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The Origins of Totalitarianism

Page 67

by Hannah Arendt


  Totalitarian rulers rely on the compulsion with which we can compel ourselves, for the limited mobilization of people which even they still need; this inner compulsion is the tyranny of logicality against which nothing stands but the great capacity of men to start something new. The tyranny of logicality begins with the mind’s submission to logic as a never-ending process, on which man relies in order to engender his thoughts. By this submission, he surrenders his inner freedom as he surrenders his freedom of movement when he bows down to an outward tyranny. Freedom as an inner capacity of man is identical with the capacity to begin, just as freedom as a political reality is identical with a space of movement between men. Over the beginning, no logic, no cogent deduction can have any power, because its chain presupposes, in the form of a premise, the beginning. As terror is needed lest with the birth of each new human being a new beginning arise and raise its voice in the world, so the self-coercive force of logicality is mobilized lest anybody ever start thinking—which as the freest and purest of all human activities is the very opposite of the compulsory process of deduction. Totalitarian government can be safe only to the extent that it can mobilize man’s own will power in order to force him into that gigantic movement of History or Nature which supposedly uses mankind as its material and knows neither birth nor death.

  The compulsion of total terror on one side, which, with its iron band, presses masses of isolated men together and supports them in a world which has become a wilderness for them, and the self-coercive force of logical deduction on the other, which prepares each individual in his lonely isolation against all others, correspond to each other and need each other in order to set the terror-ruled movement into motion and keep it moving. Just as terror, even in its pre-total, merely tyrannical form ruins all relationships between men, so the self-compulsion of ideological thinking ruins all relationships with reality. The preparation has succeeded when people have lost contact with their fellow men as well as the reality around them; for together with these contacts, men lose the capacity of both experience and thought. The ideal subject of totalitarian rule is not the convinced Nazi or the convinced Communist, but people for whom the distinction between fact and fiction (i.e., the reality of experience) and the distinction between true and false (i.e., the standards of thought) no longer exist.

  The question we raised at the start of these considerations and to which we now return is what kind of basic experience in the living-together of men permeates a form of government whose essence is terror and whose principle of action is the logicality of ideological thinking. That such a combination was never used before in the varied forms of political domination is obvious. Still, the basic experience on which it rests must be human and known to men, insofar as even this most “original” of all political bodies has been devised by, and is somehow answering the needs of, men.

  It has frequently been observed that terror can rule absolutely only over men who are isolated against each other and that, therefore, one of the primary concerns of all tyrannical government is to bring this isolation about. Isolation may be the beginning of terror; it certainly is its most fertile ground; it always is its result. This isolation is, as it were, pretotalitarian; its hallmark is impotence insofar as power always comes from men acting together, “acting in concert” (Burke); isolated men are powerless by definition.

  Isolation and impotence, that is the fundamental inability to act at all, have always been characteristic of tyrannies. Political contacts between men are severed in tyrannical government and the human capacities for action and power are frustrated. But not all contacts between men are broken and not all human capacities destroyed. The whole sphere of private life with the capacities for experience, fabrication and thought are left intact. We know that the iron band of total terror leaves no space for such private life and that the self-coercion of totalitarian logic destroys man’s capacity for experience and thought just as certainly as his capacity for action.

  What we call isolation in the political sphere, is called loneliness in the sphere of social intercourse. Isolation and loneliness are not the same. I can be isolated—that is in a situation in which I cannot act, because there is nobody who will act with me—without being lonely; and I can be lonely—that is in a situation in which I as a person feel myself deserted by all human companionship—without being isolated. Isolation is that impasse into which men are driven when the political sphere of their lives, where they act together in the pursuit of a common concern, is destroyed. Yet isolation, though destructive of power and the capacity for action, not only leaves intact but is required for all so-called productive activities of men. Man insofar as he is homo jaber tends to isolate himself with his work, that is to leave temporarily the realm of politics. Fabrication (poiesis, the making of things), as distinguished from action (praxis) on one hand and sheer labor on the other, is always performed in a certain isolation from common concerns, no matter whether the result is a piece of craftsmanship or of art. In isolation, man remains in contact with the world as the human artifice; only when the most elementary form of human creativity, which is the capacity to add something of one’s own to the common world, is destroyed, isolation becomes altogether unbearable. This can happen in a world whose chief values are dictated by labor, that is where all human activities have been transformed into laboring. Under such conditions, only the sheer effort of labor which is the effort to keep alive is left and the relationship with the world as a human artifice is broken. Isolated man who lost his place in the political realm of action is deserted by the world of things as well, if he is no longer recognized as homo jaber but treated as an animal laborans whose necessary “metabolism with nature” is of concern to no one. Isolation then becomes loneliness. Tyranny based on isolation generally leaves the productive capacities of man intact; a tyranny over “laborers,” however, as for instance the rule over slaves in antiquity, would automatically be a rule over lonely, not only isolated, men and tend to be totalitarian.

  While isolation concerns only the political realm of life, loneliness concerns human life as a whole. Totalitarian government, like all tyrannies, certainly could not exist without destroying the public realm of life, that is, without destroying, by isolating men, their political capacities. But totalitarian domination as a form of government is new in that it is not content with this isolation and destroys private life as well. It bases itself on loneliness, on the experience of not belonging o the world at all, which is among the most radical and desperate experiences of man.

  Loneliness, the common ground for terror, the essence of totalitarian government, and for ideology or logicality, the preparation of its executioners and victims, is closely connected with uprootedness and superfluousness which have been the curse of modern masses since the beginning of the industrial revolution and have become acute with the rise of imperialism at the end of the last century and the break-down of political institutions and social traditions in our own time. To be uprooted means to have no place in the world, recognized and guaranteed by others; to be superfluous means not to belong to the world at all. Uprootedness can be the preliminary condition for superfluousness, just as isolation can (but must not) be the preliminary condition for loneliness. Taken in itself, without consideration of its recent historical causes and its new role in politics, loneliness is at the same time contrary to the basic requirements of the human condition and one of the fundamental experiences of every human life. Even the experience of the materially and sensually given world depends upon my being in contact with other men, upon our common sense which regulates and controls all other senses and without which each of us would be enclosed in his own particularity of sense data which in themselves are unreliable and treacherous. Only because we have common sense, that is only because not one man, but men in the plural inhabit the earth can we trust our immediate sensual experience. Yet, we have only to remind ourselves that one day we shall have to leave this common world which will go on as before and for whose cont
inuity we are superfluous in order to realize loneliness, the experience of being abandoned by everything and everybody.

  Loneliness is not solitude. Solitude requires being alone whereas loneliness shows itself most sharply in company with others. Apart from a few stray remarks—usually framed in a paradoxical mood like Cato’s statement (reported by Cicero, De Re Publico, I, 17): numquam minus solum esse quam cum solus esset, “never was he less alone than when he was alone,” or, rather, “never was he less lonely than when he was in solitude”—it seems that Epictetus, the emancipated slave philosopher of Greek origin, was the first to distinguish between loneliness and solitude. His discovery, in a way, was accidental, his chief interest being neither solitude nor loneliness, but being alone (monos) in the sense of absolute independence. As Epictetus sees it (Dissertationes, Book 3, ch. 13) the lonely man (eremos) finds himself surrounded by others with whom he cannot establish contact or to whose hostility he is exposed. The solitary man, on the contrary, is alone and therefore “can be together with himself” since men have the capacity of “talking with themselves.” In solitude, in other words, I am “by myself,” together with my self, and therefore two-in-one, whereas in loneliness I am actually one, deserted by all others. All thinking, strictly speaking, is done in solitude and is a dialogue between me and myself; but this dialogue of the two-in-one does not lose contact with the world of my fellow-men because they are represented in the self with whom I lead the dialogue of thought. The problem of solitude is that this two-in-one needs the others in order to become one again: one unchangeable individual whose identity can never be mistaken for that of any other. For the confirmation of my identity I depend entirely upon other people; and it is the great saving grace of companionship for solitary men that it makes them “whole” again, saves them from the dialogue of thought in which one remains always equivocal, restores the identity which makes them speak with the single voice of one unexchangeable person.

  Solitude can become loneliness; this happens when all by myself I am deserted by my own self. Solitary men have always been in danger of loneliness, when they can no longer find the redeeming grace of companionship to save them from duality and equivocality and doubt. Historically, it seems as though this danger became sufficiently great to be noticed by others and recorded by history only in the nineteenth century. It showed itself clearly when philosophers, for whom alone solitude is a way of life and a condition of work, were no longer content with the fact that “philosophy is only for the few” and began to insist that nobody “understands” them. Character istic in this respect is the anecdote reported from Hegel’s deathbed which hardly could have been told of any great philosopher before him: “Nobody has understood me except one; and he also misunderstood.” Conversely, there is always the chance that a lonely man finds himself and starts the thinking dialogue of solitude. This seems to have happened to Nietzsche in Sils Maria when he conceived Zarathustra. In two poems (“Sils Maria” and “Aus hohen Bergen”) he tells of the empty expectation and the yearning waiting of the lonely until suddenly “um Mittag war’s, da wurde Eins zu Zwei . ./ Nan feiern wir, vereinten Siegs gewiss,/ das Fest der Feste;/ Freund Zarathustra kam, der Gast der Gäste!” (“Noon was, when One became Two ... Certain of united victory we celebrate the feast of feasts; friend Zarathustra came, the guest of guests.”)

  What makes loneliness so unbearable is the loss of one’s own self which can be realized in solitude, but confirmed in its identity only by the trusting and trustworthy company of my equals. In this situation, man loses trust in himself as the partner of his thoughts and that elementary confidence in the world which is necessary to make experiences at all. Self and world, capacity for thought and experience are lost at the same time.

  The only capacity of the human mind which needs neither the self nor the other nor the world in order to function safely and which is as independent of experience as it is of thinking is the ability of logical reasoning whose premise is the self-evident. The elementary rules of cogent evidence, the truism that two and two equals four cannot be perverted even under the conditions of absolute loneliness. It is the only reliable “truth” human beings can fall back upon once they have lost the mutual guarantee, the common sense, men need in order to experience and live and know their way in a common world. But this “truth” is empty or rather no truth at all, because it does not reveal anything. (To define consistency as truth as some modern logicians do means to deny the existence of truth.) Under the conditions of loneliness, therefore, the self-evident is no longer just a means of the intellect and begins to be productive, to develop its own lines of “thought.” That thought processes characterized by strict self-evident logicality, from which apparently there is no escape, have some connection with loneliness was once noticed by Luther (whose experiences in the phenomena of solitude and loneliness probably were second to no one’s and who once dared to say that “there must be a God because man needs one being whom he can trust”) in a little-known remark on the Bible text “it is not good that man should be alone”: A lonely man, says Luther, “always deduces one thing from the other and thinks everything to the worst.”4 The famous extremism of totalitarian movements, far from having anything to do with true radicalism, consists indeed in this “thinking everything to the worst,” in this deducing process which always arrives at the worst possible conclusions.

  What prepares men for totalitarian domination in the non-totalitarian world is the fact that loneliness, once a borderline experience usually suffered in certain marginal social conditions like old age, has become an everyday experience of the evergrowing masses of our century. The merciless process into which totalitarianism drives and organizes the masses looks like a suicidal escape from this reality. The “ice-cold reasoning” and the “mighty tentacle” of dialectics which “seizes you as in a vise” appears like a last support in a world where nobody is reliable and nothing can be relied upon. It is the inner coercion whose only content is the strict avoidance of contradictions that seems to confirm a man’s identity outside all relationships with others. It fits him into the iron band of terror even when he is alone, and totalitarian domination tries never to leave him alone except in the extreme situation of solitary confinement. By destroying all space between men and pressing men against each other, even the productive potentialities of isolation are annihilated; by teaching and glorifying the logical reasoning of loneliness where man knows that he will be utterly lost if ever he lets go of the first premise from which the whole process is being started, even the slim chances that loneliness may be transformed into solitude and logic into thought are obliterated. If this practice is compared with that of tyranny, it seems as if a way had been found to set the desert itself in motion, to let loose a sand storm that could cover all parts of the inhabited earth.

  The conditions under which we exist today in the field of politics are indeed threatened by these devastating sand storms. Their danger is not that they might establish a permanent world. Totalitarian domination, like tyranny, bears the germs of its own destruction. Just as fear and the impotence from which fear springs are antipolitical principles and throw men into a situation contrary to political action, so loneliness and the logical-ideological deducing the worst that comes from it represent an antisocial situation and harbor a principle destructive for all human living-together. Nevertheless, organized loneliness is considerably more dangerous than the unorganized impotence of all those who are ruled by the tyrannical and arbitrary will of a single man. Its danger is that it threatens to ravage the world as we know it—a world which everywhere seems to have come to an end—before a new beginning rising from this end has had time to assert itself.

  Apart from such considerations—which as predictions are of little avail and less consolation—there remains the fact that the crisis of our time and its central experience have brought forth an entirely new form of government which as a potentiality and an ever-present danger is only too likely to stay with us from now on,
just as other forms of government which came about at different historical moments and rested on different fundamental experiences have stayed with mankind regardless of temporary defeats—monarchies, and republics, tyrannies, dictatorships and despotism.

  But there remains also the truth that every end in history necessarily contains a new beginning; this beginning is the promise, the only “message” which the end can ever produce. Beginning, before it becomes a historical event, is the supreme capacity of man; politically, it is identical with man’s freedom. Initium ut esset homo creatus est—“that a beginning be made man was created” said Augustine.5 This beginning is guaranteed by each new birth; it is indeed every man.

 

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