The Dead Hand

by David Hoffman

  Gorbachev was puzzled and irritated. He thought he had put Reagan in a box at the summit. He had made an irresistible all-or-nothing offer, and he was sure Reagan would come around to accept it. Gorbachev repeatedly called it the “package”: concessions on the intermediate-range missiles and on the long-range weapons must be contingent on limiting the Strategic Defense Initiative. “We will stand on this, firmly,” Gorbachev confidently told the Politburo on October 14. “We do not need any cheap tricks, only the package.” But to Gorbachev’s consternation, Reagan gave no signs of flexibility in the weeks after the summit. “What is it that America wants?” Gorbachev asked at the Politburo on October 30. “I have more and more doubts about whether we can achieve anything at all with this administration.”11

  Gorbachev also had his own troubles, especially the war in Afghanistan.12 The war had become a morass for the Soviets, and provided a fresh test of whether Gorbachev could withdraw from the military burdens he inherited. On November 13, 1986, a restless Gorbachev told the Politburo he wanted to get out of Afghanistan. “We must not waste time!” he said. “We have been fighting for six years! Some say, if we continue the same way, it may be going on for another 20 or 30 years. And this is what’s going to happen. People have raised the question: are we going to stay there forever? Or should we end this war? If we don’t it will be a complete disgrace. Our strategic goal is to wrap up the war in one, maximum two years, and pull out the troops.”

  Yet, as Chernyaev recalled later, “We carried the heavy burden of Afghanistan into the new year. For all of Gorbachev’s determination to end the war … no significant steps were yet taken. And this, like the aftermath of Chernobyl, was a huge weight on all his further reform activities. It greatly restricted his freedom of political and economic maneuver, including his efforts to realize the idea of Reykjavik.”13

  Another setback for Gorbachev came on his nuclear testing moratorium. The Soviet test sites had been silent for eighteen months, but the United States refused to join, and conducted some twenty tests during the period. The moratorium was good for propaganda, but it brought Gorbachev no tangible results. The Soviet nuclear weapons establishment was eager to resume explosions. On December 18, Gorbachev threw in the towel. The Soviet Union announced it would resume testing in 1987, right after the next American weapons test. Gorbachev was discouraged by having to give up one of his cherished initiatives, and dispirited at the continued signs of backsliding by Reagan on other issues.14 Gorbachev said the Iran-Contra scandal “pushes them to do it in order to save the president.” He worried about more surprises from Reagan. “We are dealing with political dregs,” he said. “One can expect anything from them.”

  In December, Gorbachev approved the new military doctrine Akhromeyev had forged, but he heard grumbling from the military. “We should not become like the generals, who are trying to scare us,” Gorbachev said. “They are already hissing among themselves: what kind of leadership do we have? ‘They are destroying the defense of the country.’ They say that Ogarkov is very upset. To him it is just give, give more. Cannons should be longer!”15

  With small steps, those around Gorbachev began slowly to reverse the secrecy and deceit so deeply woven into the hypermilitarized Soviet system. Fresh streams of candor began to run through the corridors of the Kremlin. The new thinking—honest, but still cautious—was evident in the detailed reference papers that Vitaly Katayev prepared for his superiors in the Central Committee defense department, especially Lev Zaikov, the Politburo member in charge of the military-industrial complex. The style of the typewritten reports reflects Katayev’s precision and background as an engineer: three neat columns across, often many pages long, each row addressing a new issue, or question. At the top, he typed “S P R A V K A,” or information.

  On December 24, 1986, Katayev finished another spravka that showed he was candid—at least to his bosses in the system—about shortcomings in the Soviet military machine. In this document, Katayev carefully dissected the points in a speech made in San Francisco four weeks earlier by Gates, the deputy CIA director. Gates claimed that a radar station being constructed north of Krasnoyarsk, in Siberia, violated the 1972 Anti-ballistic Missile Treaty, a charge the United States had made before in the glossy annual booklet Soviet Military Power.16 The Americans claimed the station could be used for “battle management” of a nationwide anti-missile system. This was not the case. The Soviets claimed the radar was for civilian space tracking. This was also not true. In fact, it was a permitted type of radar for early warning against missile attack, but the Soviets had put it in a prohibited location. The treaty said that early-warning radars could only be built around the periphery of a country, facing outward. The Soviet leaders had put this radar station inland, 1,669 miles from the Pacific Ocean and nearly five hundred miles north of the border with Mongolia, clearly not at the perimeter. The radar antenna faced northeast, too, which was not exactly outward. The real reason it faced this way was to plug another Soviet shortcoming, a hole in the early-warning network—to watch out for American missiles coming from submarines in the northern Pacific Ocean. Katayev candidly acknowledged the Soviet violation in his spravka: “The building of the radar in the city of Krasnoyarsk indeed contradicts the Article 6b of the ABM Treaty because the antenna curtain is oriented toward the inside of the territory.” Although Katayev had admitted it internally, it was a violation the Soviets would not acknowledge publicly for more than two years.

  On another point in the speech in San Francisco, Gates warned that the Soviet Union was “laying the foundation” for a nationwide missile defense system, which would be prohibited by the treaty, and pursuing advanced technology to do it, such as laser, particle beam, kinetic energy and microwave electronics. This argument was often made by U.S. officials to build support for the Strategic Defense Initiative. But it was hype. Katayev wrote in his spravka the Soviets were in fact way behind the level of technology suggested by Gates. The alarmist charges were greatly exaggerated. The most advanced Soviet research on laser and other exotic technology “are at the initial stage of laboratory stand experiments,” he said. Prototypes of such weapons could not be created any sooner than the year 2000. The Soviets were unable to shoot down anything with a laser.17

  Another important voice for glasnost, and against the long tradition of military secrecy, was Velikhov, the open-minded physicist and adviser to Gorbachev. In January 1987, four weeks after Katayev’s spravka, Velikhov came up with an idea. He wrote to the Central Committee defense department—Katayev’s office—proposing to challenge the misleading American statements about Soviet laser weapons. A showcase nuclear disarmament conference was scheduled for later in the month in Moscow, and Velikhov was one of the organizers. Scientists, celebrities and antinuclear activists were being brought in from all around the world. Velikhov suggested: what if Gorbachev himself announced at the conference that the Soviet Union would open up the top-secret test facility at Sary Shagan that was so often at the center of American propaganda? What if the Americans were invited to see for themselves that Gates and Soviet Military Power were wrong? Velikhov suggested that a group of five to eight American scientists and journalists be taken on a “spontaneous” four-hour visit. Contrary to American claims about the lasers, their actual power was “thousands of times less than required” for shooting down missiles, he said. “There exists a complete and unique chance to demonstrate the false nature of the official American claims,” Velikhov insisted. “An exposure of the lie with one concrete example may have big political consequences.”

  Velikhov was a vice president of the Academy of Sciences, and his proposal immediately commanded the attention of top security and defense officials, including Zaikov, Akhromeyev and the head of the KGB, Viktor Chebrikov. A staff report dumped cold water on Velikhov’s idea, saying the American visitors would quickly realize the Soviet equipment was really quite old. The two lasers at the complex were experimental samples using components from the early 1970s, th
e staff report said. The visiting scientists and journalists might think the Soviets were insincere, or covering up something, the report added. Akhromeyev worried that the Americans—seeing the size of buildings and the nature of the test range—might try to prove that the Soviets were planning to build missile defenses in the future. There was also worry that the visitors might see a secret project called “Gamma” to build an anti-satellite weapon in the future. In fact, Gamma never materialized. The only thing to hide at Sary Shagan was the painful truth: Soviet technology was way behind.

  On February 12, the Central Committee answered Velikhov: proposal rejected. No Americans could see the secret test range. But Velikhov had opened the door a crack, and did not give up.

  Another key moment in Gorbachev’s drive for change came December 16, 1986, when he telephoned Andrei Sakharov, who was watching television with his wife, Yelena Bonner. Sakharov, the 1975 Nobel Peace Prize winner and dissident physicist who had helped design the Soviet hydrogen bomb, was banished to Gorky in 1980 without trial for speaking out against the Soviet invasion of Afghanistan and Soviet human rights violations. Reagan had raised the question of Sakharov in a letter to Gorbachev delivered at the Reykjavik summit. Gorbachev did not want to seem to be under pressure, but in December he told Sakharov on the phone, “You can return to Moscow.” Sakharov stepped off the train in Moscow at the Yaroslavl station on December 23.

  In February, Sakharov appeared in public for the first time since his return, attending the international disarmament conference, “The Forum for a Nuclear-Free World and the Survival of Mankind.” The conference was jam-packed with celebrities invited from around the world, but Sakharov’s presence cast a special glow. Even more significant was Sakharov’s message: it was time to get on with reducing dangerous missiles and break the deadlock over the Strategic Defense Initiative. It was time to crack open the Gorbachev “package” from Reykjavik.18

  Gorbachev had earlier been certain the package deal would bring results. But now, in late February 1987, the Soviet Union was preparing to set off its first nuclear explosion since the end of the moratorium. Gorbachev needed something new, and bold. Sakharov’s speech at the conference has been credited by some as pushing Gorbachev to move. But there was another strong impetus. On February 25, Gorbachev’s influential adviser, Alexander Yakovlev, wrote an extensive memo to him, arguing the time had come to unbundle the “package” and make separate deals to reduce nuclear weapons.

  Yakovlev, the paragon of new thinking who had walked with Gorbachev in the orchard in Canada, said Gorbachev needed to pay attention to the political dynamics. “In politics, maximum freedom of maneuver is always valuable,” he wrote. “The ‘package’ in its present form only ties our hands.” At the top of Yakovlev’s list of priorities, if the package were dropped, was to seek a separate agreement on the intermediate-range missiles that would ease the threat posed by the American Pershing II missiles in Europe. “For us, this would be tantamount to removal of a very serious threat,” he said. Yakovlev expressed a sense of urgency. “It is extremely important now not to lose the tempo we have developed, and not to lose time. If we want to untie the package, we need to do it right now, because later the effect of it will be much weaker.” A public speech making the announcement “could compensate, in the eyes of the world public, for the fact of our reciprocal resumption of nuclear testing.”19

  If Gorbachev untied the package, it would mean the very real concessions he made at Reykjavik—such as eliminating all the Pioneers—would be pocketed by Reagan, without any slowdown in the missile defense plan. But Gorbachev also realized that, since Reykjavik, they had been treading water. His package tactic wasn’t working. Gorbachev desperately wanted to get results, not shadow-box over the future.

  On the day after Yakovlev’s memo, February 26, 1987, the Soviet Union set off its first nuclear explosion since 1985, in tunnel No. 130 at the Semipalatinsk testing range in Kazakhstan. Gorbachev had absorbed Yakovlev’s argument by the time he addressed the Politburo that day. “The biggest step that would make an impression on the outside world, on public opinion, would be if we untie the package and agree to cut 1,000 of our most powerful missiles,” he said.

  “Let’s untie the package.”

  On February 28, he made the announcement. “The Soviet Union suggests that the problem of medium-range missiles in Europe be singled out from the package of issues, and that a separate agreement be concluded on it, and without delay.” Reagan took the news cautiously, saying it was “progress” toward a “new opportunity,” speaking to reporters in his first visit to the White House pressroom since disclosure of diversion of the Iran money to the contras two months earlier.

  The Pioneer missile had a brutish silhouette and carried three warheads, each 150 kilotons and independently targetable. The missile’s range was called intermediate or medium: less than the giant missiles that flew across the oceans, but more than those designed for use on battlefields. The Pioneer was a modern, mobile missile, transported on huge six-axle vehicles, which could keep the weapon in a state of constant combat readiness and launch it. Between 1978 and 1986, 441 Pioneer systems were deployed, including a version with improved accuracy and range in 1980, but they created a terrible problem the Soviet leadership had not anticipated. “The Soviet leadership at the time failed to take into account the probable reaction of the Western countries,” Gorbachev recalled. “I would even go so far as to characterize it as an unforgivable adventure, embarked on by the previous Soviet leadership under pressure from the military-industrial complex.” The NATO response—the Pershing IIs and the ground-launched cruise missiles—became “a pistol held to our head,” as Gorbachev put it. “Not to mention the exorbitant and unjustifiable costs of developing, producing and servicing the SS-20—funds swallowed up by the insatiable Moloch of the military-industrial complex.”20

  Katayev, the Central Committee staff man with long experience in the missile design bureaus, knew how the Soviet leaders fell into such a blunder. As he toured the archipelago of factories, bases and institutes under his supervision, Katayev found excess everywhere. Missiles were built because the design bureaus and factories needed to keep production lines open, not because the military wanted them. He recalled meeting with the directors of two factories building submarine-launched missiles. When he suggested they were wasting money manufacturing weapons no one would use, the factory bosses objected. “The order for missiles is given, it is included in the plan, funds are given, and so we make them,” Katayev recalled of their response to his protest. “And the way these missiles are used by the military—this is not our problem.”

  The navy was the worst. At one point Katayev calculated there were between four and eight missiles manufactured for each submarine launching tube, compared to a ratio of 1.2 or 1.3 missiles per tube in other countries. “A vast number of sea-launched missiles in the Soviet Union were kept in poor conditions, reducing the combat reliability of the weapons,” Katayev said. He took a three-day voyage on a Project 941 submarine, the Typhoon, a huge vessel with two separate pressure hulls, which carried twenty solid-fuel missiles with a range of more than six thousand miles. As he watched, the crew launched four missiles toward the test range in Kamchatka. Katayev turned to the Typhoon chief designer, Sergei Kovalyov.

  “Sergei Nikitich, four missiles flew, this is roughly the cost of a residential building of 200 apartments. What do you need this for?” Katayev asked.

  Kovalyov replied simply that it was a training exercise. But he admitted that once the missile left the tube, he was finished with it. The point was just to train for the launch. Katayev said a concrete-filled trainer missile would work just as well, and make no difference for the crew. As Katayev recounted the conversation, Kovalyov replied, “Why not? Somehow this idea never occurred to me. There were always plenty of missiles, we didn’t give it a thought. Because this new solid-fuel missile is certainly a little expensive for training novices.” From then on, they started to use
a concrete-filled missile for training.

  Katayev, precise and careful, loved lists and charts. He filled his notebooks with them, in neat handwriting, often accompanied by notes and drawings. He saw in his own records proof that missile production was excessive. He took the charts to his superiors. He implored Zaikov: they had far more missiles than the country needed. The missile overproduction was not increasing the security of the country; rather, in the case of the Pioneers, it had led to a “dangerous, strategic dead end.” But Katayev knew that his conclusion was not shared by either the generals or the legendary missile designers. The Pioneers were the newest Soviet missile, the best technology, with twenty or thirty years of useful service duty ahead of them—and all those involved were appalled at the idea of sacrificing them. Katayev recalled one particularly emotional meeting in 1985 when the idea of reducing the missile arsenal was debated. There were shouts of protest: “Sabotage!” and “The Fifth Column!” and “Remember Khrushchev!” (for the Cuban missile crisis fiasco). “I tried in vain to defuse the emotions with the help of technical arguments in favor of reducing the number of missiles,” Katayev recalled. After the stormy meeting, he remained in the conference room with one of Akhromeyev’s deputies. Katayev attempted in earnest to argue his point. “Unbeknownst to everybody,” Katayev told the deputy, “the time has arrived when the accumulation of nuclear weapons has outgrown its own level of safety and when it reached the zone where both our own nuclear weapons and those of the Americans have turned from being a means of deterrence into an instrument of increased danger. And first of all, for the Soviet Union, not for the Americans. Nobody in this country has considered it! They thought, the more missiles the better. We are the ones who have to step away from the danger—not Reagan.” They talked past midnight. Katayev recalled that although Akhromeyev’s office was right next door, he never once came into the room.21