Lawrence Krauss - The Greatest Story Ever Told--So Far
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quantum mechanics and relativity, had been built on exploring the
nature of light. Yet it wasn’t clear how the elegant theoretical edifice
of quantum electrodynamics could guide considerations of a new
force. The weak interaction is far removed from direct human
experience and involves new and exotic elementary particles and
nuclear transmutations reminiscent of alchemy but, unlike alchemy,
testable and reproducible.
The fundamental confusion lay with the nature of the atomic
nucleus itself and the question of what held it together. The
discovery of the neutron helped resolve the paradox that had earlier
seemed to require electrons to be confined in the nucleus to counter
the charge of additional protons necessary to produce correct
nuclear masses, but the observation of beta decay—which resulted in
electrons emerging from nuclei—didn’t help matters.
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The realization that in beta decay neutrons became protons in the
nucleus clarified matters, but then another question naturally arose:
Could this transformation somehow explain the strong binding that
held protons and neutrons together inside nuclei?
In spite of the obvious differences between the weak forces and
quantum theory of electromagnetism, QED, the remarkable success
of QED in describing the behavior of atoms and the interactions of
electrons with light colored physicists’ thinking about the new weak
force as well. The mathematical symmetries associated with QED
worked beautifully to ensure that otherwise worrisome infinities in
the calculations arising from the exchange of virtual particles
vanished when making predictions of physical quantities. Would
something similar work to understand the force binding protons and
neutrons in nuclei?
Specifically, if the electromagnetic force was due to the exchange
of particles, then it was reasonable to think that the force that held
together the nucleus might also be due to the exchange of particles.
Werner Heisenberg proposed this idea in 1932 around the time the
neutron was discovered. If neutrons and protons could convert into
each other, with the proton absorbing an electron to become a
neutron, then maybe the exchange of electrons between them might
somehow produce a binding force?
A number of well-known problems marred this picture, however.
First was the problem of “spin.” If one assumed, as Heisenberg did,
that the neutron was essentially made up of a proton and an electron
bound together, and since both were spin ½ particles, then adding
them together in the neutron, it couldn’t have spin ½ as well, since ½
+ ½ can’t equal ½. Heisenberg argued, in desperation, because those
were desperate times when it seemed all the conventional rules were
breaking down, that the “electron” that was transferred between
neutrons and protons, and which bound them together in the
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nucleus, was somehow different from a free electron and had no spin
at all.
In retrospect, this picture has another problem. Heisenberg was
motivated to consider electrons binding together neutrons and
protons because he was thinking about hydrogen molecules. In
hydrogen, two protons are bound together by sharing electrons that
orbit them. The problem with using a similar explanation for
nuclear binding is one of scale. How could neutrons and protons
exchange electrons and be bound together so tightly that their
average distance apart is more than one hundred thousand times
smaller than the size of hydrogen molecules?
Here is another way of thinking about this problem that will be
useful to return to later. Recall that electromagnetism is a long-range
force. Two electrons on opposite sides of the galaxy experience a
repulsion—albeit extremely small—due to the exchange of virtual
photons. The quantum theory of electromagnetism makes this
possible. Photons are massless, and virtual photons can travel
arbitrarily far, carrying arbitrarily small amounts of energy, before
they are absorbed again—without violating the Heisenberg
uncertainty principle. If the photons were massive, then this would
not be possible.
Now if a force between neutrons and protons in nuclei arose due
to the absorption and emission of virtual electrons, say, then the
force would be short-range because the electrons are massive. How
short-range? Well, it works out to be about one hundred times the
size of typical nuclei. So, exchanging electrons doesn’t work to
produce nuclear-scale forces. As I say, those were desperate times.
Heisenberg’s desperate idea about a strange spinless version of the
electron was not lost on a young Japanese physicist, the shy twenty-
eight-year-old Hideki Yukawa. Working in 1935 when Japan was just
beginning to emerge from centuries of isolation, and just before its
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imperial designs ignited the war in the Pacific, Yukawa published the
first original work in physics to be published by a physicist educated
entirely in Japan. No one took notice of the paper for at least two
years, yet fourteen years later he won the Nobel Prize for this work,
which had by then become noticed, but for the wrong reasons.
Einstein’s visit to Japan in 1922 had cemented Yukawa’s growing
interest in physics. When Yukawa was still in high school and
searching for material to help him pass examinations in a second
foreign language, he found Max Planck’s Introduction to Theoretical
Physics in German. He rejoiced in reading both the German and the
physics and was aided by his classmate Sin-Itiro Tomonaga, a
talented physicist who was his colleague both in high school and
later at Kyoto University. Tomonaga was so talented that he would
later share the 1965 Nobel Prize with Richard Feynman and Julian
Schwinger for demonstrating the mathematical consistency of
quantum electrodynamics.
That Yukawa, who had been a student in Japan at a time when
many of his instructors did not yet fully understand the emerging
field of quantum mechanics, came upon a possible solution to the
nuclear-force problem that had been overlooked by Heisenberg,
Pauli, and even Fermi was remarkable. I suspect that part of the
problem was a phenomenon that has occurred several times in the
twentieth century and perhaps before, and perhaps after. When the
paradoxes and complexities associated with some physical process
begin to seem overwhelming, it is tempting to assume that some
new revolution, similar to relativity or quantum mechanics, will
require such a dramatic shift in thinking that it doesn’t make sense
to push forward with existing techniques.
Fermi, unlike Heisenberg or Pauli, was not looking for a
wholesale revolution. He was willing to propose, as he called it, a
“tentative theory” of neutron decay that got rid of electrons in the
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nucleus by allowing them to be spontaneously created during beta
decay. He proposed a model that worked, which
he knew was just a
model and not a complete theory, but it did allow one to do
calculations and make predictions. That was the essence of Fermi’s
practical style.
Yukawa
had
followed
these
developments,
translated
Heisenberg’s paper on nuclei along with an introduction, and
published it in Japan, so the problems of Heisenberg’s proposal were
already clear to him. Then in 1934 Yukawa read Fermi’s theory of
neutron decay, which catalyzed a new idea in Yukawa’s mind.
Perhaps the nuclear force binding protons and neutrons was due not
to the exchange of virtual electrons between them, but to the
exchange of both the electron and the neutrino that were created
when neutrons changed to protons.
Another problem immediately arose, however. Neutron decay is a
result of what would become known as the weak interaction, and the
force responsible for it is weak. Plugging in values for the possible
force that might result between protons and neutrons by the
exchange of an electron-neutrino pair made it clear that this force
would be far too weak to bind them.
Yukawa then allowed himself to do what none of the others had
done. He questioned why the nuclear force, if it, like QED, results
from the exchange of virtual particles, had to be due to the exchange
of one or more of the particles already known or assumed to exist.
Remembering how loath physicists such as Dirac and Pauli had been
to propose new particles, even when they were correct, you can
perhaps appreciate how radical Yukawa’s idea was. As Yukawa later
described it:
At this period the atomic nucleus was inconsistency itself, quite
inexplicable. And why?—because our concept of elementary
particle was too narrow. There was no such word in Japanese and
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we used the English word—it meant proton and electron. From
somewhere had come a divine message forbidding us to think
about any other particle. To think outside of these limits (except
for the photon) was to be arrogant, not to fear the wrath of the
gods. It was because the concept that matter continues forever
had been a tradition since the times of Democritus and Epicurus.
To think about creation of particles other than photons was
suspect, and there was a strong inhibition of such thoughts that
was almost unconscious.
One of my good physics friends has said that the only time he was
able to do complicated calculations was after the birth of each of his
children, when he couldn’t sleep anyway, so he stayed up and
worked. Thus in October of 1934, just after the birth of his second
child and unable to sleep, Yukawa realized that if the range of the
strong nuclear force was to be restricted to the size of a nucleus, then
any exchanged particle must be far more massive than the electron.
The next morning he estimated the mass to be two hundred times
the electron mass. It would have to carry an electric charge if it was
to be exchanged between neutrons and protons, and it could have no
spin, so as not to change the proton’s or neutron’s spin when it was
absorbed or emitted.
What has all this concern over strong nuclear forces to do with
neutron decay, the subject that started this chapter and ended the
last? you may ask. In the 1930s, just as it went against the grain to
imagine new particles, so too inventing new forces seemed
unnecessary at best and heretical at worst. Physicists were convinced
that all the processes that occurred in the nucleus, strong or weak,
must be connected.
Yukawa envisaged a clever way to do this, connecting ideas of
both Fermi and Heisenberg, and also generalizing ideas from the
successful quantum theory of electromagnetism. If instead of
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emitting a photon, neutrons in the nucleus emitted a new, heavy,
spinless charged particle, which Yukawa originally called a mesotron
—until Heisenberg corrected Yukawa’s Greek and the name was
shortened to meson—then that particle could be absorbed by
protons in the nucleus, producing a force of attraction whose
magnitude Yukawa was able to calculate using equations that were
extrapolated from, you guessed it, electromagnetism.
The analogy with electromagnetism could not be exact, however,
because the meson is massive and the photon is massless. Yukawa
took the attitude that Fermi might have, if he had thought of it. Yes,
the theory wasn’t complete, but Yukawa was willing to ignore the
other aspects of electromagnetism that this theory couldn’t
reproduce. Damn the torpedoes, full speed ahead.
Yukawa ingeniously—and ultimately incorrectly—connected this
strong force to observed neutron decay by suggesting that mesons
might not always simply be exchanged between neutrons and
protons in the nucleus. A small fraction of the mesons emitted by
neutrons might decay en route into an electron and neutrino before
they could be reabsorbed, causing neutron decay. In this case, the
neutron decay would not be described by something like the figure
below and on the left, where the decay and the emission of the other
particles all occur at a single point. It would appear like the figure on
the right, where the decay gets spread out and a new particle, shown
by the dashed line (which represents Yukawa’s meson), travels a
short distance after emission before decaying into the electron and
neutrino. With the new intermediate particle, the weak interaction
mediating neutron decay begins to look more like the
electromagnetic interaction between charged particles:
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Yukawa had proposed a new intermediate particle, a heavy
meson, which made neutron decay look similar to the earlier picture
of photon exchange in electromagnetism—which had motivated his
thinking in the first place—but with significant differences. In this
case the intermediate particle was both massive and electrically
charged, and also unlike the photon it had no spin angular
momentum.
Nevertheless, Yukawa was able to show that for a heavy meson
his theory would be indistinguishable from Fermi’s point interaction
describing neutron decay—at least for predicting the details of
neutron decay. In addition, Yukawa’s theory offered the possibility of
reducing all of the strange properties of the nucleus—from beta
decay of neutrons inside the nucleus to the strength of the
interaction binding together protons and neutrons—to merely
understanding the properties of a single new interaction, due to the
exchange of a new particle, his meson.
However, if this new heavy meson existed, where was it? Why
hadn’t it yet been seen in cosmic rays? Because of this, and also
because Yukawa was an unknown entity working in a location far
from all the action, no real attention was paid to his proposal to
explain both the strong interaction between nucleons and the
weaker one that appea
red to be responsible for neutron decay.
Nevertheless, his proposal, unlike those of Heisenberg and others
(including Fermi), was simpler and made more sense.
All of this changed in 1936, less than two years after Yukawa’s
prediction, when Carl Anderson, the discoverer of the positron,
together with collaborator Seth Neddermeyer, discovered what
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appeared to be a new set of particles in cosmic rays. The
characteristics of the tracks of these new particles in cloud chambers
implied that they produced too little radiation in traversing matter to
be protons or electrons. They were also more massive than electrons
and appeared to be sometimes negative and sometimes positive.
Before long the new particles were determined to have a mass in the
range that Yukawa had predicted—about two hundred times the
mass of the electron.
It is remarkable how quickly the rest of the world caught on.
Yukawa published a short note to point out that his theory predicted
just such particles. Within weeks the major physicists in Europe
began exploring his model and incorporating his ideas in their work.
In 1938, in the last major conference before the Second World War
interrupted essentially all international collaborations in science, of
the eight main speakers, three dealt with Yukawa’s theory—citing a
name they would have been unfamiliar with a year or two before.
While much of the rest of the physics world celebrated the
apparent discovery of Yukawa’s meson, this discovery was not
without its own problems. In 1940 the decay of a meson to an
electron, predicted by Yukawa, was observed in cosmic-ray tracks.
However, over the years 1943 to 1947 it became clear that the
particles Anderson and Neddermeyer had discovered interacted
much more weakly with nuclei than Yukawa’s particle should have.
Something was wrong.
Three of Yukawa’s Japanese colleagues suggested that mesons
were of two different sorts, and that a Yukawa-type meson might
decay into yet another, different and more weakly interacting meson.
But their articles were in Japanese and didn’t appear in English until
after the war, by which time a similar proposal had been made by
the US physicist Robert Marshak.
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This delay proved fortuitous. New techniques were being
developed to observe the tracks of cosmic rays in photographic