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The Origins of Totalitarianism

Page 66

by Hannah Arendt


  In a perfect totalitarian government, where all men have become One Man, where all action aims at the acceleration of the movement of nature or history, where every single act is the execution of a death sentence which Nature or History has already pronounced, that is, under conditions where terror can be completely relied upon to keep the movement in constant motion, no principle of action separate from its essence would be needed at all. Yet as long as totalitarian rule has not conquered the earth and with the iron band of terror made each single man a part of one mankind, terror in its double function as essence of government and principle, not of action, but of motion, cannot be fully realized. Just as lawfulness in constitutional government is insufficient to inspire and guide men’s actions, so terror in totalitarian government is not sufficient to inspire and guide human behavior.

  While under present conditions totalitarian domination still shares with other forms of government the need for a guide for the behavior of its citizens in public affairs, it does not need and could not even use a principle of action strictly speaking, since it will eliminate precisely the capacity of man to act. Under conditions of total terror not even fear can any longer serve as an advisor of how to behave, because terror chooses its victims without reference to individual actions or thoughts, exclusively in accordance with the objective necessity of the natural or historical process. Under totalitarian conditions, fear probably is more widespread than ever before; but fear has lost its practical usefulness when actions guided by it can no longer help to avoid the dangers man fears. The same is true for sympathy or support of the regime; for total terror not only selects its victims according to objective standards; it chooses its executioners with as complete a disregard as possible for the candidate’s conviction and sympathies. The consistent elimination of conviction as a motive for action has become a matter of record since the great purges in Soviet Russia and the satellite countries. The aim of totalitarian education has never been to instill convictions but to destroy the capacity to form any. The introduction of purely objective criteria into the selective system of the SS troops was Himmler’s great organizational invention; he selected the candidates from photographs according to purely racial criteria. Nature itself decided, not only who was to be eliminated, but also who was to be trained as an executioner.

  No guiding principle of behavior, taken itself from the realm of human action, such as virtue, honor, fear, is necessary or can be useful to set into motion a body politic which no longer uses terror as a means of intimidation, but whose essence is terror. In its stead, it has introduced an entirely new principle into public affairs that dispenses with human will to action altogether and appeals to the craving need for some insight into the law of movement according to which the terror functions and upon which, therefore, all private destinies depend.

  The inhabitants of a totalitarian country are thrown into and caught in the process of nature or history for the sake of accelerating its movement; as such, they can only be executioners or victims of its inherent law. The process may decide that those who today eliminate races and individuals or the members of dying classes and decadent peoples are tomorrow those who must be sacrificed. What totalitarian rule needs to guide the behavior of its subjects is a preparation to fit each of them equally well for the role of executioner and the role of victim. This two-sided preparation, the substitute for a principle of action, is the ideology.

  Ideologies—isms which to the satisfaction of their adherents can explain everything and every occurence by deducing it from a single premise—are a very recent phenomenon and, for many decades, played a negligible role in political life. Only with the wisdom of hindsight can we discover in them certain elements which have made them so disturbingly useful for totalitarian rule. Not before Hitler and Stalin were the great political potentialities of the ideologies discovered.

  Ideologies are known for their scientific character: they combine the scientific approach with results of philosophical relevance and pretend to be scientific philosophy. The word “ideology” seems to imply that an idea can become the subject matter of a science just as animals are the subject matter of zoology, and that the suffix -logy in ideology, as in zoology, indicates nothing but the logoi, the scientific statements made on it. If this were true, an ideology would indeed be a pseudo-science and a pseudo-philosophy, transgressing at the same time the limitations of science and the limitations of philosophy. Deism, for example, would then be the ideology which treats the idea of God, with which philosophy is concerned, in the scientific manner of theology for which God is a revealed reality. (A theology which is not based on revelation as a given reality but treats God as an idea would be as mad as a zoology which is no longer sure of the physical, tangible existence of animals.) Yet we know that this is only part of the truth. Deism, though it denies divine revelation, does not simply make “scientific” statements on a God which is only an “idea,” but uses the idea of God in order to explain the course of the world. The “ideas” of isms—race in racism, God in deism, etc.—never form the subject matter of the ideologies and the suffix -logy never indicates simply a body of “scientific” statements.

  An ideology is quite literally what its name indicates: it is the logic of an idea. Its subject matter is history, to which the “idea” is applied; the result of this application is not a body of statements about something that is, but the unfolding of a process which is in constant change. The ideology treats the course of events as though it followed the same “law” as the logical exposition of its “idea.” Ideologies pretend to know the mysteries of the whole historical process—the secrets of the past, the intricacies of the present, the uncertainties of the future—because of the logic inherent in their respective ideas.

  Ideologies are never interested in the miracle of being. They are historical, concerned with becoming and perishing, with the rise and fall of cultures, even if they try to explain history by some “law of nature.” The word “race” in racism does not signify any genuine curiosity about the human races as a field for scientific exploration, but is the “idea” by which the movement of history is explained as one consistent process.

  The “idea” of an ideology is neither Plato’s eternal essence grasped by the eyes of the mind nor Kant’s regulative principle of reason but has become an instrument of explanation. To an ideology, history does not appear in the light of an idea (which would imply that history is seen sub specie of some ideal eternity which itself is beyond historical motion) but as something which can be calculated by it. What fits the “idea” into this new role is its own “logic,” that is a movement which is the consequence of the “idea” itself and needs no outside factor to set it into motion. Racism is the belief that there is a motion inherent in the very idea of race, just as deism is the belief that a motion is inherent in the very notion of God.

  The movement of history and the logical process of this notion are supposed to correspond to each other, so that whatever happens, happens according to the logic of one “idea.” However, the only possible movement in the realm of logic is the process of deduction from a premise. Dialectical logic, with its process from thesis through antithesis to synthesis which in turn becomes the thesis of the next dialectical movement, is not different in principle, once an ideology gets hold of it; the first thesis becomes the premise and its advantage for ideological explanation is that this dialectical device can explain away factual contradictions as stages of one identical, consistent movement.

  As soon as logic as a movement of thought—and not as a necessary control of thinking—is applied to an idea, this idea is transformed into a premise. Ideological world explanations performed this operation long before it became so eminently fruitful for totalitarian reasoning. The purely negative coercion of logic, the prohibition of contradictions, became “productive” so that a whole line of thought could be initiated, and forced upon the mind, by drawing conclusions in the manner of mere argumentation. This argumentative process could
be interrupted neither by a new idea (which would have been another premise with a different set of consequences) nor by a new experience. Ideologies always assume that one idea is sufficient to explain everything in the development from the premise, and that no experience can teach anything because everything is comprehended in this consistent process of logical deduction. The danger in exchanging the necessary insecurity of philosophical thought for the total explanation of an ideology and its Weltanschauung, is not even so much the risk of falling for some usually vulgar, always uncritical assumption as of exchanging the freedom inherent in man’s capacity to think for the strait jacket of logic with which man can force himself almost as violently as he is forced by some outside power.

  The Weltanschauungen and ideologies of the nineteenth century are not in themselves totalitarian, and although racism and communism have become the decisive ideologies of the twentieth century they were not, in principle, any “more totalitarian” than the others; it happened because the elements of experience on which they were originally based—the struggle between the races for world domination, and the struggle between the classes for political power in the respective countries—turned out to be politically more important than those of other ideologies. In this sense the ideological victory of racism and communism over all other isms was decided before the totalitarian movements took hold of precisely these ideologies. On the other hand, all ideologies contain totalitarian elements, but these are fully developed only by totalitarian movements, and this creates the deceptive impression that only racism and communism are totalitarian in character. The truth is, rather, that the real nature of all ideologies was revealed only in the role that the ideology plays in the apparatus of totalitarian domination. Seen from this aspect, there appear three specifically totalitarian elements that are peculiar to all ideological thinking.

  First, in their claim to total explanation, ideologies have the tendency to explain not what is, but what becomes, what is born and passes away. They are in all cases concerned solely with the element of motion, that is, with history in the customary sense of the word. Ideologies are always oriented toward history, even when, as in the case of racism, they seemingly proceed from the premise of nature; here, nature serves merely to explain historical matters and reduce them to matters of nature. The claim to total explanation promises to explain all historical happenings, the total explanation of the past, the total knowledge of the present, and the reliable prediction of the future. Secondly, in this capacity ideological thinking becomes independent of all experience from which it cannot learn anything new even if it is a question of something that has just come to pass. Hence ideological thinking becomes emancipated from the reality that we perceive with our five senses, and insists on a “truer” reality concealed behind all perceptible things, dominating them from this place of concealment and requiring a sixth sense that enables us to become aware of it. The sixth sense is provided by precisely the ideology, that particular ideological indoctrination which is taught by the educational institutions, established exclusively for this purpose, to train the “political soldiers” in the Ordensburgen of the Nazis or the schools of the Comintern and the Cominform. The propaganda of the totalitarian movement also serves to emancipate thought from experience and reality; it always strives to inject a secret meaning into every public, tangible event and to suspect a secret intent behind every public political act. Once the movements have come to power, they proceed to change reality in accordance with their ideological claims. The concept of enmity is replaced by that of conspiracy, and this produces a mentality in which reality—real enmity or real friendship—is no longer experienced and understood in its own terms but is automatically assumed to signify something else.

  Thirdly, since the ideologies have no power to transform reality, they achieve this emancipation of thought from experience through certain methods of demonstration. Ideological thinking orders facts into an absolutely logical procedure which starts from an axiomatically accepted premise, deducing everything else from it; that is, it proceeds with a consistency that exists nowhere in the realm of reality. The deducing may proceed logically or dialectically; in either case it involves a consistent process of argumentation which, because it thinks in terms of a process, is supposed to be able to comprehend the movement of the suprahuman, natural or historical processes. Comprehension is achieved by the mind’s imitating, either logically or dialectically, the laws of “scientifically” established movements with which through the process of imitation it becomes integrated. Ideological argumentation, always a kind of logical deduction, corresponds to the two aforementioned elements of the ideologies—the element of movement and of emancipation from reality and experience—first, because its thought movement does not spring from experience but is self-generated, and, secondly, because it transforms the one and only point that is taken and accepted from experienced reality into an axiomatic premise, leaving from then on the subsequent argumentation process completely untouched from any further experience. Once it has established its premise, its point of departure, experiences no longer interfere with ideological thinking, nor can it be taught by reality.

  The device both totalitarian rulers used to transform their respective ideologies into weapons with which each of their subjects could force himself into step with the terror movement was deceptively simple and inconspicuous: they took them dead seriously, took pride the one in his supreme gift for “ice cold reasoning” (Hitler) and the other in the “mercilessness of his dialectics,” and proceeded to drive ideological implications into extremes of logical consistency which, to the onlooker, looked preposterously “primitive” and absurd: a “dying class” consisted of people condemned to death; races that are “unfit to live” were to be exterminated. Whoever agreed that there are such things as “dying classes” and did not draw the consequence of killing their members, or that the right to live had something to do with race and did not draw the consequence of killing “unfit races,” was plainly either stupid or a coward. This stringent logicality as a guide to action permeates the whole structure of totalitarian movements and governments. It is exclusively the work of Hitler and Stalin who, although they did not add a single new thought to the ideas and propaganda slogans of their movements, for this reason alone must be considered ideologists of the greatest importance.

  What distinguished these new totalitarian ideologists from their predecessors was that it was no longer primarily the “idea” of the ideology—the struggle of classes and the exploitation of the workers or the struggle of races and the care for Germanic peoples—which appealed to them, but the logical process which could be developed from it. According to Stalin, neither the idea nor the oratory but “the irresistible force of logic thoroughly overpowered [Lenin’s] audience.” The power, which Marx thought was born when the idea seized the masses, was discovered to reside, not in the idea itself, but in its logical process which “like a mighty tentacle seizes you on all sides as in a vise and from whose grip you are powerless to tear yourself away; you must either surrender or make up your mind to utter defeat.”3 Only when the realization of the ideological aims, the classless society or the master race, was at stake, could this force show itself. In the process of realization, the original substance upon which the ideologies based themselves as long as they had to appeal to the masses—the exploitation of the workers or the national aspirations of Germany—is gradually lost, devoured as it were by the process itself: in perfect accordance with “ice cold reasoning” and the “irresistible force of logic,” the workers lost under Bolshevik rule even those rights they had been granted under Tsarist oppression and the German people suffered a kind of warfare which did not pay the slightest regard to the minimum requirements for survival of the German nation. It is in the nature of ideological politics—and is not simply a betrayal committed for the sake of self-interest or lust for power—that the real content of the ideology (the working class or the Germanic peoples), which originally had brought
about the “idea” (the struggle of classes as the law of history or the struggle of races as the law of nature), is devoured by the logic with which the “idea” is carried out.

  The preparation of victims and executioners which totalitarianism requires in place of Montesquieu’s principle of action is not the ideology itself—racism or dialectical materialism—but its inherent logicality. The most persuasive argument in this respect, an argument of which Hitler like Stalin was very fond, is: You can’t say A without saying B and C and so on, down to the end of the murderous alphabet. Here, the coercive force of logicality seems to have its source; it springs from our fear of contradicting ourselves. To the extent that the Bolshevik purge succeeds in making its victims confess to crimes they never committed, it relies chiefly on this basic fear and argues as follows: We are all agreed on the premise that history is a struggle of classes and on the role of the Party in its conduct. You know therefore that, historically speaking, the Party is always right (in the words of Trotsky: “We can only be right with and by the Party, for history has provided no other way of being in the right.”). At this historical moment, that is in accordance with the law of history, certain crimes are due to be committed which the Party, knowing the law of history, must punish. For these crimes, the Party needs criminals; it may be that the Party, though knowing the crimes, does not quite know the criminals; more important than to be sure about the criminals is to punish the crimes, because without such punishment, History will not be advanced but may even be hindered in its course. You, therefore, either have committed the crimes or have been called by the Party to play the role of the criminal—in either case, you have objectively become an enemy of the Party. If you don’t confess, you cease to help History through the Party, and have become a real enemy.—The coercive force of the argument is: if you refuse, you contradict yourself and, through this contradiction, render your whole life meaningless; the A which you said dominates your whole life through the consequences of B and C which it logically engenders.

 

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