A Problem From Hell
Page 5
America’s nonresponse to the Turkish horrors established patterns that would be repeated. Time and again the U.S. government would be reluctant to cast aside its neutrality and formally denounce a fellow state for its atrocities. Time and again though U.S. officials would learn that huge numbers of civilians were being slaughtered, the impact of this knowledge would be blunted by their uncertainty about the facts and their rationalization that a firmer U.S. stand would make little difference. Time and again American assumptions and policies would be contested by Americans in the field closest to the slaughter, who would try to stir the imaginations of their political superiors. And time and again these advocates would fail to sway Washington. The United States would offer humanitarian aid to the survivors of “race murder” but would leave those committing it alone.
Aftermath
When the war ended in 1918, the question of war guilt loomed large at the Paris peace conference. Britain, France, and Russia urged that state authorities in Germany, Austria, and Turkey be held responsible for violations of the laws of war and the “laws of humanity.” They began planning the century’s first international war crimes tribunal, hoping to try the kaiser and his German underlings, as well as Talaat, Enver Pasha, and the other leading Turkish perpetrators. But Lansing dissented on behalf of the United States. In general the Wilson administration opposed the Allies’ proposals to emasculate Germany. But it also rejected the notion that some allegedly “universal” principle of justice should allow punishment. The laws of humanity, Lansing argued, “vary with the individual.” Reflecting the widespread view of the time, Lansing said that sovereign leaders should be immune from prosecution. “The essence of sovereignty,” he said, was “the absence of responsibility.”44 The United States could judge only those violations that were committed upon American persons or American property.45
If such a tribunal were set up, then, the United States would not participate. In American thinking at that time, there was little question that the state’s right to be left alone automatically trumped any individual right to justice. A growing postwar isolationism made the United States reluctant to entangle itself in affairs so clearly removed from America’s narrow national interests.
Even without official U.S. support, it initially seemed that Britain’s wartime pledge to try the Turkish leaders would be realized. In early 1919 the British, who still occupied Turkey with some 320,000 soldiers, pressured the cooperative sultan to arrest a number of Turkish executioners. Of the eight Ottoman leaders who led Turkey to war against the Allies, five were apprehended. In April 1919 the Turks set up a tribunal in Constantinople that convicted two senior district officials for deporting Armenians and acting “against humanity and civilization.” The Turkish court found that women and children had been brutally forced into deportation caravans and the men murdered: “They were premeditatedly, with intent, murdered, after the men had had their hands tied behind their backs.” The police commander Tevfik Bey was sentenced to fifteen years of hard labor, and Lieutenant Governor Kemal Bey was hanged. The court also convicted Talaat and his partners in crime in absentia for their command responsibility in the slaughter, finding a top-down, carefully executed plan: “The disaster visiting the Armenians was not a local or isolated event. It was the result of a premeditated decision taken by a central body;. . . and the immolations and excesses which took place were based on oral and written orders issued by that central body.”46
Talaat, who was sentenced to death, was living peacefully as a private citizen in Germany, which rejected Allied demands for extradition. Conscious of his place in history, Talaat had begun writing his memoirs. In them he downplayed the scale of the violence and argued that any abuses (referred to mainly in the passive voice) were fairly typical if “regrettable” features of war, carried out by “uncontrolled elements.” “I confess,” he wrote, “that the deportation was not carried out lawfully everywhere. . . . Some of the officials abused their authority, and in many places people took the preventive measures into their own hands and innocent people were molested.” Acknowledging it was the government’s duty to prevent and punish “these abuses and atrocities,” he explained that doing so would have aroused great popular “discontent,” and Turkey could not afford to be divided during war. “We did all we could,” he claimed, “but we preferred to postpone the solution of our internal difficulties until after the defeat of our external enemies.” Although other countries at war also enacted harsh “preventive measures,” he wrote, “the regrettable results were passed over in silence,” whereas “the echo of our acts was heard the world over, because everybody’s eyes were upon us.” Even as Talaat attempted to burnish his image, he could not help but blame the Armenians for their own fate. “I admit that we deported many Armenians from our eastern provinces,” he wrote, but “the responsibility for these acts falls first of all upon the deported people themselves.”47
After a promising start, enthusiasm for trying Talaat and his henchmen faded and politics quickly intervened. With the Turkish nationalist leader Mustafa Kemal (later Atatürk) rapidly gaining popularity at home, the Ottoman regime began to fear a backlash if it was seen to be succumbing to British designs. In addition, the execution of Kemal Bey had made him a martyr to nationalists around the empire. To avoid further unrest, the Turkish authorities began releasing low-level suspects. The British had grown frustrated by the incompetence and politicization of what they called the “farcical” Turkish judicial system. Fearing none of the suspects in Turkish custody would ever be tried, the British occupation forces shipped many of the arrested war crimes suspects from Turkey to Malta and Mudros, a port on the Aegean island of Lemnos, for eventual international trials. But support for this, too, evaporated. By 1920 the condemnations and promises of 1915 were five years old. Kemal, who was rapidly consolidating his control over Turkey, had denounced as treasonous the 1920 Treaty of Sèvres, which committed the Ottomans to surrender war crimes suspects to an international tribunal. The British clung for a time to the idea that they might at least prosecute the eight Turks in custody who had committed crimes against Britons. But Winston Churchill gave up even this hope in 1920 when Kemal seized twenty-nine British soldiers whose immediate fates Britain privileged above all else.48
In November 1921 Kemal put an end to the promise of an international tribunal by negotiating a prisoner swap. The incarcerated Britons were traded for all the Turkish suspects in British custody. In 1923 the European powers replaced the Treaty of Sèvres with the Treaty of Lausanne, which dropped all mention of prosecution. Former British prime minister David Lloyd George called the treaty an “abject, cowardly, and infamous surrender.”49
Chapter 2
“A Crime Without a Name”
Soghomon Tehlirian, the young Armenian survivor, knew little of international treaties or geopolitics. He knew only that his life had been empty since the war, that Talaat was responsible, and that the former minister of the interior would never stand trial. Since the massacre of his family and injury to his head, Tehlirian had been unable to sleep and had been overcome by frequent epileptic seizures. In 1920 he had found a cause, enlisting in Operation Nemesis, a Boston-based Armenian plot to assassinate the Turkish leaders involved in targeting the Armenians. He was assigned to murder Talaat, a crime that earned him everlasting glory in the Armenian community and brief global notoriety.
While Tehlirian awaited trial in Berlin, Raphael Lemkin, a twenty-one-year-old Polish Jew studying linguistics at the University of Lvov, came upon a short news item on Talaat’s assassination in the local paper. Lemkin was intrigued and brought the case to the attention of one of his professors. Lemkin asked why the Armenians did not have Talaat arrested for the massacre. The professor said there was no law under which he could be arrested. “Consider the case of a farmer who owns a flock of chickens,” he said. “He kills them and this is his business. If you interfere, you are trespassing.”
“It is a crime for Tehlirian to kill a man, but it
is not a crime for his oppressor to kill more than a million men?” Lemkin asked. “This is most inconsistent.”1
Österreichische Gesellschaft für Zeitgeschichte, Courtesy of USHMM Photo Archives
Jewish boy being forced to write Jude on his father’s store in Vienna, Austria, within days of Germany’s Anschluss.
Lemkin was appalled that the banner of “state sovereignty” could shield men who tried to wipe out an entire minority. “Sovereignty,” Lemkin argued to the professor, “implies conducting an independent foreign and internal policy, building of schools, construction of roads . . . all types of activity directed towards the welfare of people. Sovereignty cannot be conceived as the right to kill millions of innocent people.”2 But it was states, and particularly strong states, that made the rules.
Lemkin read about the abortive British effort to try the Turkish perpetrators and saw that states would rarely pursue justice out of a commitment to justice alone. They would do so only if they came under political pressure, if the trials served strategic interests, or if the crimes affected their citizens.
Lemkin was torn about how to judge Tehlirian’s act. On the one hand, Lemkin credited the Armenian with upholding the “moral order of mankind” and drawing the world’s attention to the Turkish slaughter. Tehlirian’s case had quickly turned into an informal trial of the deceased Talaat for his crimes against the Armenians; the witnesses and written evidence introduced in Tehlirian’s defense brought the Ottoman horrors to their fullest light to date. The New York Times wrote that the documents introduced in the trial “established once and for all the fact that the purpose of the Turkish authorities was not deportation but annihilation.”3 But Lemkin was uncomfortable that Tehlirian, who had been acquitted on the grounds of what today would be called “temporary insanity,” had acted as the “self-appointed legal officer for the conscience of mankind.”4 Passion, he knew, would often make a travesty of justice. Impunity for mass murderers like Talaat had to end; retribution had to be legalized.
A decade later, in 1933, Lemkin, then a lawyer, made plans to speak before an international criminal law conference in Madrid before a distinguished gathering of elder colleagues.5 Lemkin drafted a paper that drew attention both to Hitler’s ascent and to the Ottoman slaughter of the Armenians, a crime that most Europeans either had ignored or had filed away as an “Eastern” phenomenon. If it happened once, the young lawyer urged, it would happen again. If it happened there, he argued, it could happen here. Lemkin offered up a radical proposal. If the international community ever hoped to prevent mass slaughter of the kind the Armenians had suffered, he insisted, the world’s states would have to unite in a campaign to ban the practice. With that end in mind, Lemkin had prepared a law that would prohibit the destruction of nations, races, and religious groups. The law hinged on what he called “universal repression,” a precursor to what today is called “universal jurisdiction”: The instigators and perpetrators of these acts should be punished wherever they were caught, regardless of where the crime was committed, or the criminals’ nationality or official status.6 The attempt to wipe out national, ethnic, or religious groups like the Armenians would become an international crime that could be punished anywhere, like slavery and piracy. The threat of punishment, Lemkin argued, would yield a change in practice.
“Barbarity”
Raphael Lemkin had been oddly consumed by the subject of atrocity even before he heard Tehlirian’s story. In 1913, when he was twelve, Lemkin had read Nobel Prize winner Henryk Sienkiewicz’s Quo Vadis? which recounts the Roman emperor Nero’s massacres of Christian converts in the first century. Lemkin grew up on a sprawling farm in eastern Poland near the town of Wolkowysk, some 50 miles from the city of Bialystok, which was then part of czarist Russia. Although Lemkin was Jewish, many of his neighbors were Christian. He was aghast that Nero could feed Christians to the lions and asked his mother, Bella, how the emperor could have elicited cheers from a mob of spectators. Bella, a painter, linguist, and student of philosophy who home-schooled her three sons, explained that once the state became determined to wipe out an ethnic or religious group, the police and the citizenry became the accomplices and not the guardians of human life.
As a boy, Lemkin often grilled his mother for details on historical cases of mass slaughter, learning about the sacking of Carthage, the Mongol invasions, and the targeting of the French Huguenots. A bibliophile, he raced through an unusually grim reading list and set out to play a role in ending the destruction of ethnic groups. “I was an impressionable youngster, leaning to sentimentality,” he wrote years later. “I was appalled by the frequency of the evil . . . and, above all, by the impunity coldly relied upon by the guilty.”
The subject of slaughter had an unfortunate personal relevance for him growing up in the Bialystok region of Poland: In 1906 some seventy Jews were murdered and ninety gravely injured in local pogroms. Lemkin had heard that mobs opened the stomachs of their victims and stuffed them with feathers from pillows and comforters in grotesque mutilation rituals. He feared that the myth that Jews liked to grind young Christian boys into matzoh would lead to more killings. Lemkin saw what he later described as “a line of blood” leading from the massacre of the Christians in Rome to the massacre of Jews nearby.7
During World War I, while the Armenians were suffering under Talaat’s menacing rule, the battle between the Russians and the Germans descended upon the doorstep of the Lemkin family farm.8 His mother and father buried the family’s books and their few valuables and took the boys to hide out in the forest that enveloped their land. In the course of the fighting, artillery fire ripped their farmhouse apart. The Germans seized their crops, cattle, and horses. Samuel, one of Lemkin’s two brothers, died in the woods of pneumonia and malnourishment.
The interwar period brought a brief respite for Lemkin and his fellow Poles. After the Russian-Polish war resulted in a rare Polish victory, Lemkin enrolled in the University of Lvov in 1920. His childhood Torah study had sparked a curiosity in the power of naming, and he had long been interested in the insight words supplied into culture. He had a knack for languages, and having already mastered Polish, German, Russian, French, Italian, Hebrew, and Yiddish, he began to study philology, the evolution of language. He planned next to learn Arabic and Sanskrit.
But in 1921, when Lemkin read the article about the assassination of Talaat, he veered away from philology and back toward his dark, childhood preoccupation. He transferred to the Lvov law school, where he scoured ancient and modern legal codes for laws prohibiting slaughter. He kept his eye trained on the local press, and his inquiry gained urgency as he got wind of pogroms being committed in the new Soviet state. He went to work as a local prosecutor and in 1929 began moonlighting on drafting an international law that would commit his government and others to stopping the targeted destruction of ethnic, national, and religious groups. It was this law that the cocksure Lemkin presented to his European legal colleagues in Madrid in 1933.
Lemkin felt that both the physical and the cultural existence of groups had to be preserved. And so he submitted to the Madrid conference a draft law banning two linked practices—“barbarity” and “vandalism.” “Barbarity” he defined as “the premeditated destruction of national, racial, religious and social collectivities.” “Vandalism” he classified as the “destruction of works of art and culture, being the expression of the particular genius of these collectivities.”9 Punishing these two practices—the destruction of groups and the demolition of their cultural and intellectual life—would occupy him fully for the next three decades.
Lemkin met with two disappointments. First, the Polish foreign minister Joseph Beck, who was attempting to endear himself to Hitler, refused to permit Lemkin to travel to Madrid to present his ideas in person.10 Lemkin’s draft had to be read out loud in his absence. Second, Lemkin found few allies for his proposal. In an interwar Europe composed of isolationist, nationalistic, economically ailing nations, European jurists and litigators
were unmoved by Lemkin’s talk of crimes that “shock the conscience.” The League of Nations was too divided to make joint law—never mind joint law on behalf of imperiled minorities. The delegates talked at length about “collective security,” but they did not mean for the phrase to include the security of collectives within states. Besides, in the words of one delegate, this crime of barbarity took place “too seldom to legislate.” Most of the lawyers present (representing thirty-seven countries) wondered how crimes committed a generation ago in the Ottoman Empire concerned lawyers on the civilized Continent. Although the German delegation had just walked out of the League of Nations and thousands of Jewish families had already begun fleeing Nazi Germany, they were also skeptical about apocalyptic references to Hitler. When Lemkin’s plan was presented, the president of the supreme court of Germany and the president of Berlin University left the room in protest.11 As Lemkin put it later in his characteristically stiff style, “Cold water was poured on me.”12
Lemkin had issued a moral challenge, and the lawyers at the conference did not reject his proposal outright. They tabled it. Lemkin noted, “They would not say ‘yes,’ and they could not say ‘no.’” They were not prepared to agree to intervene, even diplomatically, across borders. But neither were they prepared to admit that they would stand by and allow innocent people to die.