The Romantic Manifesto: A Philosophy of Literature

by Ayn Rand

  Some place over there I had left my car and started walking, burying my head in the collar of my raincoat, with the night pulled in around me like a blanket. I walked and I smoked and I flipped the spent butts ahead of me and watched them arch to the pavement and fizzle out with one last wink.

  Second excerpt:

  That hour, that moment, and that place struck with a peerless co-incision upon the very heart of his own youth, the crest and zenith of his own desire. The city had never seemed as beautiful as it looked that night. For the first time he saw that New York was supremely, among the cities of the world, the city of the night. There had been achieved here a loveliness that was astounding and incomparable, a kind of modern beauty, inherent to its place and time, that no other place nor time could match. He realized suddenly that the beauty of other cities of the night—of Paris spread below one from the butte of Sacré-Coeur, in its vast, mysterious blossoms of nocturnal radiance; of London with its smoky nimbus of fogged light, which was so peculiarly thrilling because it was so vast, so lost in the illimitable—had each its special quality, so lovely and mysterious, but had yet produced no beauty that could equal this.

  The first excerpt is by Mickey Spillane, from his novel One Lonely Night. The second excerpt is by Thomas Wolfe, from his novel The Web and the Rock.

  Both writers had to re-create a visual scene and convey a certain mood. Observe the difference in their methods. There is not a single emotional word or adjective in Spillane’s description; he presents nothing save visual facts; but he selects only those facts, only those eloquent details, which convey the visual reality of the scene and create a mood of desolate loneliness. Wolfe does not describe the city; he does not give us a single characteristic visual detail. He asserts that the city is “beautiful,” but does not tell us what makes it beautiful. Such words as “beautiful,” “astounding,” “incomparable,” “thrilling,” “lovely” are estimates; in the absence of any indication of what aroused these estimates, they are arbitrary assertions and meaningless generalities.

  Spillane’s style is reality-oriented and addressed to an objective psycho-epistemology: he provides the facts and expects the reader to react accordingly. Wolfe’s style is emotion-oriented and addressed to a subjective psycho-epistemology: he expects the reader to accept emotions divorced from facts, and to accept them second-hand.

  Spillane has to be read in full focus, because the reader’s own mind has to estimate the given facts and evoke an appropriate emotion; if one reads him out of focus, one gets nothing—there are no loose, ready-made generalizations, no pre-digested emotions. If one reads Wolfe out of focus, one gets a vague, grandiloquent approximation, suggesting that he has said something important or uplifting; if one reads him in full focus, one sees that he has said nothing.

  These are not the only attributes of a literary style. I have used these examples only to indicate some very broad categories. A great many other elements are involved in these two excerpts and in any piece of writing. Style is the most complex aspect of literature and, psychologically, the most revealing.

  But style is not an end in itself, it is only a means to an end—the means of telling a story. The writer who develops a beautiful style, but has nothing to say, represents a kind of arrested esthetic development; he is like a pianist who acquires a brilliant technique by playing finger-exercises, but never gives a concert.

  The typical literary product of such writers—and of their imitators, who possess no style—are so-called “mood-studies,” popular among today’s literati, which are little pieces conveying nothing but a certain mood. Such pieces are not an art-form, they are merely finger-exercises that never develop into art.

  Art is a re-creation of reality, which can and does affect a reader’s mood; this, however, is merely one of the by-products of art. But the attempt to affect the reader’s mood, by-passing any meaningful re-creation of reality, is an attempt to divorce consciousness from existence—to make consciousness, not reality, the focal point of art, to regard a momentary emotion, a mood, as an end in itself.

  Observe that a modern painter offers some smears of paint over a crudely inept drawing and boasts about his “color-harmonies”—while to a real painter color-harmony is only one of the means he has to master for the achievement of a much more complex and important end. Similarly, a modern writer offers some evocative sentences, adding up to a trivial vignette, and boasts about the “mood” he has created—while to a real writer the re-creation of a mood is only one of the means he has to master for the achievement of such complex elements as theme, plot, characterization, which have to be integrated into so gigantic an end as a novel.

  This particular issue is an eloquent illustration of the relationship between philosophy and art. Just as modern philosophy is dominated by the attempt to destroy the conceptual level of man’s consciousness and even the perceptual level, reducing man’s awareness to mere sensations—so modern art and literature are dominated by the attempt to disintegrate man’s consciousness and reduce it to mere sensations, to the “enjoyment” of meaningless colors, noises and moods.

  The art of any given period or culture is a faithful mirror of that culture’s philosophy. If you see obscene, dismembered monstrosities leering at you from today’s esthetic mirrors—the aborted creations of mediocrity, irrationality and panic—you are seeing the embodied, concretized reality of the philosophical premises that dominate today’s culture. Only in this sense can those manifestations be called “art”—not by the intention or accomplishment of their perpetrators, but only by grace of the fact that even in usurping the field of art, one cannot escape from its revelatory power.

  It is a frightening sight, but it has a certain didactic value: those who do not wish to surrender their future to the mercy and power of unfocused gargoyles, can learn from them what swamp is their breeding ground and what disinfectant is needed to fight them. The swamp is modern philosophy; the disinfectant is reason.

  (July-August 1968)

  6. What Is Romanticism?

  ROMANTICISM is a category of art based on the recognition of the principle that man possesses the faculty of volition.

  Art is a selective re-creation of reality according to an artist’s metaphysical value-judgments. An artist re-creates those aspects of reality which represent his fundamental view of man and of existence. In forming a view of man’s nature, a fundamental question one must answer is whether man possesses the faculty of volition—because one’s conclusions and evaluations in regard to all the characteristics, requirements and actions of man depend on the answer.

  Their opposite answers to this question constitute the respective basic premises of two broad categories of art: Romanticism, which recognizes the existence of man’s volition—and Naturalism, which denies it.

  In the field of literature, the logical consequences of these basic premises (whether held consciously or subconsciously) determine the form of the key elements of a literary work.

  1. If man possesses volition, then the crucial aspect of his life is his choice of values—if he chooses values, then he must act to gain and/or keep them—if so, then he must set his goals and engage in purposeful action to achieve them. The literary form expressing the essence of such action is the plot. (A plot is a purposeful progression of logically connected events leading to the resolution of a climax.)

  The faculty of volition operates in regard to the two fundamental aspects of man’s life: consciousness and existence, i.e., his psychological action and his existential action, i.e., the formation of his own character and the course of action he pursues in the physical world. Therefore, in a literary work, both the characterizations and the events are to be created by the author, according to his view of the role of values in human psychology and existence (and according to the code of values he holds to be right). His characters are abstract projections, not reproductions of concretes; they are invented conceptually, not copied reportorially from the particular individuals he might ha
ve observed. The specific characters of particular individuals are merely the evidence of their particular value-choices and have no wider metaphysical significance (except as material for the study of the general principles of human psychology); they do not exhaust man’s characterological potential.

  2. If man does not possess volition, then his life and his character are determined by forces beyond his control—if so, then the choice of values is impossible to him—if so, then such values as he appears to hold are only an illusion, predetermined by the forces he has no power to resist—if so, then he is impotent to achieve his goals or to engage in purposeful action—and if he attempts the illusion of such action, he will be defeated by those forces, and his failure (or occasional success) will have no relation to his actions. The literary form expressing the essence of this view is plotlessness (since there can be no purposeful progression of events, no logical continuity, no resolution, no climax).

  If man’s character and the course of his life are the product of unknown (or unknowable) forces, then, in a literary work, both the characterizations and the events are not to be invented by the author, but are to be copied from such particular characters and events as he has observed. Since he denies the existence of any effective motivational principle in human psychology, he cannot create his characters conceptually. He can only observe the people he meets, as he observes inanimate objects, and reproduce them—in the implicit hope that some clue to the unknown forces controlling human destiny may be discovered in such reproductions.

  These basic premises of Romanticism and Naturalism (the volition or anti-volition premise) affect all the other aspects of a literary work, such as the choice of theme and the quality of the style, but it is the nature of the story structure—the attribute of plot or plotlessness—that represents the most important difference between them and serves as the main distinguishing characteristic for classifying a given work in one category or the other.

  This is not to say that a writer identifies and applies all the consequences of his basic premise by a conscious process of thought. Art is the product of a man’s subconscious integrations, of his sense of life, to a larger extent than of his conscious philosophical convictions. Even the choice of the basic premise may be subconscious—since artists, like any other men, seldom translate their sense of life into conscious terms. And, since an artist’s sense of life may be as full of contradictions as that of any other man, these contradictions become apparent in his work; the dividing line between Romanticism and Naturalism is not always maintained consistently in every aspect of every given work of art (particularly since one of these basic premises is false). But if one surveys the field of art and studies the works produced, one will observe that the degree of consistency in the consequences of these two basic premises is a remarkably eloquent demonstration of the power of metaphysical premises in the realm of art.

  With very rare (and partial) exceptions, Romanticism is non-existent in today’s literature. This is not astonishing when one considers the crushing weight of the philosophical wreckage under which generations of men have been brought up—a wreckage dominated by the doctrines of irrationalism and determinism. In their formative years, young people could not find much evidence on which to develop a rational, benevolent, value-oriented sense of life, neither in philosophical theory nor in its cultural echoes nor in the daily practice of the passively deteriorating society around them.

  But observe the psychological symptoms of an unrecognized, unidentified issue: the virulently intense antagonism of today’s esthetic spokesmen to any manifestation of the Romantic premise in art. It is particularly the attribute of plot in literature that arouses an impassioned hostility among them—a hostility with deeply personal overtones, too violent for a mere issue of literary canons. If plot were a negligible and inappropriate element of literature, as they claim it to be, why the hysterical hatred in their denunciations? This type of reaction pertains to metaphysical issues, i.e., to issues that threaten the foundations of a person’s entire view of life (if that view is irrational). What they sense in a plot structure is the implicit premise of volition (and, therefore, of moral values). The same reaction, for the same subconscious reason, is evoked by such elements as heroes or happy endings or the triumph of virtue, or, in the visual arts, beauty. Physical beauty is not a moral or volitional issue—but the choice to paint a beautiful human being rather than an ugly one, implies the existence of volition: of choice, standards, values.

  The destruction of Romanticism in esthetics—like the destruction of individualism in ethics or of capitalism in politics—was made possible by philosophical default. It is one more demonstration of the principle that that which is not known explicitly is not in man’s conscious control. In all three cases, the nature of the fundamental values involved had never been defined explicitly, the issues were fought in terms of non-essentials, and the values were destroyed by men who did not know what they were losing or why.

  This was the predominant pattern of issues in the field of esthetics, which, throughout history, has been a virtual monopoly of mysticism. The definition of Romanticism given here is mine—it is not a generally known or accepted one. There is no generally accepted definition of Romanticism (nor of any key element in art, nor of art itself).

  Romanticism is a product of the nineteenth century—a (largely subconscious) result of two great influences: Aristotelianism, which liberated man by validating the power of his mind—and capitalism, which gave man’s mind the freedom to translate ideas into practice (the second of these influences was itself the result of the first). But while the practical consequences of Aristotelianism were reaching men’s daily existence, its theoretical influence was long since gone: philosophy, since the Renaissance, had been retrogressing overwhelmingly to the mysticism of Plato. Thus the historically unprecedented events of the nineteenth century—the Industrial Revolution, the child-prodigy speed in the growth of science, the skyrocketing standard of living, the liberated torrent of human energy—were left without intellectual direction or evaluation. The nineteenth century was guided, not by an Aristotelian philosophy, but by an Aristotelian sense of life. (And, like a brilliantly violent adolescent who fails to translate his sense of life into conscious terms, it burned itself out, choked by the blind confusions of its own overpowering energy.)

  Whatever their conscious convictions, the artists of that century’s great new school—the Romanticists—picked their sense of life out of the cultural atmosphere: it was an atmosphere of men intoxicated by the discovery of freedom, with all the ancient strongholds of tyranny—of church, state, monarchy, feudalism—crumbling around them, with unlimited roads opening in all directions and no barriers set to their newly unleashed energy. It was an atmosphere best expressed by that century’s naive, exuberant and tragically blind belief that human progress, from here on, was to be irresistible and automatic.

  Esthetically, the Romanticists were the great rebels and innovators of the nineteenth century. But, in their conscious convictions, they were for the most part anti-Aristotelian and leaning toward a kind of wild, freewheeling mysticism. They did not see their own rebellion in fundamental terms; they were rebelling—in the name of the individual artist’s freedom—not against determinism, but, much more superficially, against the esthetic “Establishment” of the time: against Classicism.

  Classicism (an example of a much deeper superficiality) was a school that had devised a set of arbitrary, concretely detailed rules purporting to represent the final and absolute criteria of esthetic value. In literature, these rules consisted of specific edicts, loosely derived from the Greek (and French) tragedies, which prescribed every formal aspect of a play (such as the unity of time, place and action) down to the number of acts and the number of verses permitted to a character in every act. Some of that stuff was based on Aristotle’s esthetics and can serve as an example of what happens when concrete-bound mentalities, seeking to by-pass the responsibility of thought, attempt to
transform abstract principles into concrete prescriptions and to replace creation with imitation. (For an example of Classicism that survived well into the twentieth century, I refer you to the architectural dogmas represented by Howard Roark’s antagonists in The Fountainhead.)

  Even though the Classicists had no answer to why their rules were to be accepted as valid (except the usual appeal to tradition, to scholarship and to the prestige of antiquity), this school was regarded as the representative of reason.(!)

  Such were the roots of one of the grimmest ironies in cultural history: the early attempts to define the nature of Romanticism declared it to be an esthetic school based on the primacy of emotions—as against the champions of the primacy of reason, which were the Classicists (and, later, the Naturalists). In various forms, this definition has persisted to our day. It is an example of the intellectually disastrous consequences of definitions by non-essentials—and an example of the penalty one pays for a non-philosophical approach to cultural phenomena.

  One can observe the misapprehended element of truth that gave rise to that early classification. What the Romanticists brought to art was the primacy of values, an element that had been missing in the stale, arid, third-and fourth-hand (and rate) repetitions of the Classicists’ formula-copying. Values (and value-judgments) are the source of emotions; a great deal of emotional intensity was projected in the work of the Romanticists and in the reactions of their audiences, as well as a great deal of color, imagination, originality, excitement and all the other consequences of a value-oriented view of life. This emotional element was the most easily perceivable characteristic of the new movement and it was taken as its defining characteristic, without deeper inquiry.

  Such issues as the fact that the primacy of values in human life is not an irreducible primary, that it rests on man’s faculty of volition, and, therefore, that the Romanticists, philosophically, were the champions of volition (which is the root of values) and not of emotions (which are merely the consequences)—were issues to be defined by philosophers, who defaulted in regard to esthetics as they did in regard to every other crucial aspect of the nineteenth century.