Makers of Ancient Strategy: From the Persian Wars to the Fall of Rome

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by Victor Davis Hanson


  cade can be adequately explained in terms of that recognition without invoking

  specific provisions in the Peace of 387/6.

  60 Xenophon 5.1.36.

  61 Robin Seager, “The King’s Peace and the Balance of Power in Greece, 386–362

  B.C.,” Athenaeum 52 (1974): 36–63, esp. 38–39:

  The royal prescript did not assign to Sparta or to any other city the rôle of

  prostates of the peace [n. 9, Xenophon Hellenica 5.1.31]. The King himself ap-

  peared as the sole guarantor of the peace and as the self-appointed leader of

  those who would fight to bring it into being [n. 10, the emphasis is clearly on

  the period before the peace was actually made; see Hampl, Staatsverträge, 11].

  Yet Persia showed herself ready and willing to let Sparta assume the prostasia of

  the treaty, for those implications of the peace that came at once to occupy the

  foreground and needed a prostates to enforce them were of vital importance

  to Sparta but of no direct concern to the King, who thus had no reason to be-

  come involved [see S. Accame, La lega ateniese del secolo IV a.C. , 6]. [. . . ] Sparta

  had then succeeded in exploiting the terms of the peace to considerable effect

  before the peace was actually concluded. The uses to which she had put it had

  been entirely retrospective. Her aim had been to put an end to the revival of

  Athenian imperialism, Theban control of Boeotia and Argive dominion over

  Corinth—all of which she had been unable to do anything about in the course

  of the Corinthian War itself. In this sense it was certainly true, as Xenophon

  says, that although Sparta drew the war, she won the peace [n. 16, Xenophon

  Hellenica 5.1.36].

  62 Ryder, Koine Eirene: General Peace and Local Independence in Ancient Greece (Oxford:

  Oxford University Press for the University of Hull, 1965).

  63 The most glaring exception found in the King’s Peace is in regard to the issue

  of autonomy. See J.A.O. Larsen’s review of Koine Eirene ( Gnomon 38 [1966]: 256–60):

  “Though R[yder] has referred to the fate of the Greek cities in Asia, as well as Lemnos,

  Imbros, and Scyros, he, nevertheless, states that ‘for the first time the autonomy of all

  cities . . . had been recognized in a treaty ratified by the leading states and by the King’

  (41). It was rather all cities except those which some great power wished to keep in subjection”

  Why Fortifications Endure 89

  (my italics). Later Larsen writes, “Yet it should be a warning to anyone tending to ide-

  alize the movement, that the treaties sometimes included a clause which limited the

  application of the freedom proclaimed in the treaty. This is clearest in the King’s Peace,

  where, apparently, the exceptions were listed before the autonomy of the other poleis

  was proclaimed (Xen. Hell. 5, 1, 31).”

  64 See the criticism of Ryder in W. G. Forrest’s review of Koine Eirene, CR 19/83

  (1969): 211–12:

  More important, there is a failure to ram home (not to state, for who could fail

  to state it) that the Peace of 387 was an arrangement by which Sparta took con-

  trol of Greece. Agesilaus said it: pros ton eiponta tous Lakedaimonious medizein . . .

  apekrinato mallon tous Medous lakonizein, and against the background of Spartan

  behaviour in the years that followed, “autonomy” and words like it must be

  treated as empty slogans—so too must koine eirene.

  65 The principal works devoted to the Second Athenian League are F. W. Marshall,

  The Second Athenian Confederacy (Cambridge: Cambridge University Press, 1905); S. Ac-

  came, La lege atheniese del secolo IV a.C. (Rome: Signorelli, 1940); and Jack Cargill, The

  Second Athenian League: Empire or Free Alliance? (Berkeley and Los Angeles: University of

  California Press, 1981). The relative chronology of the foundation of the Second Athe-

  nian League and the raid of Sphodrias is highly controversial. The communis opinion —

  and the one adopted in this work—is that Athens responded to the raid of Sphodrias

  with the formation of the Second Athenian League. This view is held by Ryder, Koine

  Eirene, 53–55; D. G. Rice, “Xenophon, Diodorus and the Year 379–378 B.C.,” YCS 24 (1975):

  112–27; Robert K. Sinclair, “The King’s Peace and the Employment of Military and Na-

  val Forces 387–378,” Chiron 8 (1978): 52–54; John Buckler, The Theban Hegemony, 371–362

  b.c. (Cambridge, MA: Harvard University Press, 1980), 17; Charles D. Hamilton, Agesi-

  laus and the Failure of Spartan Hegemony (Ithaca, NY: Cornell University Press, 1991),

  167–74, esp. 173; Ernst Badian, “The Ghost of Empire,” 89–90, nn. 33–34. Contra: G. L.

  Cawkwell, “The Foundation of the Second Athenian Confederacy,” CQ 23 (1973): 47–60;

  Raphael Sealey, A History of the Greek City-States, ca. 700–338 b.c. (Berkeley and Los Ange-

  les: University of California Press, 1976), 410–412; Cargill, Second Athenian Empire; Rob-

  ert Morstein Kalet-Marx, “Athens, Thebes, and the Foundation of the Second Athenian

  League,” CA 4 (1985): 127–51; Robin Seager, CAH 2 6.166f.

  66 Diodorus 15.28.2; see Plutarch Pelopidas 14.1. See IG II2 43 (Tod 123, 59–70; Hard-

  ing 35, 48–52; SV 2.257, 207–211), which reiterated the reason for the formation of the

  League (ll. 7–12): “Aristoteles made the motion: To the good fortune of the A|thenians

  and of the allies of the Athenia|ns, in order that (the) Laced[aemo]nians may allow the

  Helle||nes, free and autonomous, to live | in peace, holding in security the [land] (that

  is) the| ir [own].”

  67 Callistratus of Aphidna proposed substituting the term “contributions” ( syntaxei s)

  for “tribute” ( phoroi); see Harpokration, Lexicon, s.v. “syntaxis” (Theopompus, FGrHist 115F98).

  68 For Thebes, this entailed enrollment in an alliance whose strategic interests were

  vastly different from its own. Buckler maintains that the necessity to strengthen itself

  in relation to Sparta overrode all other Theban concerns. It was sufficient for Athens

  90 Berkey

  and Thebes to share a common enemy. He writes ( The Theban Hegemony, 371–362 b.c.

  [Cambridge, MA: Harvard University Press, 1980], 17–18): “Yet the military support of

  Athens was so vital to Thebes that submerging itself in the confederacy was a small

  price to pay for that support. . . . Once either state had attained a degree of security, the

  disparate goals and concerns of the two powers would drive them apart.”

  69 For detailed discussions of Attica’s border fortifications, see the major studies

  of J. R. McCredie, Fortified Military Camps in Attica, Hesperia, Suppl. 11 (Princeton, NJ: Princeton University Press, 1966), Josiah Ober, Fortress Attica: Defense of the Athenian

  Land Frontier, 404–322 b.c. (Leiden: Brill, 1982), and Mark H. Munn, The Defense of Attica:

  The Dema Wall and the Boiotian War of 378–375 b.c. (Berkeley and Los Angeles: Univer-

  sity of California Press, 1993). The Athenians’ investment in fortifications likely went

  beyond mere economic calculations. Victor Hanson, in a forthcoming review of Jur-

  gen Brauer and Hubert Van Tuyll , Castles, Battles, and Bombs: How Economics Explains

  Military History (Chicago: University of Chicago Press, 2008), writes (email to author

  in advance of publication):

  Did the Athenians invest in Attic border forts in the fourth century BC because
>
  it was the most economical way to protect Athenian territory, and made more

  economic sense than hoplite armies, cavalry, light-armed skirmishers, or na-

  vies? Or, as losers in a twenty-seven-year-long Peloponnesian War, were they

  so traumatized from land invasion that fortifications seemed to be the most

  reassuring tactics of keeping out any more armies advancing from Boiotia and

  the Peloponnese?

  70 For the problems of dating walls in general, see, e.g., the detailed work of Robert

  Lorentz Scranton, Greek Walls (Cambridge, MA: Harvard University Press, 1941).

  71 Munn’s attempt at a precise dating of the Dema Wall to the spring of 378 B.C. by

  the Athenian general Chabrias is an exception. See the review of Munn by Josiah Ober

  in AJA 98 (1994): 374–75 and by Victor Davis Hanson in AHR 99 (1994): 1662–63.

  72 Josiah Ober, Fortress Attica: Defense of the Athenian Land Frontier, 404–322 b.c. (Leiden:

  Brill, 1982), 64–65: “Rejection of the Periclean city defense strategy, fear of invasion, de-

  termination to protect Attica, and reluctance to send citizen armies to distant theaters

  of war are the major components of the defensive mentality which grew up in fourth-

  century Athens. It was this mentality that chiefly determined the course of Athens’

  defense policy in the period between the Peloponnesian and Lamian Wars.” See also

  his fourth chapter, “The Theory of Defense,” 69–86. See the review article of Ober by

  P. Harding, “Athenian Defensive Strategy in the Fourth Century,” Phoenix 42 (1988): 61–

  71; Ober’s response, Phoenix 43 (1989): 294–301; and Harding’s response to Ober, Phoenix

  44 (1990): 377–80. Munn also takes issue with Ober (see esp. 18–25), arguing (25), “Given

  the inherent implausibility of the hypothetical system together with the silence of the

  orators, the silence of Xenophon, the silence of Plato, and of all other sources, we

  must conclude that Ober and his predecessors have created e silentio a fabulous struc-

  ture. Ober’s ‘preclusive defense system’ never existed except as a modern figment.” See

  also his review of Fortress Attica in AJA 90 (1986): 363–65. Victor Davis Hanson, “The

  Status of Ancient Military History: Traditional Work, Recent Research, and On-going

  Controversies,” The Journal of Military History 63 (1999), writes (25):

  Why Fortifications Endure 91

  J. Ober’s Fortress Attica is a superb catalogue of the system of forts and towers

  built on the borders of Attica in the fourth century as part of a more flexible

  policy of response that replaced hoplite exclusivity. M. Munn, The Defense of At-

  tica, has questioned some of Ober’s interpretations of these forts, but his helpful

  ancillary volume is really more complementary than revisionist, and likewise

  emphasizes the Greeks’ emphasis on border defense during the fourth century

  B.C., often in preference to open hoplite battles.

  73 See Y. Garlan ( CAH 2 6.678–92), who points to an increase in the use of mercenary

  soldiers and also the professionalism of military operations (679):

  For even though the final outcome was still frequently determined by pitched

  battles in open country, henceforth they constituted only one element in a strat-

  egy which was more complex than it had been in the past, being both differenti-

  ated and progressive, aimed at establishing control not only over useful territory

  but also over walled cities and increasingly well-fortified frontier zones. Hence

  more sophisticated and varied tactics were evolved, requiring the combined use

  of specialized forces (integrated on the model of the human body) and based on

  a professional concept of military leadership and prowess.

  74 Aristotle, Politics, 1330b–1331, trans. and ed. Ernest Barker, in The Politics of Aristotle (Oxford: Clarendon Press, 1946).

  75 David Whitehead, Aineias the Tactician: How to Survive Under Siege. A Historical

  Commentary, with Translation and Introduction, 2nd ed. (London: Bristol Classical Press,

  2001). See his remarks in the Introduction, 25–33.

  76 E. W. Marsden, Greek and Roman Artillery: Historical Development (Oxford: Claren-

  don Press, 1969); A. W. McNicoll, Hellenistic Fortifications from the Aegean to the Euphrates

  (Oxford: Clarendon Press, 1997).

  77 Edward Wong and David S. Cloud, “U.S. Erects Baghdad Wall to Keep Sects

  Apart,” New York Times, April 21, 2007.

  78 Alissa J. Rubin, Stephen Farrell, and Erica Goode, “As Fears Ease, Baghdad Sees

  Walls Tumble,” New York Times, October 9, 2008.

  79 Note that in the first Gulf War, Saddam Hussein protected his troops in the field

  by enormous sand bunkers, and in the second Iraq War (2003) used canals of burning

  petroleum to cover Baghdad with protective smoke. In the 1973 Yom Kippur War, in-

  vading Egyptian commandos employed water cannons to knock down towering sand

  fortifications that the Israelis had constructed to block attack from the Suez Canal. The

  recent Russian invasion and occupation of Georgia was followed almost immediately

  by the erection of walls surrounding annexed territories in Ossetia.

  92 Berkey

  4. Epaminondas the Theban and the

  Doctrine of Preemptive War

  Victor Davis Hanson

  The sixteenth-century French Renaissance essayist Michel de

  Montaigne once compared what he thought were the three great

  captains of antiquity. He strangely concluded that the now rather ob-

  scure Epaminondas the Theban (d. 362 BC), not Alexander the Great or

  Julius Caesar, was the most preeminent because of his character, the

  ethical nature of his military career, and the lasting consequences of

  his victories.

  Montaigne, a keen student of classical antiquity, was hardly eccen-

  tric in judging an obscure liberator of serfs in the southwestern Pelo-

  ponnese superior to two imperialists who had respectively conquered

  much of the Persian Empire and Western Europe. Instead, he simply

  reflected the general sentiment of the Greeks and Romans themselves,

  who put a high premium on military brilliance in service to political

  idealism. For example, the Roman statesman Cicero, archfoe of Julius

  Caesar and Marc Antony, three centuries after the Theban general’s

  death saw a kindred defender of republican liberty in Epaminondas,

  and similarly dubbed him princeps Graecia—“first man of Greece.”

  The lost fourth-century BC historian Ephorus, a contemporary of the

  Theban hegemony, who wrote in the shadow of the autocrat Philip

  II, in hagiographic fashion considered Epaminondas the greatest of all

  Greeks, a military genius who fought for a cause other than personal

  aggrandizement.1

  But while the ancients saw the Theban destruction of Spartan power

  and liberation of the Messenian helots as one of the landmark moral

  events in their collective memory, we know little today about the ca-

  reer of the Theban general and statesman Epaminondas, and even less

  about his accomplishments, strategic thinking, and controversial doc-

  trines of preemption and democratization. His present-day obscurity is

  partly a result of the fragmentary nature of the extant sources, but it

  is also a reflection of the ancient and modern emphasis on Athens and

  Sparta and
the general reputation of the Thebans for backwardness.2

  Yet in little more than two years (371–369 BC), Epaminondas humili-

  ated the Spartan military state, something neither the Persians nor the

  Athenians had ever accomplished in protracted wars. He freed many

  of the hundred thousand Messenian helots, fostered democracy for

  tens of thousands of Greeks, helped to found new fortified and au-

  tonomous cities, and waged a brilliant preemptory military campaign

  against the Spartan Empire—events eerily relevant nearly 2,400 years

  later to what followed from the terrorist attack on the United States on

  September 11, 2001.

  Fourth-Century Boeotia

  We usually associate ancient Greek democracy with the fifth- century

  Athens of Pericles—its enormous fleet, energized landless poor, mari-

  time empire, and the brilliant cultural achievements of Pericles’ con-

  temporaries, such as Aristophanes, Euripides, Pheidias, Socrates,

  Sophocles, and Thucydides. In contrast, the later emergence of fourth-

  century Theban democratic hegemony is often ignored and less well

  understood, despite its unusual nature and political weight. Boeotian

  democratic culture certainly did not produce either a Thucydides or

  a Euripides. And it did not, as most elsewhere in the case of ancient

  democracies, reflect the influence of the landless naval crowd, pejo-

  ratively called the ochlos, or seek to redistribute income or enforce a

  radical egalitarianism on its citizenry that transcended mere political

  equality. Rather, the Boeotian democratic movement was likely more

  limited to expanding political participation and championed by con-

  servative hoplite farmers. Similarly, in terms of empire, Theban re-

  formist democrats seemed to have questioned the entire existing polis

  order of hundreds of autonomous city-states rather than creating, in

  94 Hanson

  characteristic imperial fashion, an exploitive empire of subservient sub-

  ject cities abroad.3

  If the defeat of Persia in 479 proved the catalyst for the rise of the

  Athenian imperium, the Greek allied victory over Athens in 404 in

  turn helped usher in the gradual ascension of Thebes. After the con-

  clusion of the Peloponnesian War (431–404 BC), the former victorious

 

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