous stick-and-ball games. It has no true Cooperstown and no Doubleday. Yet we seem to prefer the alternative model of origin by a moment of creation—for then we can have heroes and sacred places. By contrasting the myth of Cooperstown with the fact of evolution, we can learn something about our cultural practices and their frequent disrespect for truth.

  The official story about the beginning of baseball is a creation myth, and a review of the reasons and circumstances of its fabrication may give us insight into the cultural appeal of stories in this mode. A. G. Spalding, baseball’s first great pitcher during his early career, later founded the sporting goods company that still bears his name and became one of the great commercial moguls of America’s gilded age. As publisher of the annual Spalding’s Official Base Ball Guide, he held maximal power in shaping both public and institutional opinion on all facets of baseball and its history. As the sport grew in popularity, and the pattern of two stable major leagues coalesced early in our century, Spalding and others felt the need for clarification (or merely for codification) of opinion on the hitherto unrecorded origin of an activity that truly merited its common designation as America’s “national pastime.”

  In 1907, Spalding set up a blue ribbon committee to investigate and resolve the origin of baseball. The committee, chaired by A. G. Mills and including several prominent businessmen and two senators who had also served as presidents of the National League, took much testimony but found no smoking gun. Then, in July 1907, Spalding himself transmitted to the committee a letter from an Abner Graves, then a mining engineer in Denver, who reported that Abner Doubleday had, in 1839, interrupted a marbles game behind the tailor’s shop in Cooperstown, New York, to draw a diagram of a baseball field, explain the rules of the game, and designate the activity by its modern name of “base ball” (then spelled as two words).

  Abner Doubleday, who fired the first Union volley at Fort Sumter, but who, in the words of one historian, didn’t know a baseball from a kumquat. NATIONAL BASEBALL LIBRARY, COOPERSTOWN, NY.

  Such “evidence” scarcely inspired universal confidence, but the commission came up with nothing better—and the Doubleday myth, as we shall soon see, was eminently functional. Therefore, in 1908, the Mills Commission reported its two chief findings: first, “that base ball had its origins in the United States” and second, “that the first scheme for playing it, according to the best evidence available to date, was devised by Abner Doubleday, at Cooperstown, New York, in 1839.” This “best evidence” consisted only of “a circumstantial statement by a reputable gentleman”—namely Grave’s testimony as reported by Spalding himself.

  Henry Chadwick, who knew that baseball had evolved from English stick-and-ball games. NATIONAL BASEBALL LIBRARY, COOPERSTOWN, NY.

  When cited evidence is so laughably insufficient, one must seek motivations other than concern for truth. The key to underlying reasons stands in the first conclusion of Mills’s committee: Hoopla and patriotism (cardboard version) decreed that a national pastime must have an indigenous origin. The idea that baseball had evolved from a wide variety of English stick-and-ball games—although true—did not suit the mythology of a phenomenon that had become so quintessentially American. In fact, Spalding had long been arguing, in an amiable fashion, with Henry Chadwick, another pioneer and entrepreneur of baseball’s early years. Chadwick, born in England, had insisted for years that baseball had developed from the British stick-and-ball game called rounders; Spalding had vociferously advocated a purely American origin, citing the colonial game of “one old cat” as a distant precursor, but holding that baseball itself represented something so new and advanced that a pinpoint of origin—a creation myth—must be sought.

  Chadwick considered the matter of no particular importance, arguing (with eminent justice) that an English origin did not “detract one iota from the merit of its now being unquestionably a thoroughly American field sport, and a game too, which is fully adapted to the American character.” (I must say that I have grown quite fond of Mr. Chadwick, who certainly understood evolutionary change and its chief principle that historical origin need not match contemporary function.) Chadwick also viewed the committee’s whitewash as a victory for his side. He labeled the Mills report as “a masterful piece of special pleading which lets my dear old friend Albert [Spalding] escape a bad defeat. The whole matter was a joke between Albert and myself.”

  We may accept the psychic need for an indigenous creation myth, but why Abner Doubleday, a man with no recorded tie to the game and who, in the words of Donald Honig, probably “didn’t know a baseball from a kumquat”? I had wondered about this for years, but only ran into the answer serendipitously during a visit to Fort Sumter in the harbor of Charleston, South Carolina. There, an exhibit on the first skirmish of the Civil War points out that Abner Doubleday, as captain of the Union artillery, had personally sighted and given orders for firing the first responsive volley following the initial Confederate attack on the fort. Doubleday later commanded divisions at Antietam and Fredericksburg, became at least a minor hero at Gettysburg, and retired as a brevet major general. In fact, A. G. Mills, head of the commission, had served as part of an honor guard when Doubleday’s body lay in state in New York City, following his death in 1893.

  If you have to have an American hero, could anyone be better than the man who fired the first shot (in defense) of the Civil War? Needless to say, this point was not lost on the members of Mills’s committee. Spalding, never one to mince words, wrote to the committee when submitting Graves’s dubious testimony: “It certainly appeals to an American pride to have had the great national game of base ball created and named by a Major General in the United States Army.” Mills then concluded in his report: “Perhaps in the years to come, in view of the hundreds of thousands of people who are devoted to baseball, and the millions who will be, Abner Doubleday’s fame will rest evenly, if not quite as much, upon the fact that he was its inventor…as upon his brilliant and distinguished career as an officer in the Federal Army.”

  And so, spurred by a patently false creation myth, the Hall of Fame stands in the most incongruous and inappropriate locale of a charming little town in central New York. Incongruous and inappropriate, but somehow wonderful. Who needs another museum in the cultural maelstroms (and summer doldrums) of New York, Boston, or Washington? Why not a major museum in a beautiful and bucolic setting? And what could be more fitting than the spatial conjunction of two great American origin myths—the Cardiff Giant and the Doubleday Fable? Thus, I too am quite content to treat the myth gently, while honesty requires ’fessing up. The exhibit on Doubleday in the Hall of Fame Museum sets just the right tone in its caption: “In the hearts of those who love baseball, he is remembered as the lad in the pasture where the game was invented. Only cynics would need to know more.” Only in the hearts; not in the minds.

  Baseball evolved. Since the evidence is so clear (as epitomized below), we must ask why these facts have been so little appreciated for so long, and why a creation myth like the Doubleday story ever gained a foothold. Two major reasons have conspired: first, the positive block of our attraction to creation stories; second, the negative impediment of unfamiliar sources outside the usual purview of historians. English stick-and-ball games of the nineteenth century can be roughly classified into two categories along social lines. The upper and educated classes played cricket, and the history of this sport is copiously documented because literati write about their own interests and because the activities of men in power are well recorded (and constitute virtually all of history, in the schoolboy version). But the
ordinary pastimes of rural and urban working people can be well nigh invisible in conventional sources of explicit commentary. Working people played a different kind of stick-and-ball game, existing in various forms and designated by many names, including “rounders” in western England, “feeder” in London, and “base ball” in southern England. For a large number of reasons, forming the essential difference between cricket and baseball, cricket matches can last up to several days (a batsman, for example, need not run after he hits the ball and need not expose himself to the possibility of being put out every time he makes contact). The leisure time of working people does not come in such generous gobs, and the lower-class stick-and-ball games could not run more than a few hours.

  Several years ago, at the Victoria and Albert Museum in London, I learned an important lesson from an excellent exhibit on late nineteenth century history of the British music hall. This is my favorite period (Darwin’s century, after all), and I consider myself tolerably well informed on cultural trends of the time. I can sing any line from any of the Gilbert and Sullivan operas (a largely middle-class entertainment), and I know the general drift of high cultural interests in literature and music. But the music hall provided a whole world of entertainment for millions, a realm with its heroes, its stars, its top-forty songs, its gaudy theaters—and I knew nothing, absolutely nothing, about this world. I felt chagrined, but my ignorance had an explanation beyond personal insensitivity (and the exhibit had been mounted explicitly to counteract the selective invisibility of certain important trends in history). The music hall was a chief entertainment of Victorian working classes, and the history of working people is often invisible in conventional written sources. This history must be rescued and reconstituted from different sorts of data; in this case, from posters, playbills, theater accounts, persistence of some songs in the oral tradition (most were never published as sheet music), recollections of old-timers who knew the person who knew the person….

  The early history of baseball—the stick-and-ball game of working people—presents the same problem of conventional invisibility, and the same promise of rescue by exploration of unusual sources. Work continues and intensifies as the history of sport becomes more and more academically respectable, but the broad outlines (and much fascinating detail) are now well established. As the upper classes played a codified and well-documented cricket, working people played a largely unrecorded and much more diversified set of stick-and-ball games ancestral to baseball. Many sources, including primers and boys’ manuals, depict games recognizable as precursors to baseball well into the eighteenth century. Occasional references even spill over into high culture. In Northanger Abbey, written in 1798 or 1799, Jane Austen remarks: “It was not very wonderful that Catherine…should prefer cricket, base ball, riding on horseback, and running about the country, at the age of fourteen, to books.” As this quotation illustrates, the name of the game is no more Doubleday’s than the form of play.

  These ancestral styles of baseball came to America with early settlers and were clearly well established by colonial times. But they were driven ever further underground by Puritan proscriptions of sport for adults. They survived largely as children’s games and suffered the double invisibility of location among the poor and the young. But two major reasons brought these games into wider repute and led to a codification of standard forms quite close to modern baseball between the 1820s and the 1850s. First, a set of social reasons, from the decline of Puritanism to increased concern about health and hygiene in crowded cities, made sport an acceptable activity for adults. Second, middle-class and professional people began to take up these early forms of baseball, and this upward social drift inspired teams, leagues, written rules, uniforms, stadiums, guidebooks: in short, all the paraphernalia of conventional history.

  A.J. Cartwright, a most interesting point in the continuum of baseball’s evolution. NATIONAL BASEBALL LIBRARY, COOPERSTOWN, NY.

  I am not arguing that these early games could be called baseball with a few trivial differences (evolution means substantial change, after all), but only that they stand in a complex lineage, better designated a nexus, from which modern baseball emerged, eventually in a codified and canonical form. In those days before instant communication, every region had its own version, just as every set of outdoor steps in New York City generated a different form of stoopball in my youth, without threatening the basic identity of the game. These games, most commonly called town ball, differed from modern baseball in substantial ways. In the Massachusetts Game, a codification of the late 1850s drawn up by ball players in New England towns, lour bases and three strikes identify the genus, but many specifics are strange by modern standards. The bases were made of wooden stakes projecting four feet from the ground. The batter (called the striker) stood between first and fourth base. Sides changed after a single out. One hundred runs (called tallies), not higher score after a specified number of innings, spelled victory. The field contained no foul lines, and balls hit in any direction were in play. Most important, runners were not tagged out, but rather dismissed by “plugging,” that is, being hit with a thrown ball while running between bases. Consequently, since baseball has never been a game for masochists, balls were soft—little more than rags stuffed into leather covers—and could not be hit far. (Tom Heitz has put together a team of Cooperstown worthies to re-create town ball for interested parties and prospective opponents. Since few other groups are well schooled in this lost art, Tom’s team hasn’t been defeated in ages, if ever. “We are the New York Yankees of town ball,” he told me. His team is called, quite appropriately in general but especially for this essay, the Cardiff Giants.)

  Evolution is continual change, but not insensibly gradual transition; in any continuum, some points are always more interesting than others. The conventional nomination for most salient point in this particular continuum goes to Alexander Joy Cartwright, leader of a New York team that started to play in Lower Manhattan, eventually rented some changing rooms and a field in Hoboken (just a quick ferry ride across the Hudson), and finally drew up a set of rules in 1845, later known as the New York Game. Cartwright’s version of town ball is much closer to modern baseball, and many clubs followed his rules—for standardization became ever more vital as the popularity of early baseball grew and opportunity for play between regions increased. In particular, Cartwright introduced two key innovations that shaped the disparate forms of town ball into a semblance of modern baseball. First, he eliminated plugging and introduced tagging in the modern sense; the ball could now be made harder, and hitting for distance became an option. Second, he introduced foul lines, again in the modern sense, as his batter stood at a home plate and had to hit the ball within lines defined from home through first and third bases. The game could now become a spectator sport because areas close to the field but out of action could, for the first time, be set aside for onlookers.

  The New York Game may be the highlight of a continuum, but it provides no origin myth for baseball. Cartwright’s rules were followed in various forms of town ball. His New York Game still included many curiosities by modern standards (twenty-one runs, called aces, won the game, and balls caught on one bounce were outs). Moreover, our modern version is an amalgam of the New York Game plus other town-ball traditions, not Cartwright’s baby grown up by itself. Several features of the Massachusetts Game entered the modern version in preference to Cartwright’s rules. Balls had to be caught on the fly in Boston, and pitchers threw overhand, not underhand as in the New York Game (and in professional baseball until the 1880s).

  Scientists often lament that so few people understand Darwin and the principles of biological evolution. But the problem goes deeper. Too few people are comfortable with evolutionary modes of explanation in any form. I do not know why we tend to think so fuzzily in this area, but one reason must reside in our social and psychic attraction to creation myths in preference to evolutionary stories—for creation myths, as noted before, identify heroes and sacred places, wh
ile evolutionary stories provide no palpable, particular object as a symbol for reverence, worship, or patriotism. Still, we must remember—and an intellectual’s most persistent and nagging responsibility lies in making this simple point over and over again, however noxious and bothersome we render ourselves thereby—that truth and desire, fact and comfort, have no necessary, or even preferred, correlation (so rejoice when they do coincide).

  To state the most obvious example in our current political turmoil: Human growth is a continuum, and no creation myth can define an instant for the origin of an individual life. Attempts by anti-abortionists to designate the moment of fertilization as the beginning of personhood make no sense in scientific terms (and also violate a long history of social definitions that traditionally focused on the quickening, or detected movement, of the fetus in the womb). I will admit—indeed, I emphasized as a key argument of this essay—that not all points on a continuum are equal. Fertilization is a more interesting moment than most, but it no more provides a clean definition of origin than the most intriguing moment of baseball’s continuum—Cartwright’s codification of the New York Game—defines the beginning of our national pastime. Baseball evolved and people grow; both are continua without definable points of origin. Probe too far back and you reach absurdity, for you will see Nolan Ryan on the hill when the first ape hit a bird with a stone, or you will define both masturbation and menstruation as murder—and who will then cast the first stone? Look for something in the middle, and you find nothing but continuity—always a meaningful “before,” and always a more modern “alter.” (Please note that I am not stating an opinion on the vexatious question of abortion—an ethical issue that can only be decided in ethical terms. I only point out that one side has rooted its case in an argument from science that is not only entirely irrelevant to the proper realm of resolution but also happens to be flat-out false in trying to devise a creation myth within a continuum.)